SEC Form 4/A · accession 0001615774-18-004273
THESTREET, INC. · TST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lawrence S Kramer
Director
Period of report
May 18, 2018
Accepted (ET)
May 23, 2018 · 10:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001080056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1,F2 | May 18, 2018 | M | 107,527 | $0.00 | A | 769,379 | I | Shares held by Lawrence Kamer and Myla Lerner Revocable Trust |
| Common Stock, par value $.01 per share | holding | — | — | — | 8,652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF7,F3,F4 | — | May 18, 2018 | A | 55,555 | A | — | — | Common Stock, per value $.01 per share | 55,555 | 55,555 | D |
| Stock Option (right to purchase)F5,F6 | $1.80 | May 18, 2018 | A | 10,000 | A | — | — | Common Stock, per value $.01 per share | 10,000 | 10,000 | D |
| Restricted Stock UnitsF3,F1 | — | May 18, 2018 | M | 107,527 | D | — | — | Common Stock, per value $.01 per share | 107,527 | 0 | D |
Explanation of responses
- F1Represent RSUs granted on May 31, 2017 which vested on the date of the 2018 annual meeting of stockholders.
- F2Each RSU converted into one share of Common Stock.
- F3Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- F4The RSUs will vest in full on the earlier of (i) May 18, 2019 or (ii) the date of the 2019 annual meeting of stockholders, subject to continued service through the applicable vesting date and are subject to acceleration or forfeiture under various circumstances.
- F5The option will vest in full on the earlier of (i) May 18, 2019 or (ii) the date of the 2019 annual meeting of stockholders, subject to continued service through the applicable vesting date and are subject to acceleration or forfeiture under various circumstances.
- F6The options have a term of seven (7) years from the date of grant and are subject to acceleration or forfeiture under various circumstances.
- F7Due to a clerical error, the reporting person is filing this Amendment to correct the amount of securities acquired from 555,555 to 55,555.