Daily feed · SEC Form 4 filings

Stock options and other derivative activity — May 3, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

363 filings · trading day May 3, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Apr 30, 2018 MForm 4 →	May 2, 4:56 pm EDT	NATUS MEDICAL INCBABY	James B HawkinsPresident and CEO, Director	160,000	$10.69	$1,710,400	0	—
May 1, 2018 MForm 4 →	May 2, 4:07 pm EDT	HARTFORD FINANCIAL SERVICES GROUP INC/DEHIG	Beth Ann BombaraEVP and CFO	23,905	$24.67	$589,653	17,138	—
Apr 19, 2018 AForm 4 →	May 3, 1:50 pm EDT	Petrolia Energy CorpBBLS	James Edward BurnsChairman, Director	5,333,333	$0.1025	$546,667	6,220,000	—	late
Apr 30, 2018 AForm 4 →	May 2, 4:55 pm EDT	AT&T INC.T	Joyce M RocheDirector	10,395	$32.70	$339,909	185,114	—
Apr 30, 2018 AForm 4 →	May 2, 5:26 pm EDT	AT&T INC.T	Matthew K RoseDirector	9,906	$32.70	$323,937	86,433	—
Apr 30, 2018 AForm 4 →	May 2, 4:58 pm EDT	AT&T INC.T	Laura D TysonDirector	9,112	$32.70	$297,964	141,192	—
Apr 30, 2018 AForm 4 →	May 2, 4:49 pm EDT	AT&T INC.T	Scott T FordDirector	8,886	$32.70	$290,578	48,695	—
Apr 30, 2018 AForm 4 →	May 2, 4:54 pm EDT	AT&T INC.T	Beth E MooneyDirector	8,690	$32.70	$284,160	43,163	—
Apr 30, 2018 AForm 4 →	May 2, 4:46 pm EDT	AT&T INC.T	Samuel A Di Piazza Jr.Director	8,685	$32.70	$283,996	30,329	—
Apr 30, 2018 AForm 4 →	May 2, 4:50 pm EDT	AT&T INC.T	Glenn H HutchinsDirector	8,611	$32.70	$281,567	37,896	—
Apr 30, 2018 MForm 4 →	May 2, 4:07 pm EDT	HARTFORD FINANCIAL SERVICES GROUP INC/DEHIG	Brion S JohnsonExecutive Vice President	11,568	$24.15	$279,367	46,273	—
May 2, 2018 MForm 4 →	May 2, 5:41 pm EDT	DIME COMMUNITY BANCSHARES INCDCOM	Michael P DevineDirector	13,601	$19.75	$268,620	0	—
Apr 30, 2018 AForm 4 →	May 2, 4:52 pm EDT	AT&T INC.T	Michael B McCallisterDirector	7,502	$32.70	$245,322	34,299	—
Apr 30, 2018 AForm 4 →	May 2, 4:57 pm EDT	AT&T INC.T	Cindy B TaylorDirector	7,424	$32.70	$242,762	29,099	—
Apr 30, 2018 AForm 4 →	May 2, 4:51 pm EDT	AT&T INC.T	William E KennardDirector	7,346	$32.70	$240,210	23,917	—
Apr 30, 2018 AForm 4 →	May 2, 4:48 pm EDT	AT&T INC.T	Richard W FisherDirector	7,270	$32.70	$237,717	18,855	—
Apr 30, 2018 AForm 4 →	May 2, 4:59 pm EDT	AT&T INC.T	Geoffrey Y YangDirector	7,180	$32.70	$234,787	12,905	—
May 1, 2018 AForm 4 →	May 2, 4:28 pm EDT	CAFEPRESS INC.PRSS	Fred E. Durham IIIChief Executive Officer, Director, 10% Owner	122,500	$1.46	$178,850	122,500	—
May 1, 2018 AMForm 4 →	May 2, 6:13 pm EDT	Avery Dennison CorpAVY	Peter K BarkerDirector	4,402	$104.80	$140,013	1,336	—
May 1, 2018 MForm 4 →	May 3, 10:59 am EDT	FULLER H B COFUL	Robert J MartschingVP, Corporate Controller	2,397	$49.63	$118,963	0	—
Apr 25, 2018 MForm 4 →	May 3, 9:04 am EDT	WSFS FINANCIAL CORPWSFS	Richard WrightEVP	6,324	$16.51	$104,409	12,882	—	late
May 1, 2018 MForm 4 →	May 2, 5:57 pm EDT	ACME UNITED CORPACU	Walter C JohnsenCEO and Chairman of the Board, Director, 10% Owner	10,000	$10.10	$101,000	381,792	—
Apr 30, 2018 AForm 4 →	May 2, 7:58 pm EDT	PACCAR INCPCAR	Franklin FederDirector	1,571	$63.67	$100,026	1,571	—
May 3, 2018 AForm 4 →	May 3, 2:56 pm EDT	MATERION CorpMTRN	Geoffrey WildDirector	1,841	$51.60	$94,996	4,782	—
May 3, 2018 AForm 4 →	May 3, 2:56 pm EDT	MATERION CorpMTRN	N Mohan ReddyDirector	1,841	$51.60	$94,996	4,782	—
