SEC Form 4 · accession 0001523711-18-000042
MATTEL INC /DE/ · MAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vasant M Prabhu
Director
Period of report
May 21, 2018
Accepted (ET)
May 23, 2018 · 2:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063276
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 21, 2018 | M | 4,977 | — | A | 34,302 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | May 21, 2018 | M | 4,977 | D | — | — | Common Stock | 4,977 | 0 | D |
Explanation of responses
- F1As reported on a Form 4 dated May 21, 2015 and filed on May 26, 2015, the Reporting Person received a grant of 4,977 Restricted Stock Units ("RSUs") on May 21, 2015. The RSUs were fully vested on the one year anniversary of the grant date and are settled on the third anniversary of the grant date. On May 21, 2018, 100% of these RSUs were settled, resulting in the issuance of 4,977 shares of Mattel Common Stock.