Daily feed · SEC Form 4 filings

Stock options and other derivative activity — May 23, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

317 filings · trading day May 23, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
May 22, 2018 MForm 4 →	May 23, 2:34 pm EDT	LAM RESEARCH CORPLRCX	Martin B AnsticeChief Executive Officer	25,122	$80.60	$2,024,833	0	—
May 21, 2018 AForm 4 →	May 22, 4:34 pm EDT	NOBLE ENERGY INCNBL	Rachel G ClingmanSVP, General Counsel/Corp Sec	47,581	$36.93	$1,757,166	47,581	—
May 21, 2018 MForm 4 →	May 22, 4:12 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Douglas E JonesEVP, Chief Supply Chain	22,860	$69.46	$1,587,856	0	—
May 18, 2018 PForm 4 →	May 22, 9:31 pm EDT	Purple Innovation, Inc.PRPL	Coliseum Capital Management, LLC +5Director, 10% Owner	2,646,773	$0.4873	$1,289,668	2,646,773	—
May 22, 2018 MForm 4 →	May 22, 4:30 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Steve ArmstrongSVP, GC and Corp. Secy.	6,641	$81.76	$542,968	0	—
May 18, 2018 MForm 4 →	May 22, 4:50 pm EDT	COMMVAULT SYSTEMS INCCVLT	Gary MerrillChief Accounting Officer	11,111	$26.83	$298,108	0	—
May 18, 2018 AForm 4 →	May 22, 6:21 pm EDT	WEYERHAEUSER COWY	Sara Grootwassink LewisDirector	7,150	$36.36	$259,938	22,505	—
May 21, 2018 MForm 4 →	May 23, 10:02 am EDT	MSA Safety IncMSA	Douglas K McClaineSr. Vice President/Secretary	9,871	$24.63	$243,123	1,730	—
May 18, 2018 AForm 4 →	May 22, 5:57 pm EDT	WEYERHAEUSER COWY	Rick R HolleyDirector	5,501	$36.36	$199,989	11,798	—
May 18, 2018 MForm 4 →	May 22, 5:00 pm EDT	FLEXSTEEL INDUSTRIES INCFLXS	Timothy E HallS.V.P.	4,500	$29.20	$131,394	0	—
May 22, 2018 AForm 4 →	May 23, 12:46 pm EDT	RAVEN INDUSTRIES INCRAVN	Jason M AndringaDirector	3,073	$39.05	$120,000	22,621	—
May 22, 2018 AForm 4 →	May 23, 2:32 pm EDT	RAVEN INDUSTRIES INCRAVN	David L ChicoineDirector	3,073	$39.05	$120,000	5,102	—
May 18, 2018 AForm 4 →	May 22, 5:42 pm EDT	WEYERHAEUSER COWY	Charles R WilliamsonDirector	3,300	$36.36	$119,971	151,150	—
May 22, 2018 AForm 4 →	May 23, 12:49 pm EDT	RAVEN INDUSTRIES INCRAVN	Thomas S EveristDirector	1,793	$39.05	$70,000	24,480	—
May 22, 2018 AForm 4 →	May 23, 3:23 pm EDT	RAVEN INDUSTRIES INCRAVN	Marc E LeBaronDirector	1,793	$39.05	$70,000	24,424	—
May 22, 2018 AForm 4 →	May 23, 3:27 pm EDT	RAVEN INDUSTRIES INCRAVN	Rick ParodDirector	1,793	$39.05	$70,000	1,793	—
May 22, 2018 MForm 4 →	May 23, 9:00 am EDT	INNOSPEC INC.IOSP	Hugh AldousDirector	4,335	$10.38	$44,997	10,504	—
May 21, 2018 MForm 4 →	May 23, 3:40 pm EDT	ESPEY MFG & ELECTRONICS CORPESP	Paul J CorrDirector	2,000	$21.54	$43,080	14,400	—
May 18, 2018 MForm 4 →	May 22, 4:05 pm EDT	CITY HOLDING COCHCO	Craig G StilwellEVP Retail Banking	967	$44.43	$42,964	0	—
May 22, 2018 MForm 4 →	May 22, 6:14 pm EDT	LOUISIANA-PACIFIC CORPLPX	Gary CookDirector	2,558	$12.14	$31,054	0	—
May 22, 2018 CMForm 4 →	May 22, 7:33 pm EDT	RingCentral IncRNG	Praful ShahChief Strategy Officer	30,000	$2.73	$27,300	0	—	amended
May 22, 2018 MForm 4 →	May 22, 4:05 pm EDT	CITY HOLDING COCHCO	Craig G StilwellEVP Retail Banking	649	$37.74	$24,493	0	—
May 23, 2018 MForm 4 →	May 23, 2:11 pm EDT	COMMUNITY WEST BANCSHARES /CWBC	John D IllgenDirector	5,000	$3.45	$17,250	20,000	—
May 18, 2018 SForm 4 →	May 22, 4:42 pm EDT	FOSTER L B COFSTR	Legion Partners Asset Management, LLC +310% Owner	454	$1.34	$610	95	—
May 18, 2018 AMForm 4 →	May 22, 4:02 pm EDT	AETNA INC /PA/AET	Fernando AguirreDirector	2,193	—	—	0	—
May 18, 2018 AMForm 4 →	May 22, 4:03 pm EDT	AETNA INC /PA/AET	Frank M ClarkDirector	2,193	—	—	0	—
May 18, 2018 AForm 4 →	May 22, 4:03 pm EDT	Medpace Holdings, Inc.MEDP	Bruce BrownDirector	8,127	—	—	8,127	—
May 18, 2018 AForm 4 →	May 22, 4:04 pm EDT	Medpace Holdings, Inc.MEDP	Brian T CarleyDirector	8,127	—	—	8,127	—
May 18, 2018 AMForm 4 →	May 22, 4:04 pm EDT	AETNA INC /PA/AET	Molly Joel CoyeDirector	2,193	—	—	0	—
May 18, 2018 AForm 4 →	May 22, 4:05 pm EDT	Medpace Holdings, Inc.MEDP	Robert O. KraftDirector	8,127	—	—	8,127	—
May 18, 2018 AForm 4 →	May 22, 4:05 pm EDT	AETNA INC /PA/AET	Roger N FarahDirector	990	—	—	990	—
May 21, 2018 AForm 4 →	May 22, 4:05 pm EDT	TALOS ENERGY INC.TALO	John B JuneauDirector	4,175	—	—	4,175	—
May 21, 2018 AForm 4 →	May 22, 4:06 pm EDT	TALOS ENERGY INC.TALO	James M TrimbleDirector	4,175	—	—	4,175	—
May 18, 2018 AMForm 4 →	May 22, 4:06 pm EDT	AETNA INC /PA/AET	Jeffrey E GartenDirector	2,193	—	—	0	—
May 21, 2018 AForm 4 →	May 22, 4:06 pm EDT	TALOS ENERGY INC.TALO	Neal P GoldmanDirector	6,263	—	—	6,263	—
May 18, 2018 MForm 4 →	May 22, 4:06 pm EDT	At Home Group Inc.HOME	Becky Kay HaislipChief Accounting Officer	3,000	—	—	13,555	—
May 18, 2018 MForm 4 →	May 22, 4:06 pm EDT	Cornerstone OnDemand IncCSOD	Harold W BurlingameDirector	1,553	—	—	17,077	—
