SEC Form 4 · accession 0001209191-18-040857
MAXWELL TECHNOLOGIES INC · MXWL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Bergman
Director
Period of report
Jun 29, 2018
Accepted (ET)
Jul 3, 2018 · 3:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000319815
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 29, 2018 | A | 3,269 | $0.00 | A | 46,634 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares have been awarded in lieu of cash consideration for non-employee director fees of $17,000, per the reporting person's election. Shares will be delivered to the reporting person on the earlier of February 20, 2021, termination of the reporting person's service to the Company, the reporting person's death or a change in control of the Company.