SEC Form 4 · accession 0001104659-18-047757
Liquidia Technologies Inc · LQDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur S Kirsch
Director
Period of report
Jul 25, 2018
Accepted (ET)
Jul 27, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001330436
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $11.00 | Jul 25, 2018 | A | 10,050 | A | Aug 25, 2018 | Jul 25, 2028 | Common Stock | 10,050 | 10,050 | D |
Explanation of responses
- F12.778% of such stock options vest on August 25, 2018 and on such date every month thereafter, through the third anniversary of August 25, 2018, subject to Mr. Kirsch's continuous service as of each such date.