May 18, 2018 AForm 4 →	May 22, 4:06 pm EDT	SUNPOWER CORPSPWR	Manavendra SialEVP and CFO	100,000	—	—	100,000	—
May 21, 2018 AForm 4 →	May 22, 4:06 pm EDT	TALOS ENERGY INC.TALO	Donald R Kendall Jr.Director	4,175	—	—	4,175	—
May 18, 2018 AMForm 4 →	May 22, 4:07 pm EDT	AETNA INC /PA/AET	Ellen M HancockDirector	2,193	—	—	0	—
May 21, 2018 AForm 4 →	May 22, 4:07 pm EDT	TALOS ENERGY INC.TALO	Charles M SledgeDirector	4,175	—	—	4,175	—
May 18, 2018 AMForm 4 →	May 22, 4:07 pm EDT	AETNA INC /PA/AET	Richard J HarringtonDirector	2,193	—	—	0	—
May 21, 2018 MForm 4 →	May 22, 4:08 pm EDT	FRESH DEL MONTE PRODUCE INCFDP	Madeleine L ChampionDirector	6,000	—	—	12,000	—
May 18, 2018 AForm 4 →	May 22, 4:08 pm EDT	AETNA INC /PA/AET	Edward J LudwigDirector	990	—	—	990	—
May 18, 2018 AForm 4 →	May 22, 4:09 pm EDT	AETNA INC /PA/AET	Olympia J. SnoweDirector	990	—	—	990	—
May 18, 2018 AMForm 4 →	May 22, 4:09 pm EDT	Spark Energy, Inc.SPKE	Nick W Evans Jr.Director	21,813	—	—	6,049	—
May 18, 2018 AForm 4 →	May 22, 4:10 pm EDT	Cellular Biomedicine Group, Inc.CBMG	Hansheng ZhouDirector	7,213	—	—	24,569	—
May 18, 2018 AForm 4 →	May 22, 4:10 pm EDT	Cellular Biomedicine Group, Inc.CBMG	Gang Jacky JiDirector	2,947	—	—	11,493	—
May 18, 2018 AForm 4 →	May 22, 4:10 pm EDT	Cellular Biomedicine Group, Inc.CBMG	Terry BelmontDirector	8,765	—	—	51,069	—
May 18, 2018 AForm 4 →	May 22, 4:10 pm EDT	Cellular Biomedicine Group, Inc.CBMG	Nadir PatelDirector	5,152	—	—	38,701	—
May 22, 2018 AForm 4 →	May 22, 4:10 pm EDT	Cellular Biomedicine Group, Inc.CBMG	Chun Kwok Alan AuDirector	7,213	—	—	40,174	—
May 18, 2018 AForm 4 →	May 22, 4:10 pm EDT	Cellular Biomedicine Group, Inc.CBMG	Bosun HauDirector	4,499	—	—	4,784	—
May 16, 2018 AForm 4/A →	May 22, 4:10 pm EDT	MANNKIND CORPMNKD	James Samuel ShannonDirector	65,200	—	—	65,200	—
May 18, 2018 AMForm 4 →	May 22, 4:11 pm EDT	Spark Energy, Inc.SPKE	Kenneth Michael HartwickDirector	21,813	—	—	6,049	—
May 16, 2018 AForm 4/A →	May 22, 4:11 pm EDT	MANNKIND CORPMNKD	Ronald J ConsiglioDirector	65,200	—	—	65,200	—
May 18, 2018 AMForm 4 →	May 22, 4:13 pm EDT	Spark Energy, Inc.SPKE	James G Jones IIDirector	21,813	—	—	6,049	—
May 21, 2018 MForm 4 →	May 22, 4:13 pm EDT	KEYCORP /NEW/KEY	Bruce D BroussardDirector	6,448	—	—	22,123	—
May 21, 2018 MForm 4 →	May 22, 4:14 pm EDT	KEYCORP /NEW/KEY	H James DallasDirector	6,448	—	—	22,123	—
May 20, 2018 MForm 4 →	May 22, 4:14 pm EDT	LivaNova PLCLIVN	Thad Allen HustonChief Financial Officer	1,595	—	—	71,490	—
May 16, 2018 AForm 4/A →	May 22, 4:14 pm EDT	MANNKIND CORPMNKD	Michael A FriedmanDirector	65,200	—	—	65,200	—
May 18, 2018 MForm 4 →	May 22, 4:14 pm EDT	RADIAN GROUP INCRDN	Edward J HoffmanSr. EVP, General Counsel	14,985	—	—	14,985	—
May 21, 2018 MForm 4 →	May 22, 4:14 pm EDT	KEYCORP /NEW/KEY	Elizabeth R. GileDirector	6,448	—	—	52,113	—
May 21, 2018 MForm 4 →	May 22, 4:15 pm EDT	KEYCORP /NEW/KEY	Richard J HippleDirector	6,448	—	—	44,253	—
May 16, 2018 AForm 4/A →	May 22, 4:15 pm EDT	MANNKIND CORPMNKD	Kent KresaDirector	65,200	—	—	65,200	—
May 21, 2018 MForm 4 →	May 22, 4:15 pm EDT	KEYCORP /NEW/KEY	Demos ParnerosDirector	6,448	—	—	22,123	—
May 21, 2018 MForm 4 →	May 22, 4:15 pm EDT	KEYCORP /NEW/KEY	David K WilsonDirector	6,448	—	—	22,123	—
May 18, 2018 PForm 4 →	May 22, 4:16 pm EDT	VectoIQ Acquisition Corp.VTIQ	VectoIQ Holdings, LLC10% Owner	468,368	—	—	468,368	—
May 16, 2018 AForm 4/A →	May 22, 4:16 pm EDT	MANNKIND CORPMNKD	David MacCallumDirector	65,200	—	—	65,200	—
May 18, 2018 PForm 4 →	May 22, 4:16 pm EDT	VectoIQ Acquisition Corp.VTIQ	Stephen J GirskyPresident and CEO, 10% Owner	468,368	—	—	468,368	—
May 16, 2018 AForm 4/A →	May 22, 4:17 pm EDT	MANNKIND CORPMNKD	Henry L NordhoffDirector	65,200	—	—	65,200	—
May 18, 2018 MForm 4 →	May 22, 4:20 pm EDT	MICROSTRATEGY INCMSTR	Robert H EpsteinDirector	900	—	—	0	—
May 18, 2018 MForm 4 →	May 22, 4:21 pm EDT	Northfield Bancorp, Inc.NFBK	John P Connors Jr.Director	10,000	—	—	87,220	—
May 18, 2018 MForm 4 →	May 22, 4:22 pm EDT	SERVICEMASTER GLOBAL HOLDINGS INCSERV	Susan HunsbergerSVP, Human Resources	53,403	—	—	0	—
May 20, 2018 MForm 4 →	May 22, 4:22 pm EDT	AKAMAI TECHNOLOGIES INCAKAM	Naomi O SeligmanDirector	5,018	—	—	0	—
May 21, 2018 MForm 4 →	May 22, 4:22 pm EDT	NOBLE ENERGY INCNBL	Andrea Lee RobisonSr. VP Human Resources & Admin	8,760	—	—	8,768	—
May 20, 2018 MForm 4 →	May 22, 4:23 pm EDT	AKAMAI TECHNOLOGIES INCAKAM	George H ConradesDirector	5,519	—	—	0	—
May 18, 2018 MForm 4 →	May 22, 4:26 pm EDT	PFSWEB INCPFSW	Elizabeth JohnsonOther	10,000	—	—	0	—
May 18, 2018 MForm 4 →	May 22, 4:30 pm EDT	LANTRONIX INCLTRX	Jeremy WhitakerChief Financial Officer	55,000	—	—	0	—
