Form
4
insider filings, from the source
Buys
Significant
Penny
Sales
Options
Clusters
Screener
Ratios
Learn
/
Insider · CIK 0001215060
Richard M Krasno
Files at:
ROX
,
BCDA
,
OPK
,
LTS
.
On EDGAR ↗
Period
1M
3M
6M
1Y
2Y
All data
shares as filed — not split-adjusted
Open-market buys & sales
buys $60k · 4
sales $0 · 0
net $60k
$10k
$10k
$100k
$100k
$1M
$1M
buys
sales
Aug 2015
Jan 2016
Jun 2016
Dec 2016
May 2017
Oct 2017
Apr 2018
Reported trades — common stock
Trade
Reported (ET)
Company
Shares
Avg price
Total
Owned after
Δ stake
Flags
Feb 27, 2019
A
Form 4 →
Mar 1, 5:04 pm EST
Castle Brands Inc
ROX
15,000
—
—
80,000
—
plan?
May 30, 2018
A
Form 4 →
Jun 1, 4:50 pm EDT
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
30,000
—
—
105,000
—
plan?
May 22, 2018
M
Form 4 →
May 23, 7:35 am EDT
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
20,000
$1.88
$37,600
75,000
—
plan?
Apr 2, 2018
P
Form 4 →
Apr 3, 8:02 am EDT
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
5,000
$3.10
$15,513
55,000
+10.0%
plan?
Mar 1, 2018
A
Form 4 →
Mar 5, 5:05 pm EST
Castle Brands Inc
ROX
15,000
—
—
65,000
—
plan?
Jan 13, 2018
M
Form 4 →
Sep 26, 9:17 pm EDT
BioCardia, Inc.
BCDA
14,277
—
—
14,277
—
plan?
late
May 24, 2017
A
Form 4 →
May 26, 5:07 pm EDT
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
30,000
—
—
50,000
—
plan?
Dec 27, 2016
P
Form 4 →
Dec 28, 7:53 pm EST
Castle Brands Inc
ROX
30,000
$0.7247
$21,741
50,000
+150%
plan?
Oct 26, 2016
F
M
Form 4 →
Oct 28, 7:44 am EDT
LADENBURG THALMANN FINANCIAL SERVICES INC
LTS
32,411
$1.72
$55,601
298,089
—
plan?
Jan 14, 2016
P
Form 4 →
Jan 15, 7:20 am EST
LADENBURG THALMANN FINANCIAL SERVICES INC
LTS
5,000
$2.22
$11,099
310,500
+1.64%
plan?
Aug 11, 2015
P
Form 4 →
Aug 12, 8:02 am EDT
Castle Brands Inc
ROX
10,000
$1.21
$12,094
20,000
+100%
plan?
Reported trades — derivatives (options, RSUs, warrants)
Trade
Reported (ET)
Company
Shares
Avg price
Total
Owned after
Δ stake
Flags
Jun 21, 2018
A
Form 4 →
Jun 22, 4:15 pm EDT
Opko Health, Inc.
OPK
20,000
—
—
20,000
—
May 22, 2018
M
Form 4 →
May 23, 7:35 am EDT
LADENBURG THALMANN FINANCIAL SERVICES INC.
LTS
20,000
—
—
0
—
Jan 13, 2018
A
M
Form 4 →
Sep 26, 9:17 pm EDT
BioCardia, Inc.
BCDA
46,630
—
—
32,353
—
late
Jun 15, 2017
A
Form 4 →
Aug 25, 5:50 pm EDT
BioCardia, Inc.
BCDA
110,000
—
—
110,000
—
late
Jun 15, 2017
A
Form 4 →
Jun 16, 4:22 pm EDT
Opko Health, Inc.
OPK
20,000
—
—
20,000
—
Feb 28, 2017
A
Form 4 →
Mar 1, 5:03 pm EST
Castle Brands Inc
ROX
20,000
—
—
20,000
—
Feb 9, 2017
A
Form 4 →
Feb 10, 4:35 pm EST
Opko Health, Inc.
OPK
40,000
—
—
40,000
—
Jan 13, 2017
A
Form 4 →
Jan 18, 6:39 pm EST
BioCardia, Inc.
BCDA
184,000
—
—
184,000
—
Oct 26, 2016
M
Form 4 →
Oct 28, 7:44 am EDT
LADENBURG THALMANN FINANCIAL SERVICES INC
LTS
20,000
—
—
0
—
May 18, 2016
A
Form 4 →
May 20, 5:09 pm EDT
LADENBURG THALMANN FINANCIAL SERVICES INC
LTS
50,000
—
—
50,000
—
Mar 17, 2016
A
Form 4 →
Mar 21, 4:37 pm EDT
Castle Brands Inc
ROX
20,000
—
—
20,000
—
May 18, 2015
A
Form 4 →
May 19, 4:16 pm EDT
LADENBURG THALMANN FINANCIAL SERVICES INC
LTS
50,000
—
—
50,000
—
Mar 26, 2015
A
Form 4 →
Mar 27, 4:19 pm EDT
Castle Brands Inc
ROX
100,000
—
—
100,000
—