Insider · CIK 0001321224

Rick Bergman

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $0 · 0sales $18.3M · 26net −$18.3M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 31, 2019 AFForm 4 →	Feb 4, 5:59 pm EST	SYNAPTICS IncSYNA	23,490	$39.80	$321,226	158,280	—	plan?
Dec 31, 2018 AForm 4 →	Jan 2, 2019, 8:24 pm EST	MAXWELL TECHNOLOGIES INCMXWL	8,212	—	—	59,717	—	plan?
Nov 13, 2018 AForm 4 →	Nov 15, 6:31 pm EST	SYNAPTICS IncSYNA	46,561	—	—	150,932	—	plan?
Oct 31, 2018 FForm 4 →	Nov 2, 6:39 pm EDT	SYNAPTICS IncSYNA	24,589	$37.54	$923,071	104,371	—	plan?
Sep 28, 2018 AForm 4 →	Oct 1, 7:25 pm EDT	MAXWELL TECHNOLOGIES INCMXWL	4,871	—	—	51,505	—	plan?
Aug 6, 2018 SForm 4 →	Aug 8, 6:25 pm EDT	SYNAPTICS IncSYNA	20,000	$48.35	$967,096	128,960	−13.4%	plan?
Aug 6, 2018 MForm 4 →	Aug 8, 6:25 pm EDT	SYNAPTICS IncSYNA	20,000	$23.25	$465,000	148,960	—	plan?
Jun 29, 2018 AForm 4 →	Jul 3, 3:15 pm EDT	MAXWELL TECHNOLOGIES INCMXWL	3,269	—	—	46,634	—	plan?
Jun 20, 2018 SForm 4 →	Jun 22, 6:52 pm EDT	SYNAPTICS IncSYNA	17,500	$53.35	$933,625	128,960	−11.9%	plan?
Jun 20, 2018 MForm 4 →	Jun 22, 6:52 pm EDT	SYNAPTICS IncSYNA	17,500	$23.25	$406,875	146,460	—	plan?
May 20, 2018 MForm 4 →	May 22, 7:19 pm EDT	MAXWELL TECHNOLOGIES INCMXWL	15,370	—	—	43,365	—	plan?
Feb 20, 2018 SForm 4 →	Feb 21, 5:41 pm EST	SYNAPTICS IncSYNA	2,000	$45.58	$91,160	128,523	−1.53%	plan?
Jan 12, 2018 SForm 4 →	Jan 16, 6:04 pm EST	SYNAPTICS IncSYNA	20,000	$50.00	$1,000,000	130,523	−13.3%	plan?
Jan 12, 2018 MForm 4 →	Jan 16, 6:04 pm EST	SYNAPTICS IncSYNA	20,000	$23.25	$465,000	150,523	—	plan?
Nov 21, 2017 SForm 4 →	Nov 22, 5:52 pm EST	SYNAPTICS IncSYNA	2,000	$40.00	$80,000	130,307	−1.51%	plan?
Oct 31, 2017 AFForm 4 →	Nov 2, 6:00 pm EDT	SYNAPTICS IncSYNA	54,843	$37.12	$338,980	132,307	—	plan?
May 31, 2017 SForm 4 →	Jun 1, 7:17 pm EDT	SYNAPTICS IncSYNA	10,000	$55.61	$556,100	95,728	−9.46%	plan?
May 31, 2017 MForm 4 →	Jun 1, 7:17 pm EDT	SYNAPTICS IncSYNA	10,000	$23.25	$232,500	105,728	—	plan?
May 8, 2017 SForm 4 →	May 10, 6:00 pm EDT	SYNAPTICS IncSYNA	20,000	$55.03	$1,100,690	95,488	−17.3%	plan?
May 8, 2017 MForm 4 →	May 10, 6:00 pm EDT	SYNAPTICS IncSYNA	20,000	$23.25	$465,000	115,488	—	plan?
