SEC Form 4 · accession 0001140361-18-025292
TRUSTCO BANK CORP N Y · TRST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric W Schreck
Officer — SVP & Treasurer
Period of report
May 22, 2018
Accepted (ET)
May 23, 2018 · 1:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000357301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | May 22, 2018 | M | 10,000 | $8.29 | A | 101,162 | D | |
| COMMON STOCK | May 22, 2018 | F | 9,368 | $8.85 | D | 91,794 | D | |
| COMMON STOCK | holding | — | — | — | 809 | I | BY SPOUSE |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION: RT-TO-BUYF1 | $8.29 | May 22, 2018 | M | 10,000 | D | — | Jun 2, 2018 | COMMON STOCK | 10,000 | 0 | D |
Explanation of responses
- F1Award vests in equal installments from the first through the fifth year following the award date, beginning June 2, 2009
Remarks
ADDITIONAL SHARES ACQUIRED BY REPORTING PERSON'S PARTICIPATION IN DIVIDEND REINVESTMENT AND/OR EMPLOYEE BENEFIT PLAN WITH DIVIDEND REINVESTMENT FEATURE.