SEC Form 4 · accession 0000899243-18-013797
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Liam Griffin
Director
Period of report
May 21, 2018
Accepted (ET)
May 23, 2018 · 9:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 21, 2018 | M | 3,946 | $6.29 | A | 3,946 | D | |
| Common Stock | May 21, 2018 | S | 3,946 | $40.0107 | D | 0 | D | |
| Common Stock | May 22, 2018 | M | 2,032 | $6.29 | A | 2,032 | D | |
| Common Stock | May 22, 2018 | S | 2,032 | $39.8774 | D | 0 | D | |
| Common Stock | May 22, 2018 | M | 943 | $10.61 | A | 943 | D | |
| Common Stock | May 22, 2018 | S | 943 | $39.8774 | D | 0 | D | |
| Common Stock | May 22, 2018 | M | 1,491 | $13.42 | A | 1,491 | D | |
| Common Stock | May 22, 2018 | S | 1,491 | $39.8774 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $6.29 | May 21, 2018 | M | 3,946 | D | — | Jun 17, 2023 | Common Stock | 3,946 | 18,795 | D |
| Non Qualified Stock OptionF1 | $6.29 | May 22, 2018 | M | 2,032 | D | — | Jun 17, 2023 | Common Stock | 2,032 | 16,763 | D |
| Non Qualified Stock OptionF2 | $10.61 | May 22, 2018 | M | 943 | D | — | Jun 17, 2026 | Common Stock | 943 | 15,820 | D |
| Non Qualified Stock OptionF3 | $13.42 | May 22, 2018 | M | 1,491 | D | — | Jun 19, 2025 | Common Stock | 1,491 | 14,329 | D |
Explanation of responses
- F1Granted on 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
- F2Granted on 6/17/2016 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
- F3Granted on 6/19/2015 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.