May 3, 2018 AForm 4 →	May 3, 2:56 pm EDT	MATERION CorpMTRN	Darlene J. S. SolomonDirector	1,841	$51.60	$94,996	4,782	—
May 3, 2018 AForm 4 →	May 3, 2:57 pm EDT	MATERION CorpMTRN	Vinod M KhilnaniDirector	1,841	$51.60	$94,996	4,782	—
May 3, 2018 AForm 4 →	May 3, 2:57 pm EDT	MATERION CorpMTRN	Craig S ShularDirector	1,841	$51.60	$94,996	4,782	—
May 3, 2018 AForm 4 →	May 3, 2:57 pm EDT	MATERION CorpMTRN	Robert B TothDirector	1,841	$51.60	$94,996	4,782	—
May 3, 2018 AForm 4 →	May 3, 2:58 pm EDT	MATERION CorpMTRN	William B LawrenceDirector	1,841	$51.60	$94,996	4,782	—
Jan 22, 2016 AForm 4 →	May 3, 2018, 3:29 pm EDT	Park Place Energy Corp.PKPL	David Michael ThompsonChief Financial Officer, Director, 10% Owner	600,000	$0.1461	$84,000	575,000	—	late
Apr 30, 2018 AForm 4 →	May 2, 9:24 pm EDT	Victory Capital Holdings, Inc.VCTR	James B HawkesDirector	7,534	$11.06	$83,326	378,777	—
Apr 30, 2018 AForm 4 →	May 2, 9:25 pm EDT	Victory Capital Holdings, Inc.VCTR	Alan RappaportDirector	7,534	$11.06	$83,326	107,297	—
May 1, 2018 AForm 4 →	May 2, 4:20 pm EDT	CAFEPRESS INC.PRSS	Ekumene M LysongeVP, General Counsel, Secretary	47,000	$1.46	$68,620	47,000	—
May 1, 2018 AForm 4 →	May 2, 4:24 pm EDT	CAFEPRESS INC.PRSS	Philip MillinerCFO	47,000	$1.46	$68,620	47,000	—
May 2, 2018 MForm 4 →	May 3, 8:16 am EDT	GENTEX CORPGNTX	Frederick A SotokDirector	4,000	$15.74	$62,960	3,000	—
May 2, 2018 MForm 4 →	May 3, 10:38 am EDT	SAFEGUARD SCIENTIFICS INCSFE	George MackenzieDirector	5,000	$12.29	$61,469	0	—
May 2, 2018 MForm 4 →	May 2, 5:40 pm EDT	FIRST FINANCIAL BANKSHARES INCFFIN	Ronald David Butler IICAO	3,000	$16.78	$50,340	2,000	—
Apr 30, 2018 AForm 4 →	May 2, 4:27 pm EDT	vTv Therapeutics Inc.VTVT	Howard L. WeinerDirector	26,250	$1.79	$46,988	26,250	—
Apr 30, 2018 CForm 4 →	May 2, 6:13 pm EDT	CARVANA CO.CVNA	Paul W. BreauxSee Remarks	8,030	$4.88	$39,170	254,470	—	amended
May 2, 2018 MForm 4 →	May 2, 5:52 pm EDT	GREAT SOUTHERN BANCORP, INC.GSBC	Rex A CopelandTreasurer	1,318	$28.66	$37,774	1,050	—
May 1, 2018 MForm 4 →	May 3, 9:04 am EDT	MSA Safety IncMSA	Nishan J. VartanianPresident and COO	1,225	$24.63	$30,172	2,835	—
Apr 30, 2018 AForm 4 →	May 2, 4:48 pm EDT	SNAP-ON IncSNA	Donald J StebbinsDirector	206	$145.25	$29,922	2,171	—
Apr 30, 2018 AForm 4 →	May 2, 4:26 pm EDT	vTv Therapeutics Inc.VTVT	John A FryDirector	15,000	$1.79	$26,850	47,500	—
Apr 30, 2018 AForm 4 →	May 2, 4:26 pm EDT	vTv Therapeutics Inc.VTVT	Craig C ParkerDirector	15,000	$1.79	$26,850	70,000	—
Apr 30, 2018 AForm 4 →	May 2, 4:27 pm EDT	vTv Therapeutics Inc.VTVT	Noel Joseph SpiegelDirector	15,000	$1.79	$26,850	70,000	—
May 1, 2018 AForm 4 →	May 2, 5:49 pm EDT	BERKLEY W R CORPWRB	Mark Ellwood BrockbankDirector	281	$74.50	$20,935	22,616	—
Apr 30, 2018 AForm 4 →	May 2, 5:20 pm EDT	Post Holdings, Inc.POST	Jay W BrownDirector	161	$79.57	$12,778	16,152	—
Apr 30, 2018 AForm 4 →	May 2, 9:25 pm EDT	Victory Capital Holdings, Inc.VCTR	Karin Hirtler-GarveyDirector	1,130	$11.06	$12,498	18,509	—
Apr 30, 2018 AForm 4 →	May 2, 5:22 pm EDT	Post Holdings, Inc.POST	David P SkarieDirector	133	$79.57	$10,555	13,784	—
May 1, 2018 CMForm 4 →	May 2, 4:33 pm EDT	Trade Desk, Inc.TTD	Robert David PerdueChief Operating Officer, Director	37,500	$0.819	$10,238	0	—
