SEC Form 4 · accession 0001104659-18-035083

VectoIQ Acquisition Corp. · VTIQ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · 10% Owner

Period of report

May 18, 2018

Accepted (ET)

May 22, 2018 · 4:16 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001731289

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3	May 18, 2018	P$0	468,368	—	A	4,528,591	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrant^F1,F3,F4,F5	$11.50	May 18, 2018	P	468,368	A	—	—	Common Stock	468,368	468,368	I

F1Simultaneously with the Issuer's initial public offering, VectoIQ Holdings, LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 468,368 units (the "Private Units") in a private placement for an aggregate purchase price of $4,683,680. Each Private Unit consists of one share of common stock and one warrant. This figure does not include an aggregate of up to 57,541 Private Units that the Sponsor has committed to purchase depending on the extent to which the underwriters' option to purchase additional units is exercised.
F2Includes an aggregate of up to 537,421 shares subject to forfeiture by the Sponsor depending on the extent to which the underwriters' option to purchase additional units is exercised.
F3The securities are held directly by the Sponsor and indirectly by Stephen Girsky, who is the managing member of the Sponsor. Mr. Girsky disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F4The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or May 18, 2019.
F5The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.