SEC Form 4 · accession 0001294671-18-000053
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce D Broussard
Director
Period of report
May 21, 2018
Accepted (ET)
May 22, 2018 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 21, 2018 | M | 6,448 | — | A | 18,948 | D | |
| Common Shares | May 21, 2018 | D | 3,224 | $20.25 | D | 15,724 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred SharesF1 | — | May 21, 2018 | M | 6,448 | D | May 21, 2018 | May 21, 2018 | Common Shares | 6,448 | 22,123 | D |
Explanation of responses
- F1Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 21, 2018, 3,224 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,224 Deferred Shares were settled for an equal number of KeyCorp Common Shares.