Company · CIK 0001330436 · SIC 3841 — Surgical & Medical Instruments & Apparatus

Liquidia Technologies Inc · LQDA

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $55.2M · 12sales $225k · 3net $54.9M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 4, 2019 XForm 4 →	Mar 4, 4:18 pm EST	Stephen M BlochDirector	34,378	$0.01	$344	2,597,681	—	plan?
Mar 4, 2019 XForm 4 →	Mar 4, 4:14 pm EST	Canaan VIII LP +110% Owner	34,378	$0.01	$344	2,597,681	—	plan?
Feb 28, 2019 SForm 4 →	Mar 1, 5:00 pm EST	Benjamin MaynorSVP, Research and Development	2,187	$19.84	$43,388	4,168	−34.4%	plan?
Feb 28, 2019 MForm 4 →	Mar 1, 5:00 pm EST	Benjamin MaynorSVP, Research and Development	2,187	$1.85	$4,046	6,355	—	plan?
Feb 22, 2019 SForm 4 →	Feb 22, 9:09 pm EST	Kevin K GordonPresident and CFO	943	$17.10	$16,130	162,265	−0.58%	plan?
Jan 22, 2019 SForm 4 →	Jan 24, 5:15 pm EST	Kevin K GordonPresident and CFO	11,322	$14.66	$165,942	163,208	−6.49%	plan?
Nov 13, 2018 PForm 4 →	Nov 15, 4:06 pm EST	Arthur S KirschDirector	1,000	$18.45	$18,448	2,000	+100%	plan?
Nov 8, 2018 PForm 4 →	Nov 13, 4:07 pm EST	Arthur S KirschDirector	1,000	$18.25	$18,250	1,000	—	plan? late
Oct 12, 2018 AForm 4 →	Oct 16, 4:06 pm EDT	Kevin K GordonPresident and CFO	5,870	—	—	174,530	—	plan?
Oct 12, 2018 AForm 4 →	Oct 16, 4:06 pm EDT	Neal Franklin FowlerChief Executive Officer, Director	11,238	—	—	56,227	—	plan?
Sep 13, 2018 FMForm 4 →	Sep 14, 4:16 pm EDT	Timothy AlburySVP, Chief Accounting Officer	13,000	$6.46	$83,938	36,911	—	plan?
Jul 30, 2018 CForm 4 →	Aug 8, 5:02 pm EDT	1118 Ltd +110% Owner	100,713	—	—	100,713	—	plan? late
Jul 30, 2018 CForm 4 →	Aug 1, 9:00 pm EDT	Xeraya LT Ltd +110% Owner	1,036,752	—	—	1,036,752	—	plan?
Jul 30, 2018 PForm 4 →	Aug 1, 7:28 pm EDT	Scott D Sandell10% Owner	545,455	$11.00	$6,000,005	2,484,870	+28.1%	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 7:28 pm EDT	Scott D Sandell10% Owner	1,928,295	—	—	1,939,415	—	plan?
Jul 30, 2018 PForm 4 →	Aug 1, 7:26 pm EDT	Patrick J Kerins10% Owner	545,455	$11.00	$6,000,005	2,484,870	+28.1%	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 7:26 pm EDT	Patrick J Kerins10% Owner	1,928,295	—	—	1,939,415	—	plan?
Jul 30, 2018 PForm 4 →	Aug 1, 7:23 pm EDT	Forest Baskett10% Owner	545,455	$11.00	$6,000,005	2,484,870	+28.1%	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 7:23 pm EDT	Forest Baskett10% Owner	1,928,295	—	—	1,939,415	—	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 7:21 pm EDT	Garden East Ltd +110% Owner	100,713	—	—	100,713	—	plan?
Jul 30, 2018 PForm 4 →	Aug 1, 7:21 pm EDT	Peter J Barris10% Owner	545,455	$11.00	$6,000,005	2,484,870	+28.1%	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 7:21 pm EDT	Peter J Barris10% Owner	1,928,295	—	—	1,939,415	—	plan?
Jul 30, 2018 PForm 4 →	Aug 1, 7:17 pm EDT	M James Barrett10% Owner	545,455	$11.00	$6,000,005	2,484,870	+28.1%	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 7:17 pm EDT	M James Barrett10% Owner	1,928,295	—	—	1,939,415	—	plan?
Jul 30, 2018 PForm 4 →	Aug 1, 6:32 pm EDT	GLAXOSMITHKLINE PLCOther	148,818	$11.00	$1,636,998	624,422	+31.3%	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 6:32 pm EDT	GLAXOSMITHKLINE PLCOther	455,111	—	—	475,604	—	plan?