Feb 21, 2017 MForm 4 →	Feb 22, 8:57 pm EST	MAXWELL TECHNOLOGIES INCMXWL	16,732	—	—	27,995	—	plan?
Feb 10, 2017 SForm 4 →	Feb 13, 6:17 pm EST	SYNAPTICS IncSYNA	10,000	$56.26	$562,632	95,488	−9.48%	plan?
Feb 10, 2017 MForm 4 →	Feb 13, 6:17 pm EST	SYNAPTICS IncSYNA	10,000	$23.25	$232,500	105,488	—	plan?
Dec 6, 2016 SForm 4 →	Dec 8, 6:20 pm EST	SYNAPTICS IncSYNA	10,000	$55.02	$550,213	95,488	−9.48%	plan?
Dec 6, 2016 MForm 4 →	Dec 8, 6:20 pm EST	SYNAPTICS IncSYNA	10,000	$23.25	$232,500	99,499	—	plan?
Nov 23, 2016 SForm 4 →	Nov 28, 5:02 pm EST	SYNAPTICS IncSYNA	3,900	$55.04	$214,641	95,488	−3.92%	plan?
Nov 21, 2016 SForm 4 →	Nov 22, 7:51 pm EST	SYNAPTICS IncSYNA	100	$55.00	$5,500	99,388	−0.10%	plan?
Nov 11, 2016 SForm 4 →	Nov 15, 6:41 pm EST	SYNAPTICS IncSYNA	10,000	$55.06	$550,579	99,346	−9.15%	plan?
Nov 11, 2016 MForm 4 →	Nov 15, 6:41 pm EST	SYNAPTICS IncSYNA	10,000	$23.25	$232,500	100,934	—	plan?
Oct 28, 2016 AFForm 4 →	Nov 1, 7:35 pm EDT	SYNAPTICS IncSYNA	40,133	$52.12	$346,025	99,346	—	plan?
Sep 8, 2016 SForm 4 →	Sep 12, 6:15 pm EDT	SYNAPTICS IncSYNA	10,000	$58.29	$582,859	72,491	−12.1%	plan?
Sep 8, 2016 MForm 4 →	Sep 12, 6:15 pm EDT	SYNAPTICS IncSYNA	10,000	$23.25	$232,500	82,491	—	plan?
Aug 12, 2016 SForm 4 →	Aug 16, 6:19 pm EDT	SYNAPTICS IncSYNA	10,000	$56.07	$560,682	72,491	−12.1%	plan?
Aug 12, 2016 MForm 4 →	Aug 16, 6:19 pm EDT	SYNAPTICS IncSYNA	10,000	$23.25	$232,500	82,491	—	plan?
Jun 1, 2016 SForm 4 →	Jun 2, 6:37 pm EDT	SYNAPTICS IncSYNA	10,000	$67.11	$671,090	72,491	−12.1%	plan?
Jun 1, 2016 MForm 4 →	Jun 2, 6:37 pm EDT	SYNAPTICS IncSYNA	10,000	$23.25	$232,500	82,491	—	plan?
May 9, 2016 SForm 4 →	May 11, 6:26 pm EDT	SYNAPTICS IncSYNA	10,000	$65.99	$659,933	72,218	−12.2%	plan?
May 9, 2016 MForm 4 →	May 11, 6:26 pm EDT	SYNAPTICS IncSYNA	10,000	$23.25	$232,500	82,218	—	plan?
Mar 9, 2016 SForm 4 →	Mar 10, 6:09 pm EST	SYNAPTICS IncSYNA	10,000	$83.65	$836,496	72,218	−12.2%	plan?
Mar 9, 2016 MForm 4 →	Mar 10, 6:09 pm EST	SYNAPTICS IncSYNA	10,000	$23.25	$232,500	82,218	—	plan?
