SEC Form 4 · accession 0001209191-15-029894
Castle Brands Inc · ROX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Krasno
Director
Period of report
Mar 26, 2015
Accepted (ET)
Mar 27, 2015 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001311538
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $1.46 | Mar 26, 2015 | A | 100,000 | A | Mar 26, 2016 | Mar 26, 2025 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The reporting person received this stock option upon his initial election as a director of the Company.
- F2The option will vest in four equal annual installments beginning on the first anniversary of the grant date provided that the reporting person is then still a director of the Company.