May 18, 2018 AForm 4 →	May 22, 4:30 pm EDT	Empire State Realty Trust, Inc.ESRT	Thomas J DerosaDirector	12,500	—	—	53,957	—
May 18, 2018 AForm 4 →	May 22, 4:30 pm EDT	Empire State Realty Trust, Inc.ESRT	William H BerkmanDirector	12,500	—	—	53,957	—
May 18, 2018 AForm 4 →	May 22, 4:30 pm EDT	Empire State Realty Trust, Inc.ESRT	Steven J GilbertDirector	7,500	—	—	45,352	—
May 18, 2018 AForm 4 →	May 22, 4:30 pm EDT	Empire State Realty Trust, Inc.ESRT	Leslie D. BiddleDirector	12,500	—	—	22,194	—
May 18, 2018 AForm 4 →	May 22, 4:31 pm EDT	tronc, Inc.TRNC	Richard A ReckDirector	3,703	—	—	10,174	—
May 18, 2018 AForm 4 →	May 22, 4:31 pm EDT	Empire State Realty Trust, Inc.ESRT	James D Robinson IVDirector	12,500	—	—	33,175	—
May 18, 2018 XForm 4 →	May 22, 4:31 pm EDT	Primo Water CorpPRMW	Billy D PrimExecutive Chairman, Director	917	—	—	0	—
May 18, 2018 AForm 4 →	May 22, 4:31 pm EDT	Empire State Realty Trust, Inc.ESRT	Salvatore Michael GilibertoDirector	7,500	—	—	41,474	—
May 18, 2018 MForm 4 →	May 22, 4:33 pm EDT	ACORDA THERAPEUTICS INCACOR	Burkhard BlankChief Medical Officer	25,000	—	—	25,000	—
May 18, 2018 AForm 4 →	May 22, 4:34 pm EDT	tronc, Inc.TRNC	Carol CrenshawDirector	3,775	—	—	10,893	—
May 21, 2018 MForm 4 →	May 22, 4:35 pm EDT	Dine Brands Global, Inc.DIN	Richard J DahlDirector	2,000	—	—	47,000	—
May 18, 2018 AForm 4 →	May 22, 4:36 pm EDT	Transocean Ltd.RIG	Vincent J IntrieriDirector	16,141	—	—	16,141	—
May 18, 2018 AForm 4 →	May 22, 4:37 pm EDT	Transocean Ltd.RIG	Samuel J. MerksamerDirector	16,141	—	—	16,141	—
May 18, 2018 AForm 4 →	May 22, 4:38 pm EDT	Transocean Ltd.RIG	Glyn Anthony BarkerDirector	16,141	—	—	16,141	—
May 18, 2018 AForm 4 →	May 22, 4:40 pm EDT	Transocean Ltd.RIG	Edward R MullerDirector	16,141	—	—	16,141	—
May 18, 2018 AForm 4 →	May 22, 4:41 pm EDT	Transocean Ltd.RIG	Frederik Wilhelm MohnDirector, 10% Owner	16,141	—	—	16,141	—
May 18, 2018 AForm 4 →	May 22, 4:42 pm EDT	Transocean Ltd.RIG	Chad C DeatonDirector	16,141	—	—	16,141	—
May 18, 2018 AForm 4 →	May 22, 4:43 pm EDT	Transocean Ltd.RIG	Frederico F. CuradoDirector	16,141	—	—	16,141	—
May 18, 2018 AForm 4 →	May 22, 4:44 pm EDT	Transocean Ltd.RIG	Vanessa C L ChangDirector	16,141	—	—	16,141	—
May 21, 2018 MForm 4 →	May 22, 4:47 pm EDT	ITT Inc.ITT	Victoria L CreamerSee Remarks	7,640	—	—	0	—
May 21, 2018 MForm 4 →	May 22, 4:49 pm EDT	Woodward, Inc.WWD	Chad Robert PreissPresident, Engine Systems	7,000	—	—	7,000	—
May 18, 2018 AForm 4 →	May 22, 4:50 pm EDT	Transocean Ltd.RIG	Ek Kia TanDirector	16,141	—	—	16,141	—
May 18, 2018 AForm 4 →	May 22, 4:51 pm EDT	Transocean Ltd.RIG	Merrill A Miller Jr.Director	24,981	—	—	24,981	—
May 21, 2018 MForm 4 →	May 22, 4:51 pm EDT	Nutanix, Inc.NTNX	Sudheesh Nair VadakkedathPresident	40,000	—	—	250,000	—
May 22, 2018 MForm 4 →	May 22, 4:52 pm EDT	SPECTRUM PHARMACEUTICALS INCSPPI	Luigi Lenaz M.D.Director	40,000	—	—	0	—
May 18, 2018 MForm 4 →	May 22, 4:53 pm EDT	TACTILE SYSTEMS TECHNOLOGY INCTCMD	Robert J. FolkesChief Operating Officer	2,482	—	—	12,411	—
May 18, 2018 MForm 4 →	May 22, 4:58 pm EDT	Viacom Inc.VIA, VIAB	Robert M BakishPresident and CEO, Director	13,236	—	—	4,551	—
May 21, 2018 AForm 4 →	May 22, 4:58 pm EDT	Och-Ziff Capital Management Group LLCOZM	Thomas Michael SippChief Financial Officer	29,411	—	—	3,029,411	—
May 21, 2018 AForm 4 →	May 22, 4:58 pm EDT	Och-Ziff Capital Management Group LLCOZM	Erez ElishaChief Accounting Officer	7,681	—	—	605,882	—
May 21, 2018 AForm 4 →	May 22, 4:59 pm EDT	Och-Ziff Capital Management Group LLCOZM	Robert Scott ShafirChief Executive Officer, Director	140,799	—	—	2,064,696	—
Sep 30, 2013 AJPForm 4 →	May 22, 2018, 5:00 pm EDT	AIR INDUSTRIES GROUPAIRI	Robert TaglichDirector, 10% Owner	74,121	—	—	8,889	—	late
May 21, 2018 AForm 4 →	May 22, 5:01 pm EDT	Och-Ziff Capital Management Group LLCOZM	David Michael LevineChief Legal Officer	2,873	—	—	295,949	—
Jan 1, 2014 AJPForm 4 →	May 22, 2018, 5:01 pm EDT	AIR INDUSTRIES GROUPAIRI	Robert TaglichDirector, 10% Owner	223,984	—	—	615	—	late
Sep 30, 2013 AJPForm 4 →	May 22, 2018, 5:02 pm EDT	AIR INDUSTRIES GROUPAIRI	Michael N TaglichDirector, 10% Owner	313,820	—	—	48,000	—	late
May 21, 2018 AForm 4 →	May 22, 5:02 pm EDT	Och-Ziff Capital Management Group LLCOZM	James S LevinCo-CIO and Head of Glbl Credit	134,838	—	—	3,035,619	—
May 18, 2018 MForm 4 →	May 22, 5:02 pm EDT	Viacom Inc.VIA, VIAB	Christa A DalimonteEVP, General Counsel & Secy	5,371	—	—	683	—
Mar 15, 2017 JPForm 4 →	May 22, 2018, 5:03 pm EDT	AIR INDUSTRIES GROUPAIRI	Michael N TaglichDirector, 10% Owner	132,071	—	—	615	—	late
May 19, 2018 MForm 4 →	May 22, 5:04 pm EDT	Match Group, Inc.MTCH	Thomas McInerneyDirector	4,351	—	—	8,703	—
