SEC Form 4 · accession 0001122304-18-000093
AETNA INC /PA/ · AET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Molly Joel Coye
Director
Period of report
May 18, 2018
Accepted (ET)
May 22, 2018 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122304
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 21, 2018 | M | 1,203 | — | A | 9,377 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 18, 2018 | A | 990 | A | — | — | Common Stock | 990 | 990 | D |
| Restricted Stock UnitsF1,F3 | — | May 21, 2018 | M | 1,203 | D | — | — | Common Stock | 1,203 | 0 | D |
Explanation of responses
- F1Units convert to Common Stock on a one-for-one basis.
- F2Restricted Stock Units ("Units") granted under the Aetna Inc. 2010 Non-Employee Director Compensation Plan (the "Plan"). Subject to terms of the Plan, Units will vest in four substantially equal installments on August 18, 2018, November 18, 2018, February 18, 2019, and May 18, 2019, with payment of the Units deferred until May 20, 2019. Upon payment date, Units will be issued in Common Stock.
- F3Units granted under the Plan. Subject to terms of the Plan, Units vested in four substantially equal installments on August 18, 2017, November 18, 2017, February 18, 2018, and May 18, 2018, with payment of the Units deferred until May 21, 2018.