May 1, 2018 AForm 4 →	May 2, 4:57 pm EDT	TIME WARNER INC.TWX	Jeffrey L BewkesChairman of the Board and CEO, Director	102	$94.27	$9,574	23,888	—
Apr 30, 2018 AForm 4 →	May 2, 5:21 pm EDT	Post Holdings, Inc.POST	Edwin H CallisonDirector	112	$79.57	$8,889	12,044	—
Apr 30, 2018 AForm 4 →	May 2, 5:21 pm EDT	Post Holdings, Inc.POST	Robert E GroteDirector	112	$79.57	$8,889	13,683	—
Apr 30, 2018 AForm 4 →	May 2, 5:22 pm EDT	Post Holdings, Inc.POST	Ellen F HarshmanDirector	112	$79.57	$8,889	795	—
Apr 30, 2018 AForm 4 →	May 2, 5:22 pm EDT	Post Holdings, Inc.POST	David W KemperDirector	112	$79.57	$8,889	3,595	—
Apr 30, 2018 JForm 4 →	May 2, 7:59 pm EDT	PACCAR INCPCAR	Beth FordDirector	79	$63.67	$5,000	6,746	—
Apr 30, 2018 JForm 4 →	May 2, 8:01 pm EDT	PACCAR INCPCAR	Charles R WilliamsonDirector	79	$63.67	$5,000	40,159	—
Apr 30, 2018 AMForm 4 →	May 2, 5:05 pm EDT	INTEL CORPINTC	Robert Holmes SwanChief Financial Officer	3,019	$51.62	$3,744	32,412	—
May 1, 2018 AForm 4 →	May 2, 4:59 pm EDT	TIME WARNER INC.TWX	Fred HassanDirector	5	$94.36	$452	1,128	—
Mar 29, 2018 AForm 4/A →	May 2, 4:00 pm EDT	AgroFresh Solutions, Inc.AGFS	Jordi FerreChief Executive Officer, Director	54,400	—	—	54,400	—
Apr 30, 2018 XForm 4 →	May 2, 4:02 pm EDT	Babcock & Wilcox Enterprises, Inc.BW	Thomas A. ChristopherDirector	3,560	—	—	0	—
May 1, 2018 MForm 4 →	May 2, 4:03 pm EDT	NATIONAL INSTRUMENTS CORPNATI	Gerhard Paul FettweisDirector	4,337	—	—	2,506	—
May 1, 2018 AForm 4 →	May 2, 4:05 pm EDT	ACORN ENERGY, INC.ACFN	Jan H LoebPresident and CEO, Director	35,000	—	—	35,000	—
May 1, 2018 MForm 4 →	May 2, 4:05 pm EDT	MARSH & MCLENNAN COMPANIES, INC.MMC	John Q DoylePresident and CEO, Marsh	2,642	—	—	28,065	—
May 1, 2018 MForm 4 →	May 2, 4:05 pm EDT	ASSEMBLY BIOSCIENCES, INC.ASMB	William R RingoDirector	1,000	—	—	51,000	—
Apr 30, 2018 AForm 4 →	May 2, 4:06 pm EDT	Global Water Resources, Inc.GWRS	Michael J LiebmanCFO and Corporate Secretary	48	—	—	18,916	—
May 1, 2018 MForm 4 →	May 2, 4:08 pm EDT	BOSTON SCIENTIFIC CORPBSX	David A PierceEVP,Pres MedSurg	5,000	—	—	62,640	—
May 1, 2018 MForm 4 →	May 2, 4:08 pm EDT	AMERISOURCEBERGEN CORPABC	Steven H CollisChairman, President & CEO, Director	21,350	—	—	112,667	—
May 1, 2018 MForm 4 →	May 2, 4:08 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Nicholas K AkinsPresident, CEO	22,392	—	—	0	—
Apr 30, 2018 AForm 4 →	May 2, 4:09 pm EDT	Global Water Resources, Inc.GWRS	Richard M AlexanderDirector	41	—	—	15,942	—
Feb 23, 2018 MForm 4 →	May 2, 4:10 pm EDT	FRANK'S INTERNATIONAL N.V.FI	D. Keith MosingDirector, 10% Owner	88,141	—	—	18,204	—	late
Apr 30, 2018 MForm 4 →	May 2, 4:10 pm EDT	PERRY ELLIS INTERNATIONAL, INCPERY	Luis S PaezChief Information Officer	9,688	—	—	0	—
May 1, 2018 MForm 4 →	May 2, 4:10 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Lisa M BartonExecutive Vice President	3,333	—	—	0	—
Apr 30, 2018 AForm 4 →	May 2, 4:11 pm EDT	Global Water Resources, Inc.GWRS	L Rita TheilDirector	121	—	—	47,385	—
Apr 30, 2018 MForm 4 →	May 2, 4:11 pm EDT	ASPEN TECHNOLOGY INC /DE/AZPN	Karl E JohnsenSenior Vice President and CFO	4,900	—	—	775	—
