SEC Form 4 · accession 0001543407-18-000044
BECTON DICKINSON & CO · BDX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexandre Conroy
Officer — Executive Vice President
Period of report
May 21, 2018
Accepted (ET)
May 23, 2018 · 8:13 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010795
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 21, 2018 | M | 9,147 | $76.64 | A | 35,583 | D | |
| Common StockF1 | May 21, 2018 | D | 3,068 | $228.74 | D | 32,515 | D | |
| Common StockF1 | May 21, 2018 | S | 6,079 | $228.74 | D | 26,436 | D | |
| Common Stock | May 21, 2018 | M | 11,763 | $72.12 | A | 38,199 | D | |
| Common StockF1 | May 21, 2018 | D | 3,713 | $228.74 | D | 34,486 | D | |
| Common StockF1 | May 21, 2018 | S | 8,050 | $228.74 | D | 26,436 | D | |
| Common Stock | May 21, 2018 | M | 9,000 | $76.18 | A | 35,436 | D | |
| Common StockF1 | May 21, 2018 | D | 3,001 | $228.74 | D | 32,435 | D | |
| Common StockF1 | May 21, 2018 | S | 5,999 | $228.74 | D | 26,436 | D | |
| Common StockF2 | holding | — | — | — | 3,349 | I | GSIP Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $76.64 | May 21, 2018 | M | 9,147 | D | Nov 23, 2011 | Nov 23, 2020 | Common Stock | 9,147 | 0 | D |
| Stock Appreciation RightsF4 | $72.12 | May 21, 2018 | M | 11,763 | D | Nov 22, 2012 | Nov 22, 2021 | Common Stock | 11,763 | 0 | D |
| Stock Appreciation RightsF5 | $76.18 | May 21, 2018 | M | 9,000 | D | Nov 20, 2013 | Nov 20, 2022 | Common Stock | 9,000 | 23,441 | D |
Explanation of responses
- F1The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $228.25 through $228.99. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
- F2Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of October 31, 2012.
- F3The stock appreciation rights vest in four annual installments beginning November 23, 2011.
- F4The stock appreciation rights vest in four annual installments beginning November 22, 2012.
- F5The stock appreciation rights vest in four annual installments beginning November 20, 2013.