Feb 26, 2016 MForm 4 →	Mar 9, 2:53 pm EST	MAXWELL TECHNOLOGIES INCMXWL	11,263	—	—	11,263	—	plan? late
Feb 12, 2016 SForm 4 →	Feb 16, 8:17 pm EST	SYNAPTICS IncSYNA	10,000	$71.88	$718,842	72,218	−12.2%	plan?
Feb 12, 2016 MForm 4 →	Feb 16, 8:17 pm EST	SYNAPTICS IncSYNA	10,000	$23.25	$232,500	82,218	—	plan?
Dec 1, 2015 SForm 4 →	Dec 3, 5:53 pm EST	SYNAPTICS IncSYNA	10,000	$89.09	$890,901	72,218	−12.2%	plan?
Dec 1, 2015 MForm 4 →	Dec 3, 5:53 pm EST	SYNAPTICS IncSYNA	10,000	$23.25	$232,500	82,218	—	plan?
Nov 9, 2015 SForm 4 →	Nov 12, 6:47 pm EST	SYNAPTICS IncSYNA	20,000	$92.92	$1,858,347	72,077	−21.7%	plan? late
Nov 9, 2015 MForm 4 →	Nov 12, 6:47 pm EST	SYNAPTICS IncSYNA	10,000	$23.25	$232,500	92,077	—	plan? late
Nov 2, 2015 FForm 4 →	Nov 4, 6:05 pm EST	SYNAPTICS IncSYNA	345	$86.69	$29,908	82,077	—	plan?
Oct 23, 2015 AFForm 4 →	Oct 27, 7:33 pm EDT	SYNAPTICS IncSYNA	98,824	$89.29	$2,475,833	82,422	—	plan?
Sep 8, 2015 SForm 4 →	Sep 9, 7:20 pm EDT	SYNAPTICS IncSYNA	10,000	$70.93	$709,274	39,054	−20.4%	plan?
Sep 8, 2015 MForm 4 →	Sep 9, 7:20 pm EDT	SYNAPTICS IncSYNA	10,000	$23.25	$232,500	49,054	—	plan?
Aug 14, 2015 SForm 4 →	Aug 18, 6:37 pm EDT	SYNAPTICS IncSYNA	10,000	$72.39	$723,896	39,054	−20.4%	plan?
Aug 14, 2015 MForm 4 →	Aug 18, 6:37 pm EDT	SYNAPTICS IncSYNA	10,000	$23.25	$232,500	49,054	—	plan?
Jul 31, 2015 FForm 4 →	Aug 4, 6:55 pm EDT	SYNAPTICS IncSYNA	345	$79.38	$27,386	39,054	—	plan?
Jun 1, 2015 SForm 4 →	Jun 3, 6:36 pm EDT	SYNAPTICS IncSYNA	10,000	$100.07	$1,000,664	39,339	−20.3%	plan?
Jun 1, 2015 MForm 4 →	Jun 3, 6:36 pm EDT	SYNAPTICS IncSYNA	10,000	$23.25	$232,500	49,339	—	plan?
May 8, 2015 SForm 4 →	May 11, 6:07 pm EDT	SYNAPTICS IncSYNA	10,000	$86.48	$864,750	39,126	−20.4%	plan?
May 8, 2015 MForm 4 →	May 11, 6:07 pm EDT	SYNAPTICS IncSYNA	10,000	$23.25	$232,500	49,126	—	plan?
Apr 30, 2015 FForm 4 →	May 4, 6:09 pm EDT	SYNAPTICS INCSYNA	326	$84.72	$27,619	39,126	—	plan?
Mar 9, 2015 SForm 4 →	Mar 10, 7:57 pm EDT	SYNAPTICS INCSYNA	10,000	$79.64	$796,429	39,452	−20.2%	plan?
Mar 9, 2015 MForm 4 →	Mar 10, 7:57 pm EDT	SYNAPTICS INCSYNA	10,000	$23.25	$232,500	49,452	—	plan?