May 1, 2018 MForm 4 →	May 2, 4:12 pm EDT	FRANK'S INTERNATIONAL N.V.FI	Alexander VriesendorpDirector	18,204	—	—	0	—
Apr 30, 2018 MForm 4 →	May 2, 4:12 pm EDT	ADVANCED MICRO DEVICES INCAMD	Forrest Eugene NorrodSVP & GM DESG	37,500	—	—	220,981	—
Apr 30, 2018 AForm 4 →	May 2, 4:13 pm EDT	Global Water Resources, Inc.GWRS	Ronnie L FlemingPresident and CEO, Director	81	—	—	31,502	—
May 1, 2018 MForm 4 →	May 2, 4:13 pm EDT	AMERISOURCEBERGEN CORPABC	Dale DanilewitzExecutive Vice President	3,121	—	—	9,361	—
May 1, 2018 MForm 4 →	May 2, 4:13 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Jospeh M BuonaiutoController, Chief Actg Officer	1,037	—	—	0	—
Apr 30, 2018 MForm 4 →	May 2, 4:13 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Gary M RinckEVP and General Counsel	8,067	—	—	2,912	—
Apr 30, 2018 MForm 4 →	May 2, 4:13 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Brian A. NapackPresident & CEO	5,152	—	—	83,084	—
May 1, 2018 MForm 4 →	May 2, 4:13 pm EDT	FRANK'S INTERNATIONAL N.V.FI	Kirkland D. MosingDirector, 10% Owner	18,204	—	—	0	—
Apr 30, 2018 AForm 4 →	May 2, 4:14 pm EDT	MICROSTRATEGY INCMSTR	Margaret Anne BreyaDirector	15,000	—	—	15,000	—
May 1, 2018 MForm 4 →	May 2, 4:14 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Jospeh M BuonaiutoController, Chief Actg Officer	1,037	—	—	0	—
Apr 30, 2018 MForm 4 →	May 2, 4:14 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Judy VersesEVP, Research	3,774	—	—	8,814	—
Apr 30, 2018 MForm 4 →	May 2, 4:14 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Ella BalagulaEVP, Knowledge and Learning	652	—	—	1,959	—
Apr 30, 2018 AForm 4 →	May 2, 4:15 pm EDT	MICROSTRATEGY INCMSTR	Leslie J RechanDirector	15,000	—	—	15,000	—
May 1, 2018 MForm 4 →	May 2, 4:15 pm EDT	AMERISOURCEBERGEN CORPABC	Tim G. GuttmanChief Financial Officer	11,600	—	—	22,450	—
May 1, 2018 MForm 4 →	May 2, 4:16 pm EDT	FRANK'S INTERNATIONAL N.V.FI	Michael C KearneyChairman, President and CEO, Director	18,204	—	—	253,373	—
Apr 30, 2018 AForm 4 →	May 2, 4:16 pm EDT	MICROSTRATEGY INCMSTR	Kevin NorlinSEVP, Worldwide Sales	35,000	—	—	35,000	—
Apr 30, 2018 AForm 4 →	May 2, 4:16 pm EDT	Global Water Resources, Inc.GWRS	David C TedescoDirector	103	—	—	40,151	—
Apr 30, 2018 MForm 4 →	May 2, 4:17 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Christopher CaridiSVP, Corporate Controller	395	—	—	1,185	—
May 2, 2018 XForm 4 →	May 2, 4:17 pm EDT	AMERICAN RIVER BANKSHARESAMRB	Mitchell A DerenzoEVP - Chief Financial Officer	1,066	—	—	0	—
Apr 30, 2018 MForm 4 →	May 2, 4:17 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	John A KritzmacherExec VP and CFO	18,934	—	—	24,251	—
Apr 30, 2018 MForm 4 →	May 2, 4:17 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Archana SinghEVP, Human Resources	2,564	—	—	5,886	—
May 1, 2018 MForm 4 →	May 2, 4:17 pm EDT	FRANK'S INTERNATIONAL N.V.FI	Michael E McMahonDirector	18,204	—	—	0	—
Apr 30, 2018 MForm 4 →	May 2, 4:17 pm EDT	Casa Systems IncCASA	Gary D HallChief Financial Officer	62,301	—	—	537,699	—
May 1, 2018 MForm 4 →	May 2, 4:17 pm EDT	MICROSTRATEGY INCMSTR	Robert H EpsteinDirector	3,500	—	—	14,400	—
Apr 30, 2018 MForm 4 →	May 2, 4:18 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Clay StobaughEVP, Chief Marketing Officer	3,574	—	—	2,574	—