May 18, 2018 XForm 4 →	May 22, 5:04 pm EDT	Groupon, Inc.GRPN	Theodore LeonsisDirector	603,750	—	—	0	—
May 19, 2018 MForm 4 →	May 22, 5:04 pm EDT	Match Group, Inc.MTCH	Pamela SeymonDirector	4,351	—	—	8,703	—
May 19, 2018 MForm 4 →	May 22, 5:06 pm EDT	Match Group, Inc.MTCH	Ann McDanielDirector	4,351	—	—	8,703	—
May 19, 2018 MForm 4 →	May 22, 5:07 pm EDT	Match Group, Inc.MTCH	Alan G SpoonDirector	4,351	—	—	8,703	—
May 18, 2018 MForm 4 →	May 22, 5:07 pm EDT	KANSAS CITY SOUTHERNKSU	Robert J DrutenDirector	10	—	—	184	—
May 18, 2018 MForm 4 →	May 22, 5:08 pm EDT	Viacom Inc.VIA, VIAB	Wade DavisEVP, CFO	23,734	—	—	5,120	—
May 18, 2018 MForm 4 →	May 22, 5:10 pm EDT	Viacom Inc.VIA, VIAB	Charest Katherine GillSVP, Controller	3,372	—	—	683	—
May 18, 2018 MForm 4 →	May 22, 5:12 pm EDT	Viacom Inc.VIA, VIAB	DeDe LeaEVP, Global Government Affairs	7,384	—	—	1,593	—
May 14, 2018 MForm 4 →	May 22, 5:16 pm EDT	TYLER TECHNOLOGIES INCTYL	H Lynn Moore Jr.President and CEO, Director	8,000	—	—	6,000	—	late
May 18, 2018 MForm 4 →	May 22, 5:17 pm EDT	BlueLinx Holdings Inc.BXC	J David SmithDirector	6,075	—	—	0	—
May 18, 2018 MForm 4 →	May 22, 5:19 pm EDT	Knight-Swift Transportation Holdings Inc.KNX	Todd F. CarlsonGeneral Counsel and Secretary	5,000	—	—	0	—
May 18, 2018 MForm 4 →	May 22, 5:19 pm EDT	Booz Allen Hamilton Holding CorpBAH	Gary D LabovichExecutive Vice President	18,000	—	—	18,000	—
May 21, 2018 AForm 4 →	May 22, 5:22 pm EDT	TORCHMARK CORPTMK	Steven John DichiaroOther	15,000	—	—	15,000	—
May 18, 2018 MForm 4 →	May 22, 5:24 pm EDT	Knight-Swift Transportation Holdings Inc.KNX	Gary J KnightVice Chairman, Director	15,000	—	—	0	—
May 18, 2018 MForm 4 →	May 22, 5:28 pm EDT	EBAY INCEBAY	Thomas J TierneyDirector	9,488	—	—	0	—
May 5, 2018 XForm 4 →	May 22, 5:30 pm EDT	Intiva BioPharma Inc.NTVA	Robert I GoldfarbChief Operating Officer	2,400	—	—	0	—	late
May 21, 2018 CMForm 4 →	May 22, 5:30 pm EDT	Blue Apron Holdings, Inc.APRN	Benjamin C SingerGeneral Counsel and Secretary	90,000	—	—	0	—
May 18, 2018 MForm 4 →	May 22, 5:34 pm EDT	Helmerich & Payne, Inc.HP	Juan Pablo TardioVP & CFO	48,875	—	—	28,000	—
May 18, 2018 AForm 4 →	May 22, 5:37 pm EDT	ARATANA THERAPEUTICS, INC.PETX	Craig A. BarbaroshDirector	30,000	—	—	30,000	—
May 18, 2018 AForm 4 →	May 22, 5:39 pm EDT	ARATANA THERAPEUTICS, INC.PETX	Lowell W RobinsonDirector	30,000	—	—	30,000	—
May 18, 2018 MForm 4 →	May 22, 5:41 pm EDT	EBAY INCEBAY	Fred D AndersonDirector	6,523	—	—	0	—
May 21, 2018 MForm 4 →	May 22, 5:43 pm EDT	NETFLIX INCNFLX	Reed HastingsCEO, Director	86,037	—	—	0	—
May 21, 2018 MForm 4 →	May 22, 5:43 pm EDT	NETFLIX INCNFLX	David B WellsCFO	1,000	—	—	2,278	—
May 18, 2018 MForm 4 →	May 22, 5:44 pm EDT	EBAY INCEBAY	Edward W BarnholtDirector	6,523	—	—	0	—
May 18, 2018 MForm 4 →	May 22, 5:51 pm EDT	EBAY INCEBAY	Robert Holmes SwanDirector	6,523	—	—	0	—
May 18, 2018 MForm 4 →	May 22, 5:54 pm EDT	EBAY INCEBAY	Kathleen C. MiticDirector	6,523	—	—	0	—
May 18, 2018 MForm 4 →	May 22, 5:56 pm EDT	TYLER TECHNOLOGIES INCTYL	Brian K MillerExecutive VP and CFO	4,000	—	—	6,000	—
May 18, 2018 MForm 4 →	May 22, 5:57 pm EDT	NUVASIVE INCNUVA	Michael D OhalleranDirector	2,130	—	—	0	—
May 22, 2018 MForm 4 →	May 22, 5:59 pm EDT	AEHR TEST SYSTEMSAEHR	David S HendricksonChief Technology Officer	5,000	—	—	20,000	—
May 21, 2018 AForm 4 →	May 22, 6:00 pm EDT	EVERSPIN TECHNOLOGIES INCMRAM	Peter HebertDirector	12,000	—	—	12,000	—
May 22, 2018 MForm 4 →	May 22, 6:00 pm EDT	ARROW FINANCIAL CORPAROW	David S. DeMarcoSVP	4,019	—	—	0	—
May 21, 2018 AForm 4 →	May 22, 6:01 pm EDT	EVERSPIN TECHNOLOGIES INCMRAM	Lawrence G FinchDirector	12,000	—	—	12,000	—
May 18, 2018 MForm 4 →	May 22, 6:01 pm EDT	EBAY INCEBAY	Bonnie S HammerDirector	6,523	—	—	0	—
May 21, 2018 AForm 4 →	May 22, 6:01 pm EDT	EVERSPIN TECHNOLOGIES INCMRAM	Michael B GustafsonDirector	12,000	—	—	12,000	—
May 21, 2018 AForm 4 →	May 22, 6:02 pm EDT	EVERSPIN TECHNOLOGIES INCMRAM	Ronald C FosterDirector	12,000	—	—	12,000	—
May 21, 2018 AForm 4 →	May 22, 6:02 pm EDT	EVERSPIN TECHNOLOGIES INCMRAM	Stephen SocolofDirector, 10% Owner	12,000	—	—	12,000	—
May 18, 2018 MForm 4 →	May 22, 6:03 pm EDT	EBAY INCEBAY	Perry M TraquinaDirector	6,523	—	—	0	—
May 21, 2018 AForm 4 →	May 22, 6:03 pm EDT	EVERSPIN TECHNOLOGIES INCMRAM	Geoffrey TateDirector	12,000	—	—	12,000	—
May 21, 2018 MForm 4 →	May 22, 6:05 pm EDT	HUNTINGTON BANCSHARES INC/MDHBAN	Stephen D SteinourPresident, CEO & Chairman, Director	54,112	—	—	311,097	—
May 18, 2018 MForm 4 →	May 22, 6:09 pm EDT	EBAY INCEBAY	Anthony John BatesDirector	6,523	—	—	0	—
May 18, 2018 MForm 4 →	May 22, 6:11 pm EDT	WSFS FINANCIAL CORPWSFS	Mark A TurnerCEO	19,030	—	—	690,450	—
May 18, 2018 MForm 4 →	May 22, 6:15 pm EDT	EBAY INCEBAY	Paul S PresslerDirector	6,523	—	—	0	—
