SEC Form 4 · accession 0001628280-18-011902
HARTE HANKS INC · HHS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank M Grillo
Officer — EVP & Chief Marketing Officer
Period of report
Sep 17, 2018
Accepted (ET)
Sep 17, 2018 · 12:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045919
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 17, 2018 | D | 1,538 | $0.00 | D | 4,673 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Sep 17, 2018 | D | 7,512 | D | — | — | Common Stock | 0 | 0 | D |
Explanation of responses
- F1These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment.
- F2Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.
- F3These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation of employment.