SEC Form 4 · accession 0001437749-18-010578
AIRXPANDERS INC · AXP.AX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Lichtwardt
Director
Period of report
May 21, 2018
Accepted (ET)
May 23, 2018 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001387156
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.22 | May 21, 2018 | A | 83,837 | A | — | May 20, 2028 | Common Stock A | 83,837 | 83,837 | D |
Explanation of responses
- F1Vests in 12 equal consecutive monthly installments until fully vested, subject to the non-employee director's continuous service with the Company through such date.