Jul 30, 2018 PForm 4 →	Aug 1, 5:47 pm EDT	Alexandria Venture Investments, LLC10% Owner	136,364	$11.00	$1,500,004	396,172	+52.5%	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 5:47 pm EDT	Alexandria Venture Investments, LLC10% Owner	259,808	—	—	259,808	—	plan?
Jul 30, 2018 PForm 4 →	Aug 1, 5:26 pm EDT	New Enterprise Associates 12, Limited Partnership +210% Owner	545,455	$11.00	$6,000,005	2,484,870	+28.1%	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 5:26 pm EDT	New Enterprise Associates 12, Limited Partnership +210% Owner	1,928,295	—	—	1,939,415	—	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 5:26 pm EDT	Bill & Melinda Gates Foundation10% Owner	797,073	—	—	797,073	—	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 5:16 pm EDT	University of North Carolina at Chapel Hill Foundation, Inc.10% Owner	106,276	—	—	119,880	—	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 5:16 pm EDT	Wakefield Group IV, LLC10% Owner	243,096	—	—	248,073	—	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 5:15 pm EDT	Wakefield Group III, LLC10% Owner	25,880	—	—	25,880	—	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 5:14 pm EDT	Sovereign's Capital II, LP10% Owner	78,660	—	—	78,660	—	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 5:14 pm EDT	Morningside Venture Investments Ltd10% Owner	552,728	—	—	552,728	—	plan?
Jul 30, 2018 PForm 4 →	Aug 1, 5:13 pm EDT	Stephen M BlochDirector	727,273	$11.00	$8,000,003	2,563,303	+39.6%	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 5:13 pm EDT	Stephen M BlochDirector	1,833,331	—	—	1,836,030	—	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 5:13 pm EDT	LEERINK REVELATION HEALTHCARE FUND I, L.P. +110% Owner	397,452	—	—	397,452	—	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 5:12 pm EDT	PHARMACEUTICAL PRODUCT DEVELOPMENT, LLC +510% Owner	442,819	—	—	442,819	—	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 5:12 pm EDT	Family Credit LLC Series D Mario +210% Owner	107,791	—	—	107,791	—	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 5:12 pm EDT	Amereus Group PTE LTD +110% Owner	496,815	—	—	496,815	—	plan?
Jul 30, 2018 PForm 4 →	Aug 1, 5:12 pm EDT	Canaan VIII LP +110% Owner	727,273	$11.00	$8,000,003	2,563,303	+39.6%	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 5:12 pm EDT	Canaan VIII LP +110% Owner	1,833,331	—	—	1,836,030	—	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 5:12 pm EDT	Medical Mutual Holdings, Inc.10% Owner	160,445	—	—	160,445	—	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 5:11 pm EDT	ALWP CAPITAL SPC LTD +110% Owner	151,070	—	—	151,070	—	plan?
Jul 30, 2018 CForm 4 →	Aug 1, 5:00 pm EDT	Arthur M Pappas +410% Owner	289,075	—	—	289,075	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 4, 2019 XForm 4 →	Mar 4, 4:18 pm EST	Stephen M BlochDirector	34,378	—	—	0	—
Mar 4, 2019 XForm 4 →	Mar 4, 4:14 pm EST	Canaan VIII LP +110% Owner	34,378	—	—	0	—
Feb 28, 2019 MForm 4 →	Mar 1, 5:00 pm EST	Benjamin MaynorSVP, Research and Development	2,187	—	—	6,132	—
Feb 5, 2019 AForm 4 →	Feb 7, 5:12 pm EST	Jeri ThomasSVP, Commercial	30,000	—	—	30,000	—
Feb 5, 2019 AForm 4 →	Feb 7, 5:11 pm EST	Neal Franklin FowlerChief Executive Officer, Director	96,500	—	—	96,500	—
Feb 5, 2019 AForm 4 →	Feb 7, 5:11 pm EST	Benjamin MaynorSVP, Research and Development	30,000	—	—	30,000	—
Feb 5, 2019 AForm 4 →	Feb 7, 5:11 pm EST	Robert A LippeChief Operations Officer	36,000	—	—	36,000	—
Feb 5, 2019 AForm 4 →	Feb 7, 5:10 pm EST	Timothy AlburySVP, Chief Accounting Officer	20,000	—	—	20,000	—