May 11, 2018 MForm 4 →	May 22, 6:16 pm EDT	GARTNER INCIT	Kendall B DavisEVP, Products and Services	15,179	—	—	0	—	late
May 18, 2018 AForm 4 →	May 22, 6:19 pm EDT	FORMFACTOR INCFORM	Raymond A LinkDirector	9,000	—	—	9,000	—
May 18, 2018 MForm 4 →	May 22, 6:21 pm EDT	Cotiviti Holdings, Inc.COTV	David BeaulieuSVP and COO	5,000	—	—	114,960	—
May 18, 2018 AForm 4 →	May 22, 6:25 pm EDT	FORMFACTOR INCFORM	Michael W ZellnerDirector	9,000	—	—	9,000	—
May 18, 2018 MForm 4 →	May 22, 6:29 pm EDT	TYLER TECHNOLOGIES INCTYL	Dustin R WombleDirector	18,300	—	—	4,800	—
May 18, 2018 AForm 4 →	May 22, 6:30 pm EDT	FORMFACTOR INCFORM	Thomas St DennisDirector	9,000	—	—	9,000	—
May 18, 2018 AMForm 4 →	May 22, 6:30 pm EDT	Lazard LtdLAZ	Ashish BhutaniCEO of Lazard Asset Management, Director	4,008	—	—	0	—
May 18, 2018 AForm 4 →	May 22, 6:31 pm EDT	Lazard LtdLAZ	Scott D HoffmanCAO and General Counsel	1,506	—	—	21,392	—
May 18, 2018 AMForm 4 →	May 22, 6:32 pm EDT	Lazard LtdLAZ	Kenneth M JacobsChairman and CEO, Director	5,708	—	—	0	—
May 18, 2018 AForm 4 →	May 22, 6:33 pm EDT	Lazard LtdLAZ	Evan L RussoChief Financial Officer	527	—	—	49,799	—
May 18, 2018 AForm 4 →	May 22, 6:34 pm EDT	Lazard LtdLAZ	Alexander F. SternChief Operating Officer	2,676	—	—	38,169	—
May 18, 2018 AForm 4 →	May 22, 6:34 pm EDT	FORMFACTOR INCFORM	Richard DeLateurDirector	9,000	—	—	9,000	—
May 18, 2018 DForm 4 →	May 22, 6:35 pm EDT	CISION LTD.CISN	L. Dyson DrydenDirector	1,441,436	—	—	0	—
May 18, 2018 AForm 4 →	May 22, 6:35 pm EDT	Lazard LtdLAZ	Dominick RagoneChief Accounting Officer	130	—	—	16,153	—
May 18, 2018 DForm 4 →	May 22, 6:35 pm EDT	CISION LTD.CISN	Canyon Holdings (Cayman), L.P. +2Director, 10% Owner	2,032,043	—	—	0	—
May 18, 2018 DForm 4 →	May 22, 6:36 pm EDT	CISION LTD.CISN	Mark EinDirector	4,324,307	—	—	0	—
May 18, 2018 AForm 4 →	May 22, 6:38 pm EDT	FORMFACTOR INCFORM	Lothar MaierDirector	9,000	—	—	9,000	—
May 18, 2018 MForm 4 →	May 22, 6:42 pm EDT	EBAY INCEBAY	Logan GreenDirector	6,523	—	—	0	—
May 18, 2018 AForm 4 →	May 22, 6:42 pm EDT	FORMFACTOR INCFORM	Kelley Steven-WaissDirector	9,000	—	—	9,000	—
May 20, 2018 MForm 4 →	May 22, 6:42 pm EDT	RPX CorpRPXC	David James AndersonChief Financial Officer	12,663	—	—	32,739	—
May 20, 2018 MForm 4 →	May 22, 6:45 pm EDT	RPX CorpRPXC	Paul MankooCEO, Inventus	13,961	—	—	40,854	—
May 18, 2018 AForm 4 →	May 22, 6:45 pm EDT	FORMFACTOR INCFORM	Edward Rogas Jr.Director	9,000	—	—	9,000	—
May 9, 2018 AForm 4 →	May 22, 6:46 pm EDT	Knight-Swift Transportation Holdings Inc.KNX	Timothy Sean HarringtonExec. Vice Pres. Sales	2,187	—	—	2,187	—	late
May 20, 2018 MForm 4 →	May 22, 6:47 pm EDT	RPX CorpRPXC	Martin E RobertsChief Executive Officer, Director	5,952	—	—	65,477	—
May 20, 2018 MForm 4 →	May 22, 6:48 pm EDT	RPX CorpRPXC	Edward F. StraubeSr. Vice President	3,431	—	—	23,438	—
May 21, 2018 MForm 4 →	May 22, 6:53 pm EDT	Axalta Coating Systems Ltd.AXTA	Joseph F. McDougallEVP & Pres., Global Refinish	25,508	—	—	0	—
May 18, 2018 AMForm 4 →	May 22, 6:59 pm EDT	AZZ INCAZZ	Tara D MackeyChief Legal Officer	7,324	—	—	3,571	—
May 18, 2018 AForm 4 →	May 22, 7:00 pm EDT	AZZ INCAZZ	James Drew ByelickVP & Chief Accounting Officer	2,856	—	—	1,428	—
May 18, 2018 AMForm 4 →	May 22, 7:01 pm EDT	AZZ INCAZZ	Paul Wesley FehlmanSVP & CFO	11,169	—	—	5,357	—
May 18, 2018 AMForm 4 →	May 22, 7:01 pm EDT	AZZ INCAZZ	Matthew Varley EmeryChief Information & HR Officer	5,504	—	—	2,678	—
May 18, 2018 MForm 4 →	May 22, 7:02 pm EDT	ADESTO TECHNOLOGIES CorpIOTS	Shane HollmerVP, Engineering	5,321	—	—	0	—
May 18, 2018 AMForm 4 →	May 22, 7:02 pm EDT	AZZ INCAZZ	Thomas E FergusonPresident and CEO, Director	30,059	—	—	14,285	—
May 18, 2018 AMForm 4 →	May 22, 7:02 pm EDT	AZZ INCAZZ	Chris M. BaciusVP, Corporate Development	5,538	—	—	2,678	—
May 18, 2018 AForm 4 →	May 22, 7:03 pm EDT	AZZ INCAZZ	Ken LavellePresident & GM - Electrical	5,952	—	—	2,976	—
Apr 4, 2018 AMForm 4 →	May 22, 7:07 pm EDT	Hewlett Packard Enterprise CoHPE	Keerti MelkotePresident Intelligent Edge	96,473	—	—	212,964	—	late
May 21, 2018 MForm 4 →	May 22, 7:10 pm EDT	TELEFLEX INCTFX	Benson SmithDirector	9,331	—	—	74,649	—
May 20, 2018 MForm 4 →	May 22, 7:19 pm EDT	MAXWELL TECHNOLOGIES INCMXWL	Rick BergmanDirector	15,370	—	—	0	—
May 20, 2018 MForm 4 →	May 22, 7:20 pm EDT	MAXWELL TECHNOLOGIES INCMXWL	Steven J BilodeauDirector	15,370	—	—	0	—
May 20, 2018 MForm 4 →	May 22, 7:21 pm EDT	MAXWELL TECHNOLOGIES INCMXWL	Jorg BuchheimDirector	15,370	—	—	0	—
May 20, 2018 MForm 4 →	May 22, 7:23 pm EDT	MAXWELL TECHNOLOGIES INCMXWL	Burkhard GoeschelDirector	15,370	—	—	0	—
May 20, 2018 MForm 4 →	May 22, 7:24 pm EDT	MAXWELL TECHNOLOGIES INCMXWL	Ilya GolubovichDirector	14,505	—	—	0	—
