SEC Form 4 · accession 0001127602-18-018499
Yum China Holdings, Inc. · YUMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aiken Yuen
Officer — Chief People Officer
Period of report
May 22, 2018
Accepted (ET)
May 23, 2018 · 6:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001673358
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2018 | M | 2,337 | $8.84 | A | 2,337 | D | |
| Common Stock | May 22, 2018 | D | 532 | $38.90 | D | 1,805 | D | |
| Common Stock | May 22, 2018 | S | 1,805 | $38.96 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $8.84 | May 22, 2018 | M | 2,337 | D | — | Feb 5, 2019 | Common Stock | 2,337 | 0 | D |
Explanation of responses
- F1Vested in full.