SEC Form 4 · accession 0001209191-18-039308
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Bergman
Officer — President and CEO · Director
Period of report
Jun 20, 2018
Accepted (ET)
Jun 22, 2018 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 20, 2018 | M | 17,500 | $23.25 | A | 146,460 | D | |
| Common Stock | Jun 20, 2018 | S | 17,500 | $53.35 | D | 128,960 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $23.25 | Jun 20, 2018 | M | 17,500 | D | — | Sep 28, 2018 | Common Stock | 17,500 | 20,000 | D |
Explanation of responses
- F1Includes 437 shares acquired under the Issuer's employee stock purchase plan in May 2018.
- F2The shares were sold pursuant to a 10b5-1 Trading Plan dated August 23, 2017.
- F325% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the September 28, 2011 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 28th day of each month thereafter, until fully vested on September 28, 2015.