Feb 5, 2019 AForm 4 →	Feb 7, 5:10 pm EST	Robert F RoscignoSVP, Product Development	36,000	—	—	36,000	—
Sep 13, 2018 MForm 4 →	Sep 14, 4:16 pm EDT	Timothy AlburySVP, Chief Accounting Officer	10,843	—	—	0	—
Jul 30, 2018 CForm 4 →	Aug 8, 5:02 pm EDT	1118 Ltd +110% Owner	1,694,738	—	—	0	—	late
Jul 30, 2018 CForm 4 →	Aug 1, 9:00 pm EDT	Xeraya LT Ltd +110% Owner	17,445,780	—	—	0	—
Jul 30, 2018 CJForm 4 →	Aug 1, 7:28 pm EDT	Scott D Sandell10% Owner	24,210,959	—	—	40,702	—
Jul 30, 2018 CJForm 4 →	Aug 1, 7:26 pm EDT	Patrick J Kerins10% Owner	24,210,959	—	—	40,702	—
Jul 30, 2018 CJForm 4 →	Aug 1, 7:23 pm EDT	Forest Baskett10% Owner	24,210,959	—	—	40,702	—
Jul 30, 2018 CForm 4 →	Aug 1, 7:21 pm EDT	Garden East Ltd +110% Owner	1,694,738	—	—	0	—
Jul 30, 2018 CJForm 4 →	Aug 1, 7:21 pm EDT	Peter J Barris10% Owner	24,210,959	—	—	40,702	—
Jul 30, 2018 CJForm 4 →	Aug 1, 7:17 pm EDT	M James Barrett10% Owner	24,210,959	—	—	40,702	—
Jul 30, 2018 CForm 4 →	Aug 1, 6:32 pm EDT	GLAXOSMITHKLINE PLCOther	5,110,101	—	—	0	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:47 pm EDT	Alexandria Venture Investments, LLC10% Owner	4,870,088	—	—	27,945	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:26 pm EDT	New Enterprise Associates 12, Limited Partnership +210% Owner	24,210,959	—	—	40,702	—
Jul 30, 2018 CForm 4 →	Aug 1, 5:26 pm EDT	Bill & Melinda Gates Foundation10% Owner	11,286,115	—	—	0	—
Jul 30, 2018 CForm 4 →	Aug 1, 5:16 pm EDT	University of North Carolina at Chapel Hill Foundation, Inc.10% Owner	1,504,815	—	—	0	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:16 pm EDT	Wakefield Group IV, LLC10% Owner	2,432,058	—	—	9,315	—
Jul 30, 2018 CForm 4 →	Aug 1, 5:15 pm EDT	Wakefield Group III, LLC10% Owner	270,677	—	—	0	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:14 pm EDT	Sovereign's Capital II, LP10% Owner	1,489,708	—	—	9,315	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:14 pm EDT	Morningside Venture Investments Ltd10% Owner	5,608,666	—	—	18,996	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:13 pm EDT	Stephen M BlochDirector	23,546,302	—	—	34,378	—
Jul 30, 2018 CForm 4 →	Aug 1, 5:13 pm EDT	LEERINK REVELATION HEALTHCARE FUND I, L.P. +110% Owner	6,688,068	—	—	0	—
Jul 30, 2018 CForm 4 →	Aug 1, 5:12 pm EDT	PHARMACEUTICAL PRODUCT DEVELOPMENT, LLC +510% Owner	3,420,516	—	—	0	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:12 pm EDT	Family Credit LLC Series D Mario +210% Owner	2,145,973	—	—	0	—
Jul 30, 2018 CForm 4 →	Aug 1, 5:12 pm EDT	Amereus Group PTE LTD +110% Owner	8,360,085	—	—	0	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:12 pm EDT	Canaan VIII LP +110% Owner	23,546,302	—	—	34,378	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:12 pm EDT	Medical Mutual Holdings, Inc.10% Owner	3,198,071	—	—	27,945	—
Jul 30, 2018 CForm 4 →	Aug 1, 5:11 pm EDT	ALWP CAPITAL SPC LTD +110% Owner	2,542,106	—	—	0	—
Jul 30, 2018 CForm 4 →	Aug 1, 5:00 pm EDT	Arthur M Pappas +410% Owner	3,118,644	—	—	0	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:28 pm EDT	Edward T MathersDirector	26,986	—	—	26,986	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:03 pm EDT	Arthur S KirschDirector	10,050	—	—	10,050	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:02 pm EDT	Raman SinghDirector	10,050	—	—	10,050	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:02 pm EDT	Kevin K GordonPresident and CFO	82,168	—	—	168,660	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:02 pm EDT	Neal Franklin FowlerChief Executive Officer, Director	192,008	—	—	192,008	—
Jul 25, 2018 AForm 4 →	Jul 27, 5:01 pm EDT	Stephen M BlochDirector	26,986	—	—	26,986	—