SEC Form 4 · accession 0001415301-18-000064
Del Frisco's Restaurant Group, Inc. · DFRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil H Thomson
Officer — Chief Financial Officer
Period of report
May 22, 2018
Accepted (ET)
May 23, 2018 · 1:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 22, 2018 | M | 5,518 | $0.00 | A | 25,178 | D | |
| Common Stock | May 22, 2018 | F | 1,637 | $13.65 | D | 23,541 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | May 22, 2018 | M | 5,518 | D | — | — | Common Stock | 5,518 | 10,706 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to convert to one share of common stock at vesting date.
- F2On May 22, 2017, the reporting person was granted 16,224 restricted stock units, vesting in three equal installments beginning on the first anniversary of the grant date.