SEC Form 4 · accession 0001209191-18-032455
MAXWELL TECHNOLOGIES INC · MXWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Bilodeau
Director
Period of report
May 20, 2018
Accepted (ET)
May 22, 2018 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319815
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 20, 2018 | M | 15,370 | $0.00 | A | 31,939 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | May 20, 2018 | M | 15,370 | D | May 20, 2018 | — | Common Stock | 15,370 | 0 | D |
Explanation of responses
- F1Vested shares will be delivered to the reporting person on the earlier of February 20, 2022, the reporting person's death or a change in control of the Company.
- F2These units do not carry a conversion price.
- F3These units do not expire.