Feb 13, 2015 SForm 4 →	Feb 17, 8:27 pm EST	SYNAPTICS INCSYNA	10,000	$78.77	$787,707	39,452	−20.2%	plan?
Feb 13, 2015 MForm 4 →	Feb 17, 8:27 pm EST	SYNAPTICS INCSYNA	10,000	$23.25	$232,500	49,452	—	plan?
Feb 2, 2015 FForm 4 →	Feb 3, 6:13 pm EST	SYNAPTICS INCSYNA	263	$77.88	$20,482	39,452	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Aug 6, 2018 MForm 4 →	Aug 8, 6:25 pm EDT	SYNAPTICS IncSYNA	20,000	—	—	0	—
Jun 20, 2018 MForm 4 →	Jun 22, 6:52 pm EDT	SYNAPTICS IncSYNA	17,500	—	—	20,000	—
May 20, 2018 MForm 4 →	May 22, 7:19 pm EDT	MAXWELL TECHNOLOGIES INCMXWL	15,370	—	—	0	—
May 15, 2018 AForm 4 →	May 17, 4:23 pm EDT	MAXWELL TECHNOLOGIES INCMXWL	24,785	—	—	5,000	—
Mar 29, 2018 AForm 4 →	Apr 2, 9:07 pm EDT	MAXWELL TECHNOLOGIES INCMXWL	4,636	—	—	1,770	—
Feb 20, 2018 AForm 4 →	Feb 21, 4:43 pm EST	MAXWELL TECHNOLOGIES INCMXWL	2,886	—	—	2,886	—
Jan 12, 2018 MForm 4 →	Jan 16, 6:04 pm EST	SYNAPTICS IncSYNA	20,000	—	—	37,500	—
Nov 20, 2017 AForm 4 →	Nov 20, 5:41 pm EST	MAXWELL TECHNOLOGIES INCMXWL	2,882	—	—	2,882	—
Aug 21, 2017 AForm 4 →	Aug 22, 5:10 pm EDT	MAXWELL TECHNOLOGIES INCMXWL	2,797	—	—	2,797	—
Aug 4, 2017 AForm 4 →	Aug 7, 7:16 pm EDT	SYNAPTICS IncSYNA	17,925	—	—	17,925	—
May 31, 2017 MForm 4 →	Jun 1, 7:17 pm EDT	SYNAPTICS IncSYNA	10,000	—	—	57,500	—
May 22, 2017 AForm 4 →	May 24, 7:51 pm EDT	MAXWELL TECHNOLOGIES INCMXWL	20,370	—	—	5,000	—
May 8, 2017 MForm 4 →	May 10, 6:00 pm EDT	SYNAPTICS IncSYNA	20,000	—	—	67,500	—
Apr 28, 2017 AForm 4 →	May 2, 5:59 pm EDT	SYNAPTICS IncSYNA	17,925	—	—	17,925	—
Feb 21, 2017 MForm 4 →	Feb 22, 8:57 pm EST	MAXWELL TECHNOLOGIES INCMXWL	16,732	—	—	0	—
Feb 10, 2017 MForm 4 →	Feb 13, 6:17 pm EST	SYNAPTICS IncSYNA	10,000	—	—	87,500	—
Jan 27, 2017 AForm 4 →	Jan 30, 7:37 pm EST	SYNAPTICS IncSYNA	17,925	—	—	17,925	—
Dec 6, 2016 MForm 4 →	Dec 8, 6:20 pm EST	SYNAPTICS IncSYNA	10,000	—	—	97,500	—
Nov 11, 2016 MForm 4 →	Nov 15, 6:41 pm EST	SYNAPTICS IncSYNA	10,000	—	—	107,500	—
Oct 28, 2016 AForm 4 →	Nov 1, 7:35 pm EDT	SYNAPTICS IncSYNA	17,925	—	—	17,925	—
