SEC Form 4 · accession 0001104659-18-047752
Liquidia Technologies Inc · LQDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin K Gordon
Officer — President and CFO
Period of report
Jul 25, 2018
Accepted (ET)
Jul 27, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001330436
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $11.00 | Jul 25, 2018 | A | 41,084 | A | Jul 25, 2019 | Jul 25, 2028 | Common Stock | 41,084 | 41,084 | D |
| Restricted Stock UnitAF2,F3 | — | Jul 25, 2018 | A | 41,084 | A | Jul 25, 2019 | Jul 24, 2028 | Common Stock | 41,084 | 168,660 | D |
Explanation of responses
- F125% of such options vest on July 25, 2019, with the remainder vesting in 36 equal monthly installments after July 25, 2019, subject to Mr. Gordon's continuous service as of each such date.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock.
- F325% of such restricted stock units vest on July 25, 2019, with the remainder vesting in 36 equal monthly installments after July 25, 2019, subject to Mr. Gordon's continuous service as of each such date.