May 1, 2018 MForm 4 →	May 2, 4:18 pm EDT	FRANK'S INTERNATIONAL N.V.FI	Robert Wayne Drummond Jr.Director	18,204	—	—	0	—
Apr 30, 2018 MForm 4 →	May 2, 4:18 pm EDT	WILEY JOHN & SONS, INC.JWA/JWB	Vincent MarzanoVP, Treasurer	1,508	—	—	105	—
Apr 30, 2018 MForm 4 →	May 2, 4:18 pm EDT	Casa Systems IncCASA	Abraham PucherilSVP of Worldwide Sales	62,301	—	—	319,479	—
May 1, 2018 MForm 4 →	May 2, 4:20 pm EDT	NATIONAL INSTRUMENTS CORPNATI	Loan T Le DuyDirector	4,141	—	—	2,506	—
May 1, 2018 MForm 4 →	May 2, 4:20 pm EDT	FRANK'S INTERNATIONAL N.V.FI	Steven B. MosingDirector, 10% Owner	18,204	—	—	0	—
May 1, 2018 MForm 4 →	May 2, 4:21 pm EDT	FRANK'S INTERNATIONAL N.V.FI	William B BerryDirector	18,204	—	—	0	—
May 1, 2018 MForm 4 →	May 2, 4:22 pm EDT	CELGENE CORP /DE/CELG	Gerald MasoudiSEE REMARKS	3,641	—	—	0	—
Apr 30, 2018 AForm 4 →	May 2, 4:22 pm EDT	Odonate Therapeutics, Inc.ODT	John G LemkeyChief Financial Officer	46	—	—	46	—
Apr 30, 2018 AForm 4 →	May 2, 4:23 pm EDT	Odonate Therapeutics, Inc.ODT	Joseph P O'ConnellChief Medical Officer	17	—	—	17	—
May 1, 2018 MForm 4 →	May 2, 4:24 pm EDT	FRANK'S INTERNATIONAL N.V.FI	D. Keith MosingDirector, 10% Owner	18,204	—	—	0	—
May 1, 2018 MForm 4 →	May 2, 4:26 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Paul Chodak IIIExecutive Vice President	1,052	—	—	0	—
Apr 24, 2018 AForm 4 →	May 2, 4:26 pm EDT	HUBSPOT INCHUBS	Avanish SahaiDirector	109	—	—	109	—	late
May 1, 2018 MForm 4 →	May 2, 4:28 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	David Matthew FeinbergExecutive Vice President	3,511	—	—	0	—
May 1, 2018 MForm 4 →	May 2, 4:28 pm EDT	NATIONAL INSTRUMENTS CORPNATI	Michael E McGrathDirector	4,141	—	—	2,506	—
Apr 30, 2018 AForm 4 →	May 2, 4:29 pm EDT	Paratek Pharmaceuticals, Inc.PRTK	Rolf K HoffmannDirector	10,000	—	—	10,000	—
May 1, 2017 MForm 4 →	May 2, 2018, 4:29 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Lana L HillebrandExec VP, Chief Admin Officer	3,008	—	—	0	—	late
May 1, 2018 MForm 4 →	May 2, 4:30 pm EDT	Oxford Immunotec Global PLCOXFD	Richard A SandbergDirector	3,000	—	—	1,650	—
May 1, 2018 MForm 4 →	May 2, 4:31 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Mark C McCulloughExecutive Vice President	2,256	—	—	0	—
Apr 30, 2018 XForm 4 →	May 2, 4:31 pm EDT	CREDIT ACCEPTANCE CORPCACC	Donald A Foss10% Owner	200	—	—	0	—
May 1, 2018 MForm 4 →	May 2, 4:32 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Charles R. PattonExecutive Vice President	2,813	—	—	0	—
May 1, 2018 MForm 4 →	May 2, 4:34 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Brian X TierneyExecutive VP, CFO	6,337	—	—	0	—
May 1, 2018 AForm 4 →	May 2, 4:35 pm EDT	Intellia Therapeutics, Inc.NTLA	Andrew SchiermeierEVP, Corporate Strategy	23,500	—	—	23,500	—
May 1, 2018 MForm 4 →	May 2, 4:36 pm EDT	AMERICAN ELECTRIC POWER CO INCAEP	Charles E ZebulaExecutive Vice President	6,779	—	—	0	—
May 1, 2018 CForm 4 →	May 2, 4:36 pm EDT	Trade Desk, Inc.TTD	Brian John StempeckChief Client Officer	22,500	—	—	133,832	—
May 1, 2018 AForm 4 →	May 2, 4:38 pm EDT	ATMOS ENERGY CORPATO	Christopher T ForsytheSr. Vice President and CFO	3,000	—	—	7,580	—
May 1, 2018 AForm 4 →	May 2, 4:40 pm EDT	ATMOS ENERGY CORPATO	John K AkersSR VP, Safety & Enterprise Ser	3,000	—	—	7,580	—