May 20, 2018 MForm 4 →	May 22, 7:25 pm EDT	MAXWELL TECHNOLOGIES INCMXWL	John MutchDirector	15,370	—	—	0	—
May 22, 2018 AForm 4 →	May 22, 7:29 pm EDT	REDWOOD TRUST INCRWT	Greg H KubicekDirector	6,016	—	—	6,016	—
May 18, 2018 MForm 4 →	May 22, 7:31 pm EDT	Delek US Holdings, Inc.DK	Anthony L. MillerExecutive Vice President	14,625	—	—	3,250	—
May 22, 2018 AForm 4 →	May 22, 7:33 pm EDT	REDWOOD TRUST INCRWT	Georganne ProctorDirector	6,016	—	—	6,016	—
May 18, 2018 CForm 4 →	May 22, 7:34 pm EDT	Switch, Inc.SWCH	INTEL CAPITAL CORP10% Owner	3,027,555	—	—	6,055,110	—
May 22, 2018 AForm 4 →	May 22, 7:36 pm EDT	REDWOOD TRUST INCRWT	Horvath D DeboraDirector	6,016	—	—	6,016	—
May 18, 2018 AMForm 4 →	May 22, 7:40 pm EDT	Elevate Credit, Inc.ELVT	John C. Rosenberg +5Director, 10% Owner	26,433	—	—	26,738	—
May 18, 2018 AForm 4 →	May 22, 7:40 pm EDT	Edwards Lifesciences CorpEW	Steven R LorangerDirector	1,913	—	—	1,913	—
May 21, 2018 AMForm 4 →	May 22, 7:41 pm EDT	REDWOOD TRUST INCRWT	Richard BaumDirector	11,140	—	—	6,016	—
May 22, 2018 MForm 4 →	May 22, 7:43 pm EDT	National Bank Holdings CorpNBHC	Zsolt K BesskoChief Admin Officer	9,450	—	—	0	—
May 18, 2018 AForm 4 →	May 22, 7:44 pm EDT	Edwards Lifesciences CorpEW	Heisz Leslie StoneDirector	1,913	—	—	1,913	—
May 21, 2018 AMForm 4 →	May 22, 7:44 pm EDT	REDWOOD TRUST INCRWT	Mariann H ByerwalterDirector	11,140	—	—	6,016	—
May 21, 2018 AMForm 4 →	May 22, 7:48 pm EDT	REDWOOD TRUST INCRWT	Douglas B HansenDirector	11,140	—	—	6,016	—
May 21, 2018 AMForm 4 →	May 22, 7:52 pm EDT	REDWOOD TRUST INCRWT	Karen R PallottaDirector	11,140	—	—	6,016	—
May 18, 2018 MForm 4 →	May 22, 7:53 pm EDT	INSIGHT ENTERPRISES INCNSIT	Richard E AllenDirector	2,231	—	—	0	—
May 18, 2018 MForm 4 →	May 22, 7:53 pm EDT	INSIGHT ENTERPRISES INCNSIT	Bruce ArmstrongDirector	1,197	—	—	1,197	—
May 18, 2018 MForm 4 →	May 22, 7:54 pm EDT	INSIGHT ENTERPRISES INCNSIT	Catherine CourageDirector	1,197	—	—	1,197	—
May 18, 2018 MForm 4 →	May 22, 7:55 pm EDT	INSIGHT ENTERPRISES INCNSIT	Timothy A CrownDirector	2,231	—	—	0	—
May 18, 2018 MForm 4 →	May 22, 7:56 pm EDT	INSIGHT ENTERPRISES INCNSIT	Anthony IbarguenDirector	2,231	—	—	0	—
May 21, 2018 AMForm 4 →	May 22, 7:56 pm EDT	REDWOOD TRUST INCRWT	Jeffrey T PeroDirector	11,140	—	—	6,016	—
May 18, 2018 MForm 4 →	May 22, 7:57 pm EDT	INSIGHT ENTERPRISES INCNSIT	Kathleen S PushorDirector	2,231	—	—	0	—
May 18, 2018 AMForm 4 →	May 22, 8:01 pm EDT	Elevate Credit, Inc.ELVT	Stephen B GalassoDirector	26,433	—	—	26,738	—
May 21, 2018 MForm 4 →	May 22, 8:01 pm EDT	SMART Global Holdings, Inc.SGH	Jack A PachecoExecutive VP, CFO, COO	7,500	—	—	38,253	—
May 18, 2018 AMForm 4 →	May 22, 8:01 pm EDT	Elevate Credit, Inc.ELVT	Saundra SchrockDirector	26,433	—	—	26,738	—
May 18, 2018 AMForm 4 →	May 22, 8:01 pm EDT	Elevate Credit, Inc.ELVT	Stephen J. ShaperDirector	26,433	—	—	26,738	—
May 18, 2018 AMForm 4 →	May 22, 8:02 pm EDT	Elevate Credit, Inc.ELVT	Robert L. JohnsonDirector	26,433	—	—	26,738	—
May 18, 2018 AMForm 4 →	May 22, 8:02 pm EDT	Elevate Credit, Inc.ELVT	John C DeanDirector	26,433	—	—	26,738	—
May 18, 2018 AMForm 4 →	May 22, 8:02 pm EDT	Elevate Credit, Inc.ELVT	Tyler W. K. Head +1Director	26,433	—	—	26,738	—
May 18, 2018 AMForm 4 →	May 22, 8:02 pm EDT	Elevate Credit, Inc.ELVT	Chad BradfordChief Accounting Officer	22,827	—	—	15,040	—
May 18, 2018 AMForm 4 →	May 22, 8:02 pm EDT	Elevate Credit, Inc.ELVT	Scott GreeverManaging Director, UK	37,121	—	—	40,106	—
May 18, 2018 AMForm 4 →	May 22, 8:02 pm EDT	Elevate Credit, Inc.ELVT	Kenneth E. ReesChief Executive Officer, Director	430,891	—	—	420,822	—
May 18, 2018 AMForm 4 →	May 22, 8:03 pm EDT	Elevate Credit, Inc.ELVT	Jason HarvisonChief Operating Officer	200,828	—	—	210,561	—
May 18, 2018 AForm 4 →	May 22, 8:06 pm EDT	SEATTLE GENETICS INC /WASGEN	David W GryskaDirector	9,260	—	—	9,260	—
May 18, 2018 AForm 4 →	May 22, 8:07 pm EDT	SEATTLE GENETICS INC /WASGEN	Marc E LippmanDirector	9,260	—	—	9,260	—
May 18, 2018 AForm 4 →	May 22, 8:09 pm EDT	SEATTLE GENETICS INC /WASGEN	John A OrwinDirector	9,260	—	—	9,260	—
May 18, 2018 AForm 4 →	May 22, 8:10 pm EDT	SEATTLE GENETICS INC /WASGEN	Nancy A SimonianDirector	9,260	—	—	9,260	—
May 18, 2018 AForm 4 →	May 22, 8:13 pm EDT	SEATTLE GENETICS INC /WASGEN	Daniel G WelchDirector	9,260	—	—	9,260	—
May 18, 2018 AForm 4 →	May 22, 8:16 pm EDT	SEATTLE GENETICS INC /WASGEN	Srinivas AkkarajuDirector	9,260	—	—	9,260	—
May 18, 2018 MForm 4 →	May 22, 8:21 pm EDT	CAI International, Inc.CAI	Marvin DennisDirector	7,500	—	—	0	—
May 22, 2018 MForm 4 →	May 22, 8:27 pm EDT	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	10,000	—	—	279,260	—
