SEC Form 4 · accession 0001428875-18-000092
SERVICEMASTER GLOBAL HOLDINGS INC · SERV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Hunsberger
Officer — SVP, Human Resources
Period of report
May 18, 2018
Accepted (ET)
May 22, 2018 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2018 | M | 36,666 | $0.00 | A | 44,979 | D | |
| Common StockF2 | May 18, 2018 | M | 11,046 | $0.00 | A | 56,025 | D | |
| Common StockF3 | May 18, 2018 | M | 5,691 | $0.00 | A | 61,716 | D | |
| Common StockF4 | May 18, 2018 | S | 53,403 | $57.2162 | D | 8,313 | D | |
| Common StockF5 | May 18, 2018 | S | 8,313 | $57.3393 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $38.41 | May 18, 2018 | M | 5,691 | D | — | — | Common Stock | 5,691 | 17,071 | D |
| Employee Stock Option (Right to Buy)F2 | $39.59 | May 18, 2018 | M | 11,046 | D | — | — | Common Stock | 11,046 | 11,046 | D |
| Employee Stock Option (Right to Buy)F1 | $12.00 | May 18, 2018 | M | 36,666 | D | — | — | Common Stock | 36,666 | 0 | D |
Explanation of responses
- F1These stock options were granted on March 18, 2014, and vested and became exercisable in four equal annual installments on the first anniversary of the grant date.
- F2These stock options were granted on February 22, 2016, and vest and become exercisable in four equal annual installments on the first anniversary of the grant date, subject to continued employment with the Company.
- F3These stock options were granted on February 20, 2017, and vest and become exercisable in four equal annual installments on the first anniversary of the grant date, subject to continued employment with the Company.
- F4The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.05 - $57.58, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F5The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.17 - $57.58, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.