SEC Form 4 · accession 0001209191-18-032328
SPECTRUM PHARMACEUTICALS INC · SPPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luigi Lenaz M.D.
Director
Period of report
May 22, 2018
Accepted (ET)
May 22, 2018 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value | May 22, 2018 | M | 40,000 | $1.47 | A | 109,077 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Exercise (Right to Buy) | $1.47 | May 22, 2018 | M | 40,000 | D | Jan 16, 2012 | Jan 16, 2019 | Common Stock | 40,000 | 0 | D |