Sep 8, 2016 MForm 4 →	Sep 12, 6:15 pm EDT	SYNAPTICS IncSYNA	10,000	—	—	117,500	—
Aug 12, 2016 MForm 4 →	Aug 16, 6:19 pm EDT	SYNAPTICS IncSYNA	10,000	—	—	127,500	—
Jul 29, 2016 AForm 4 →	Aug 2, 6:25 pm EDT	SYNAPTICS IncSYNA	14,250	—	—	14,250	—
Jun 1, 2016 MForm 4 →	Jun 2, 6:37 pm EDT	SYNAPTICS IncSYNA	10,000	—	—	137,500	—
May 9, 2016 MForm 4 →	May 11, 6:26 pm EDT	SYNAPTICS IncSYNA	10,000	—	—	147,500	—
Apr 29, 2016 AForm 4 →	May 3, 9:32 pm EDT	SYNAPTICS IncSYNA	14,250	—	—	14,250	—
Mar 9, 2016 MForm 4 →	Mar 10, 6:09 pm EST	SYNAPTICS IncSYNA	10,000	—	—	157,500	—
Feb 26, 2016 MForm 4 →	Mar 9, 2:53 pm EST	MAXWELL TECHNOLOGIES INCMXWL	11,263	—	—	0	—	late
Feb 18, 2016 AForm 4 →	Feb 22, 5:15 pm EST	MAXWELL TECHNOLOGIES INCMXWL	16,732	—	—	16,732	—
Feb 12, 2016 MForm 4 →	Feb 16, 8:17 pm EST	SYNAPTICS IncSYNA	10,000	—	—	167,500	—
Jan 29, 2016 AForm 4 →	Feb 2, 6:29 pm EST	SYNAPTICS IncSYNA	14,250	—	—	14,250	—
Dec 1, 2015 MForm 4 →	Dec 3, 5:53 pm EST	SYNAPTICS IncSYNA	10,000	—	—	177,500	—
Nov 9, 2015 MForm 4 →	Nov 12, 6:47 pm EST	SYNAPTICS IncSYNA	10,000	—	—	187,500	—	late
Oct 23, 2015 AForm 4 →	Oct 27, 7:33 pm EDT	SYNAPTICS IncSYNA	14,250	—	—	14,250	—
Sep 8, 2015 MForm 4 →	Sep 9, 7:20 pm EDT	SYNAPTICS IncSYNA	10,000	—	—	197,500	—
Aug 14, 2015 MForm 4 →	Aug 18, 6:37 pm EDT	SYNAPTICS IncSYNA	10,000	—	—	207,500	—
Jul 31, 2015 AForm 4 →	Aug 4, 6:55 pm EDT	SYNAPTICS IncSYNA	19,325	—	—	19,325	—
Jun 1, 2015 MForm 4 →	Jun 3, 6:36 pm EDT	SYNAPTICS IncSYNA	10,000	—	—	217,500	—
May 21, 2015 AForm 4 →	May 22, 1:14 pm EDT	MAXWELL TECHNOLOGIES INCMXWL	11,263	—	—	11,263	—
May 8, 2015 MForm 4 →	May 11, 6:07 pm EDT	SYNAPTICS IncSYNA	10,000	—	—	227,500	—
Apr 24, 2015 AForm 4 →	Apr 28, 6:10 pm EDT	SYNAPTICS INCSYNA	19,325	—	—	19,325	—
Mar 9, 2015 MForm 4 →	Mar 10, 7:57 pm EDT	SYNAPTICS INCSYNA	10,000	—	—	237,500	—
Feb 13, 2015 MForm 4 →	Feb 17, 8:27 pm EST	SYNAPTICS INCSYNA	10,000	—	—	247,500	—
Jan 30, 2015 AForm 4 →	Feb 3, 6:13 pm EST	SYNAPTICS INCSYNA	19,325	—	—	19,325	—