May 1, 2018 MForm 4 →	May 2, 4:41 pm EDT	OP BancorpOPBK	Min KimChief Executive Officer, Director	10,000	—	—	0	—	amended
May 1, 2018 AForm 4 →	May 2, 4:42 pm EDT	Ra Pharmaceuticals, Inc.RARX	John C KingChief Commercial Officer	235,987	—	—	45,987	—
May 1, 2018 AForm 4 →	May 2, 4:43 pm EDT	ATMOS ENERGY CORPATO	Michael E HaefnerPRESIDENT & CEO, Director	13,190	—	—	41,947	—
Apr 30, 2018 MForm 4 →	May 2, 4:44 pm EDT	Turning Point Brands, Inc.TPB	James Michael MurraySr. VP, Business Planning	914	—	—	150	—
May 1, 2018 JForm 4 →	May 2, 4:45 pm EDT	ARADIGM CORPARDM	First Eagle Investment Management, LLC +310% Owner	25,913	—	—	3,135,000	—
May 1, 2018 AForm 4 →	May 2, 4:45 pm EDT	ATMOS ENERGY CORPATO	Karen E HartsfieldSR VP, GC & CORPORATE SEC'Y	3,000	—	—	7,589	—
May 1, 2018 AForm 4 →	May 2, 4:48 pm EDT	ATMOS ENERGY CORPATO	J Matt RobbinsSR VP, Human Resources	3,000	—	—	7,580	—
May 1, 2018 MForm 4 →	May 2, 4:50 pm EDT	ENTERGY CORP /DE/ETR	Roderick K WestGroup President, Utility Ops	21,000	—	—	0	—
May 1, 2018 AForm 4 →	May 2, 4:50 pm EDT	ATMOS ENERGY CORPATO	David J ParkSR VP, Utility Operations	3,000	—	—	10,656	—
May 1, 2018 AForm 4 →	May 2, 4:53 pm EDT	ATMOS ENERGY CORPATO	Richard M ThomasVICE PRESIDENT & CONTROLLER	765	—	—	1,950	—
Apr 30, 2018 AForm 4 →	May 2, 4:53 pm EDT	Orchids Paper Products CO /DETIS	John C GuttillaDirector	5,000	—	—	5,000	—
Apr 30, 2018 AForm 4 →	May 2, 4:54 pm EDT	Orchids Paper Products CO /DETIS	Mark H RavichDirector	5,000	—	—	5,000	—
May 1, 2018 AForm 4 →	May 2, 4:54 pm EDT	NeuroMetrix, Inc.NURO	David Van AvermaeteDirector	5,000	—	—	17,252	—
May 1, 2018 AForm 4 →	May 2, 4:54 pm EDT	NeuroMetrix, Inc.NURO	Timothy R SurgenorDirector	5,000	—	—	16,971	—
Apr 30, 2018 AForm 4 →	May 2, 4:55 pm EDT	Orchids Paper Products CO /DETIS	Douglas HaileyDirector	5,000	—	—	5,000	—
May 1, 2018 AForm 4 →	May 2, 4:55 pm EDT	NeuroMetrix, Inc.NURO	David GoodmanDirector	5,000	—	—	16,971	—
May 1, 2018 AForm 4 →	May 2, 4:55 pm EDT	NeuroMetrix, Inc.NURO	Nancy E KatzDirector	5,000	—	—	16,971	—
Apr 30, 2018 AForm 4 →	May 2, 4:56 pm EDT	Orchids Paper Products CO /DETIS	Steven R BerlinDirector	15,000	—	—	15,000	—
May 1, 2018 AForm 4 →	May 2, 4:56 pm EDT	ATMOS ENERGY CORPATO	Kim R CocklinExecutive Chairman, Director	13,190	—	—	77,485	—
Apr 30, 2018 AForm 4 →	May 2, 4:57 pm EDT	Orchids Paper Products CO /DETIS	Mario Armando GarciaDirector	5,000	—	—	5,000	—
May 1, 2018 XForm 4 →	May 2, 4:58 pm EDT	MAGELLAN HEALTH INCMGLN	Barry M SmithChief Executive Officer, Director	13,375	—	—	254,125	—
Apr 30, 2018 MForm 4 →	May 2, 4:58 pm EDT	INTEL CORPINTC	Navin ShenoyEVP, GM - Data Center Group	2,784	—	—	30,630	—
Apr 30, 2018 MForm 4 →	May 2, 4:59 pm EDT	PENN NATIONAL GAMING INCPENN	Timothy J WilmottChief Executive Officer, Director	102,528	—	—	0	—
Apr 30, 2018 AForm 4 →	May 2, 4:59 pm EDT	Orchids Paper Products CO /DETIS	Elaine M MacDonaldDirector	5,000	—	—	5,000	—
Apr 30, 2018 MForm 4 →	May 2, 4:59 pm EDT	FLIR SYSTEMS INCFLIR	Angus L MacdonaldDirector	12,532	—	—	1,068	—
May 1, 2018 CForm 4 →	May 2, 5:00 pm EDT	Silvercrest Asset Management Group Inc.SAMG	Al MessinaDirector	2,670	—	—	203,307	—
