SEC Form 4 · accession 0001225208-18-009760
CAI International, Inc. · CAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marvin Dennis
Director
Period of report
May 18, 2018
Accepted (ET)
May 22, 2018 · 8:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001388430
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2018 | M | 7,500 | $15.30 | A | 11,880 | D | |
| Common StockF1 | May 18, 2018 | F | 4,457 | $25.75 | D | 7,423 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $15.30 | May 18, 2018 | M | 7,500 | D | May 15, 2009 | May 21, 2018 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Represents shares withheld by the issuer to cover the exercise price upon exercise of the option.