SEC Form 4/A · accession 0001209191-18-032302
MANNKIND CORP · MNKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David MacCallum
Director
Period of report
May 16, 2018
Accepted (ET)
May 22, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899460
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1,F3 | — | May 16, 2018 | A | 65,200 | A | — | May 16, 2028 | Common Stock | 65,200 | 65,200 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.
- F2The original Form 4 indicated the wrong transaction date of 5/18/17. The transaction date was 5/16/18.
- F3Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board.