SEC Form 4 · accession 0001174947-18-000849
ESPEY MFG & ELECTRONICS CORP · ESP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Corr
Director
Period of report
May 21, 2018
Accepted (ET)
May 23, 2018 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000033533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 par value | May 21, 2018 | M | 200 | $21.54 | A | 20,639 | D | |
| Common Stock - $.33 1/3 par value | May 21, 2018 | S | 200 | $27.899 | D | 20,439 | D | |
| Common Stock - $.33 1/3 par value | May 22, 2018 | M | 1,800 | $21.54 | A | 22,239 | D | |
| Common Stock - $.33 1/3 par value | May 22, 2018 | S | 1,800 | $27.879 | D | 20,439 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $21.54 | May 21, 2018 | M | 200 | D | May 23, 2010 | May 23, 2018 | Common Stock | 200 | 16,200 | D |
| Stock Option | $21.54 | May 22, 2018 | M | 1,800 | D | May 23, 2010 | May 23, 2018 | Common Stock | 1,800 | 14,400 | D |