SEC Form 4 · accession 0001209191-15-077018
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Bergman
Officer — President and CEO · Director
Period of report
Oct 23, 2015
Accepted (ET)
Oct 27, 2015 · 7:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 23, 2015 | A | 21,000 | $0.00 | A | 60,054 | D | |
| Common StockF2 | Oct 23, 2015 | A | 50,096 | $0.00 | A | 110,150 | D | |
| Common StockF3 | Oct 23, 2015 | F | 27,728 | $89.29 | D | 82,422 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $89.29 | Oct 23, 2015 | A | 14,250 | A | — | Oct 23, 2022 | Common Stock | 14,250 | 14,250 | D |
Explanation of responses
- F1One-third of the total number of deferred stock units shall vest on each anniversary following the vesting commencement date of 10/31/2015, until fully vested on 10/31/2018.
- F2Reflects shares released October 23, 2015 in connection with the vesting of performance-based market stock units granted on November 15, 2012, October 28, 2013, and October 24, 2014.
- F3Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of performance-based market stock units.
- F41/12th of the total number of shares subject to the option shall vest and become exercisable each quarter following the October 23, 2015 date of grant, until fully vested on October 23, 2018.