May 18, 2018 AForm 4 →	May 22, 8:44 pm EDT	Elevate Credit, Inc.ELVT	Brian Joseph BiglinChief Credit Officer	59,382	—	—	59,382	—
May 18, 2018 AForm 4 →	May 22, 8:44 pm EDT	Elevate Credit, Inc.ELVT	Bradley R. StrockDirector	13,064	—	—	13,064	—
May 18, 2018 CMForm 4 →	May 22, 8:55 pm EDT	TWILIO INCTWLO	Lee KirkpatrickChief Financial Officer	36,000	—	—	39,899	—
May 18, 2018 CMForm 4 →	May 22, 8:57 pm EDT	TWILIO INCTWLO	Karyn SmithGeneral Counsel and Secretary	7,614	—	—	13,155	—
May 20, 2018 MForm 4 →	May 22, 9:01 pm EDT	FLUIDIGM CORPFLDM	Nicholas KhadderSee Remarks	2,650	—	—	21,067	—
May 20, 2018 MForm 4 →	May 22, 9:02 pm EDT	FLUIDIGM CORPFLDM	Vikram JogCHIEF FINANCIAL OFFICER	2,800	—	—	23,067	—
May 20, 2018 MForm 4 →	May 22, 9:02 pm EDT	FLUIDIGM CORPFLDM	Stephen Christopher LinthwaitePresident & CEO	4,750	—	—	50,667	—
May 20, 2018 MForm 4 →	May 22, 9:02 pm EDT	FLUIDIGM CORPFLDM	Steven McPhailChief Commercial Officer	2,396	—	—	13,701	—
May 18, 2018 MForm 4 →	May 22, 9:09 pm EDT	WOLVERINE WORLD WIDE INC /DE/WWW	Michael D StornantSenior VP, CFO and Treasurer	43,800	—	—	0	—
May 18, 2018 MForm 4 →	May 22, 9:10 pm EDT	SECOND SIGHT MEDICAL PRODUCTS INCEYES	Jonathan Will McGuireChief Executive Officer, Director	11,875	—	—	59,375	—
May 18, 2018 AForm 4 →	May 22, 9:24 pm EDT	THESTREET, INC.TST	David CallawayChief Executive Officer, Director	250,000	—	—	250,000	—
May 18, 2018 AForm 4 →	May 22, 9:25 pm EDT	THESTREET, INC.TST	Jeffrey G DavisPresident - Institutional Svcs, Director	120,000	—	—	120,000	—
May 18, 2018 AForm 4 →	May 22, 9:25 pm EDT	THESTREET, INC.TST	Margaret De LunaPresident, TheStreet.com	165,000	—	—	165,000	—
May 18, 2018 AForm 4 →	May 22, 9:26 pm EDT	THESTREET, INC.TST	Eric F LundbergChief Financial Officer	200,000	—	—	200,000	—
May 18, 2018 AForm 4 →	May 22, 9:27 pm EDT	THESTREET, INC.TST	Rachelle ZornPresident, RateWatch	250,000	—	—	250,000	—	amended
May 18, 2018 AMForm 4 →	May 22, 9:28 pm EDT	THESTREET, INC.TST	Lawrence S KramerDirector	673,082	—	—	0	—	amended
May 18, 2018 AMForm 4 →	May 22, 9:29 pm EDT	THESTREET, INC.TST	Sarah Ann FayDirector	117,850	—	—	0	—
May 18, 2018 AMForm 4 →	May 22, 9:29 pm EDT	THESTREET, INC.TST	Betsy L. MorganDirector	117,850	—	—	0	—
May 18, 2018 AMForm 4 →	May 22, 9:30 pm EDT	THESTREET, INC.TST	Kevin RendinoDirector, 10% Owner	75,522	—	—	0	—
May 18, 2018 AMForm 4 →	May 22, 9:30 pm EDT	THESTREET, INC.TST	Stephen ZachariasDirector	117,850	—	—	0	—
May 18, 2018 AMForm 4 →	May 22, 9:32 pm EDT	THESTREET, INC.TST	Bowers W EspyDirector	117,850	—	—	0	—
May 15, 2018 CForm 4 →	May 22, 9:45 pm EDT	Stitch Fix, Inc.SFIX	LIGHTSPEED VENTURE PARTNERS VIII LP +610% Owner	1,148,686	—	—	8,040,798	—	late
May 18, 2018 AMForm 4 →	May 22, 9:59 pm EDT	Elevate Credit, Inc.ELVT	Christopher LutesChief Financial Officer	200,828	—	—	210,561	—
May 22, 2018 MForm 4 →	May 23, 6:25 am EDT	Yum China Holdings, Inc.YUMC	Aiken YuenChief People Officer	2,337	—	—	0	—
May 22, 2018 MForm 4 →	May 23, 7:33 am EDT	LADENBURG THALMANN FINANCIAL SERVICES INC.LTS	Phillip Md Et Al Frost +1Director, 10% Owner	20,000	—	—	0	—
May 22, 2018 MForm 4 →	May 23, 7:35 am EDT	LADENBURG THALMANN FINANCIAL SERVICES INC.LTS	Richard M KrasnoDirector	20,000	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 7:35 am EDT	ACORDA THERAPEUTICS INCACOR	Barry E GreeneDirector	10,000	—	—	0	—
May 22, 2018 MForm 4 →	May 23, 7:36 am EDT	LADENBURG THALMANN FINANCIAL SERVICES INC.LTS	joseph giovannielloSenior Vice President	15,000	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 8:13 am EDT	BECTON DICKINSON & COBDX	Alexandre ConroyExecutive Vice President	29,910	—	—	23,441	—
May 22, 2018 AForm 4 →	May 23, 8:50 am EDT	UNITED STATES CELLULAR CORPUSM	Deirdre DrakeEVP-Chief HR Officer	4,830	—	—	3,220	—
May 21, 2018 MForm 4 →	May 23, 9:27 am EDT	EVANS BANCORP INCEVBN	John B ConnertonTreasurer	2,500	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 9:48 am EDT	EVANS BANCORP INCEVBN	David J NascaPresident and CEO, Director	5,000	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 9:53 am EDT	VICOR CORPVICR	Liam GriffinDirector	8,412	—	—	14,329	—
May 22, 2018 MForm 4 →	May 23, 10:05 am EDT	CODORUS VALLEY BANCORP INCCVLY	Lynn D CrenshawOther	1,628	—	—	0	—
May 22, 2018 MForm 4 →	May 23, 10:29 am EDT	FIRST MERCHANTS CORPFRME	Charles E SchalliolDirector	1,157	—	—	0	—
May 18, 2018 AMForm 4/A →	May 23, 10:40 am EDT	THESTREET, INC.TST	Lawrence S KramerDirector	173,082	—	—	0	—
May 15, 2018 XForm 4 →	May 23, 10:51 am EDT	Intiva BioPharma Inc.NTVA	Alain D BankierChief Executive Officer, Director	28,000	—	—	0	—	late
May 22, 2018 MForm 4 →	May 23, 11:34 am EDT	IBERIABANK CORPIBKC	Haddon Spurgeon Mackie Jr.DEPUTY CHIEF CREDIT OFFICER	347	—	—	0	—