Mar 8, 2018 AForm 4 →	May 2, 5:00 pm EDT	DUOS TECHNOLOGIES GROUP, INC.DUOT	Gianni B ArcainiChairman & CEO, Director	705,000	—	—	705,000	—	late
Mar 8, 2018 AForm 4 →	May 2, 5:00 pm EDT	DUOS TECHNOLOGIES GROUP, INC.DUOT	Blair Madison FondaDirector	60,000	—	—	60,000	—	late
Apr 30, 2018 MForm 4 →	May 2, 5:00 pm EDT	FLIR SYSTEMS INCFLIR	Jeffrey FrankVice President, Global Product	3,800	—	—	0	—
Apr 30, 2018 MForm 4 →	May 2, 5:01 pm EDT	FLIR SYSTEMS INCFLIR	William Wright CrouchDirector	74,706	—	—	0	—
Apr 30, 2018 AForm 4 →	May 2, 5:01 pm EDT	Matinas BioPharma Holdings, Inc.MTNB	Dominick DiPaoloSr. VP-Quality & Manufacturing	150,000	—	—	150,000	—
Apr 30, 2018 MForm 4 →	May 2, 5:02 pm EDT	INTEL CORPINTC	Andy D BryantChairman, Director	2,301	—	—	25,323	—
May 1, 2018 MForm 4 →	May 2, 5:03 pm EDT	VIASAT INCVSAT	John P StenbitDirector	700	—	—	2,900	—
May 1, 2018 AForm 4 →	May 2, 5:03 pm EDT	NEW RELIC, INC.NEWR	Hope F CochranDirector	1,218	—	—	353	—
Apr 30, 2018 MForm 4 →	May 2, 5:04 pm EDT	INCYTE CORPINCY	Paula J SwainEVP, Human Resources	80,000	—	—	0	—
Apr 30, 2018 AForm 4 →	May 2, 5:10 pm EDT	Matinas BioPharma Holdings, Inc.MTNB	Matthew WiklerDirector	100,000	—	—	100,000	—
May 1, 2018 MForm 4 →	May 2, 5:14 pm EDT	QUALYS, INC.QLYS	Amer DeebaVP Corp Dev & Strat Alliances	2,000	—	—	21,000	—
Apr 30, 2018 AForm 4 →	May 2, 5:15 pm EDT	Matinas BioPharma Holdings, Inc.MTNB	Raphael J ManninoChief Scientific Officer	150,000	—	—	150,000	—
Apr 30, 2018 MForm 4 →	May 2, 5:15 pm EDT	BOYD GAMING CORPBYD	William R BoydVice President, Director	17,836	—	—	0	—
Apr 30, 2018 MForm 4 →	May 2, 5:18 pm EDT	INTEL CORPINTC	Brian M KrzanichCEO, Director	5,727	—	—	63,000	—
May 1, 2018 MForm 4 →	May 2, 5:19 pm EDT	STERICYCLE INCSRCL	Richard J HoffmanSVP & Chief Accounting Officer	566	—	—	2,268	—
Apr 30, 2018 AForm 4 →	May 2, 5:19 pm EDT	STERICYCLE INCSRCL	Jack W SchulerDirector	170	—	—	2,078	—
Apr 30, 2018 AForm 4 →	May 2, 5:19 pm EDT	STERICYCLE INCSRCL	John PatienceDirector	170	—	—	2,078	—
Apr 30, 2018 AForm 4 →	May 2, 5:19 pm EDT	STERICYCLE INCSRCL	Thomas D BrownDirector	191	—	—	643	—
Apr 30, 2018 AForm 4 →	May 2, 5:20 pm EDT	STERICYCLE INCSRCL	Lynn Dorsey BleilDirector	170	—	—	2,078	—
Apr 30, 2018 MForm 4 →	May 2, 5:20 pm EDT	Teladoc, Inc.TDOC	Mark HirschhornExecutive VP, COO and CFO	49,550	—	—	124,556	—
May 1, 2018 AForm 4 →	May 2, 5:28 pm EDT	PROVIDENCE SERVICE CORPPRSC	Kristi MeintsDirector	908	—	—	4,803	—
May 1, 2018 MForm 4 →	May 2, 5:32 pm EDT	NATIONAL INSTRUMENTS CORPNATI	Charles J RoessleinDirector	4,141	—	—	2,506	—
Apr 30, 2018 MForm 4 →	May 2, 5:39 pm EDT	INTEL CORPINTC	Kevin Thomas McBrideVP Finance, Controller	308	—	—	3,395	—
May 1, 2018 MForm 4 →	May 2, 5:39 pm EDT	Nutanix, Inc.NTNX	David SangsterEVP, Operations	7,917	—	—	87,084	—
Apr 30, 2018 MForm 4 →	May 2, 5:41 pm EDT	APOGEE ENTERPRISES, INC.APOG	Robert J MarzecDirector	4,900	—	—	5,000	—
Apr 30, 2018 MForm 4 →	May 2, 5:42 pm EDT	INTEL CORPINTC	Venkata S M RenduchintalaGroup President (CISA)	2,946	—	—	32,412	—
May 1, 2018 MForm 4 →	May 2, 5:45 pm EDT	EXTREME NETWORKS INCEXTR	Edward H KennedyDirector	25,000	—	—	0	—
May 1, 2018 AForm 4 →	May 2, 5:50 pm EDT	CPI Card Group Inc.PMTS	Robert Lee GrantChief Information Officer	10,000	—	—	10,000	—