May 22, 2018 MForm 4 →	May 23, 11:40 am EDT	RLI CORPRLI	Todd Wayne BryantVP, Finance & Controller	5,600	—	—	2,400	—
May 22, 2018 AMForm 4 →	May 23, 11:48 am EDT	TRICO BANCSHARES /TCBK	Donald J AmaralDirector	2,018	—	—	1,000	—
May 22, 2018 AMForm 4 →	May 23, 12:00 pm EDT	TRICO BANCSHARES /TCBK	William J CaseyDirector	2,018	—	—	1,000	—
May 22, 2018 AMForm 4 →	May 23, 12:12 pm EDT	TRICO BANCSHARES /TCBK	III Louis Gage ChryslerDirector	2,018	—	—	1,000	—
May 21, 2018 MForm 4 →	May 23, 12:14 pm EDT	PIPER JAFFRAY COMPANIESPJC	Chad R AbrahamChief Executive Officer, Director	9,162	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 12:15 pm EDT	PIPER JAFFRAY COMPANIESPJC	Andrew S DuffDirector	27,486	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 12:20 pm EDT	PIPER JAFFRAY COMPANIESPJC	John W GeelanGeneral Counsel	4,581	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 12:21 pm EDT	PIPER JAFFRAY COMPANIESPJC	R Scott LaRueHead Global IB and Cap Mkts, Director	9,162	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 12:23 pm EDT	PIPER JAFFRAY COMPANIESPJC	Debbra L. SchonemanPresident	13,743	—	—	0	—
May 22, 2018 AMForm 4 →	May 23, 12:28 pm EDT	TRICO BANCSHARES /TCBK	Craig S ComptonDirector	2,018	—	—	1,000	—
May 22, 2018 MForm 4 →	May 23, 12:32 pm EDT	Rimini Street, Inc.RMNI	David W. RoweSVP and CMO	16,094	—	—	0	—
May 22, 2018 AMForm 4 →	May 23, 12:40 pm EDT	TRICO BANCSHARES /TCBK	Cory W GieseDirector	2,018	—	—	1,000	—
May 22, 2018 MForm 4 →	May 23, 12:49 pm EDT	TRICO BANCSHARES /TCBK	Patrick W KilkennyDirector	1,018	—	—	0	—
May 22, 2018 MForm 4 →	May 23, 1:04 pm EDT	TRUSTCO BANK CORP N YTRST	Eric W SchreckSVP & Treasurer	10,000	—	—	0	—
May 22, 2018 AMForm 4 →	May 23, 1:05 pm EDT	TRICO BANCSHARES /TCBK	John S A HasbrookDirector	2,018	—	—	1,000	—
May 22, 2018 AMForm 4 →	May 23, 1:22 pm EDT	TRICO BANCSHARES /TCBK	Martin MarianiDirector	2,018	—	—	1,000	—
May 22, 2018 AMForm 4 →	May 23, 1:28 pm EDT	TRICO BANCSHARES /TCBK	W Virginia WalkerDirector	2,018	—	—	1,000	—
May 22, 2018 MForm 4 →	May 23, 1:38 pm EDT	UNIFIRST CORPUNF	Steven S SintrosPresident and CEO, Director	2,666	—	—	5,334	—
May 22, 2018 MForm 4 →	May 23, 1:45 pm EDT	Del Frisco's Restaurant Group, Inc.DFRG	Neil H ThomsonChief Financial Officer	5,518	—	—	10,706	—
May 22, 2018 AMForm 4 →	May 23, 1:45 pm EDT	TRICO BANCSHARES /TCBK	Michael W KoehnenDirector	2,018	—	—	1,000	—
Mar 10, 2018 MForm 4/A →	May 23, 2:05 pm EDT	Del Frisco's Restaurant Group, Inc.DFRG	Eric S TuckerVP Ops Services	497	—	—	960	—
May 21, 2018 MForm 4 →	May 23, 2:10 pm EDT	MATTEL INC /DE/MAT	Michael J DolanDirector	4,977	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 2:10 pm EDT	MATTEL INC /DE/MAT	Ann LewnesDirector	4,977	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 2:11 pm EDT	MATTEL INC /DE/MAT	Vasant M PrabhuDirector	4,977	—	—	0	—
May 21, 2018 AForm 4 →	May 23, 2:46 pm EDT	AIRXPANDERS INCAXP	Zita PeachDirector	83,837	—	—	83,837	—
May 21, 2018 AForm 4 →	May 23, 2:47 pm EDT	AIRXPANDERS INCAXP	Gregory LichtwardtDirector	83,837	—	—	83,837	—
May 21, 2018 AForm 4 →	May 23, 2:47 pm EDT	AIRXPANDERS INCAXP	Elizabeth HammackDirector	83,837	—	—	83,837	—
May 21, 2018 AForm 4 →	May 23, 2:47 pm EDT	AIRXPANDERS INCAXP	Dennis E CondonDirector	83,837	—	—	83,837	—
May 21, 2018 MForm 4 →	May 23, 2:48 pm EDT	PRGX GLOBAL, INC.PRGX	Michael CochraneSVP, Global Client Operations	8,750	—	—	0	—
May 21, 2018 AForm 4 →	May 23, 2:48 pm EDT	AIRXPANDERS INCAXP	Barry CheskinDirector	83,837	—	—	83,837	—
May 21, 2018 JForm 4 →	May 23, 2:56 pm EDT	Knight-Swift Transportation Holdings Inc.KNX	Jerry Moyes +2Director, 10% Owner	10	—	—	1	—
May 21, 2018 JForm 4 →	May 23, 2:59 pm EDT	Knight-Swift Transportation Holdings Inc.KNX	Michael MoyesOther	4	—	—	1	—
May 21, 2018 JForm 4 →	May 23, 3:01 pm EDT	Knight-Swift Transportation Holdings Inc.KNX	Lyndee Moyes NesterOther	4	—	—	1	—
May 21, 2018 MForm 4 →	May 23, 3:16 pm EDT	Calyxt, Inc.CLXT	Daniel F VoytasChief Science Officer	4,666	—	—	231,002	—
May 21, 2018 AForm 4 →	May 23, 3:23 pm EDT	PRGX GLOBAL, INC.PRGX	Deborah M SchleicherChief Financial Officer	110,000	—	—	100,000	—
May 21, 2018 MForm 4 →	May 23, 3:31 pm EDT	COMMUNICATIONS SYSTEMS INCJCS	Randall D SampsonDirector	2,487	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 3:37 pm EDT	COMMUNICATIONS SYSTEMS INCJCS	Curtis A SampsonDirector	2,713	—	—	0	—
May 22, 2018 MForm 4 →	May 23, 3:38 pm EDT	Customers Bancorp, Inc.CUBI	Richard A EhstPresident & COO	90,085	—	—	11,871	—
May 21, 2018 MForm 4 →	May 23, 3:42 pm EDT	COMMUNICATIONS SYSTEMS INCJCS	Richard A PrimuthDirector	4,297	—	—	0	—
May 21, 2018 MForm 4 →	May 23, 3:46 pm EDT	COMMUNICATIONS SYSTEMS INCJCS	Gerald D PintDirector	2,035	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.