Apr 30, 2018 AForm 4 →	May 2, 5:59 pm EDT	Applied Minerals, Inc.AMNL	SAMLYN CAPITAL, LLC +410% Owner	347,222	—	—	88,195	—	amended
May 1, 2018 AMForm 4 →	May 2, 6:01 pm EDT	Avery Dennison CorpAVY	Bradley A AlfordDirector	4,402	—	—	1,336	—
May 1, 2018 AMForm 4 →	May 2, 6:03 pm EDT	Avery Dennison CorpAVY	Andres Alberto LopezDirector	3,014	—	—	1,336	—
Apr 30, 2018 MForm 4 →	May 2, 6:03 pm EDT	Edwards Lifesciences CorpEW	Michael A MussallemChairman & CEO, Director	32,800	—	—	19,800	—
Apr 30, 2018 MForm 4 →	May 2, 6:05 pm EDT	SEATTLE GENETICS INC /WASGEN	BAKER BROS. ADVISORS LP +5Director, 10% Owner	20,000	—	—	0	—
May 1, 2018 AMForm 4 →	May 2, 6:05 pm EDT	Avery Dennison CorpAVY	David E I PyottDirector	4,402	—	—	1,336	—
May 1, 2018 AMForm 4 →	May 2, 6:07 pm EDT	Avery Dennison CorpAVY	Martha N. SullivanDirector	4,402	—	—	1,336	—
May 1, 2018 AForm 4 →	May 2, 6:09 pm EDT	Avery Dennison CorpAVY	Dean A ScarboroughDirector	1,336	—	—	1,336	—
May 1, 2018 AMForm 4 →	May 2, 6:10 pm EDT	Avery Dennison CorpAVY	Anthony AndersonDirector	4,402	—	—	1,336	—
Apr 30, 2018 CForm 4 →	May 2, 6:11 pm EDT	CARVANA CO.CVNA	Mark W. JenkinsChief Financial Officer	137,500	—	—	862,500	—
Apr 30, 2018 CForm 4 →	May 2, 6:11 pm EDT	CARVANA CO.CVNA	Ryan S. KeetonChief Brand Officer	106,250	—	—	393,750	—
May 1, 2018 AMForm 4 →	May 2, 6:12 pm EDT	Avery Dennison CorpAVY	Ken C HicksDirector	4,402	—	—	1,336	—
Apr 30, 2018 CForm 4 →	May 2, 6:12 pm EDT	CARVANA CO.CVNA	Ira J. PlattDirector	68,750	—	—	330,548	—	amended
Apr 30, 2018 CForm 4 →	May 2, 6:12 pm EDT	CARVANA CO.CVNA	Benjamin E. HustonChief Operating Officer	137,500	—	—	862,500	—
Apr 30, 2018 CForm 4 →	May 2, 6:13 pm EDT	CARVANA CO.CVNA	Daniel J. GillChief Product Officer	137,500	—	—	662,500	—
May 1, 2018 AMForm 4 →	May 2, 6:17 pm EDT	Avery Dennison CorpAVY	Patrick SiewertDirector	4,402	—	—	1,336	—
May 1, 2018 MForm 4 →	May 2, 6:18 pm EDT	CAMBIUM LEARNING GROUP, INC.ABCD	John F CampbellCEO, Director	20,809	—	—	510,000	—
May 1, 2018 MForm 4 →	May 2, 6:25 pm EDT	CytomX Therapeutics, Inc.CTMX	Sean A. McCarthyPresident and CEO, Director	19,578	—	—	175,226	—
May 1, 2018 MForm 4 →	May 2, 6:26 pm EDT	CytomX Therapeutics, Inc.CTMX	Debanjan RayChief Financial Officer	3,000	—	—	8,710	—
May 1, 2018 AMForm 4 →	May 2, 6:27 pm EDT	Avery Dennison CorpAVY	Julia A StewartDirector	4,402	—	—	1,336	—
Apr 30, 2018 MForm 4 →	May 2, 6:28 pm EDT	HEALTHEQUITY INCHQY	Ashley DreierExecutive, VP, CTO and CIO	16,250	—	—	48,750	—
May 1, 2018 AForm 4 →	May 2, 6:34 pm EDT	NETFLIX INCNFLX	David B WellsCFO	1,629	—	—	1,629	—
May 1, 2018 AForm 4 →	May 2, 6:34 pm EDT	NETFLIX INCNFLX	Timothy M HaleyDirector	199	—	—	199	—
May 1, 2018 AMForm 4 →	May 2, 6:35 pm EDT	NETFLIX INCNFLX	A George BattleDirector	10,199	—	—	199	—
May 1, 2018 AForm 4 →	May 2, 6:35 pm EDT	NETFLIX INCNFLX	Richard N BartonDirector	199	—	—	199	—
May 1, 2018 AForm 4 →	May 2, 6:35 pm EDT	NETFLIX INCNFLX	Rodolphe BelmerDirector	200	—	—	200	—
May 1, 2018 AForm 4 →	May 2, 6:35 pm EDT	NETFLIX INCNFLX	Ann MatherDirector	199	—	—	199	—
May 1, 2018 AForm 4 →	May 2, 6:36 pm EDT	NETFLIX INCNFLX	Susan E RiceDirector	200	—	—	200	—
May 1, 2018 AForm 4 →	May 2, 6:36 pm EDT	NETFLIX INCNFLX	Leslie J KilgoreDirector	199	—	—	199	—
May 1, 2018 AForm 4 →	May 2, 6:36 pm EDT	NETFLIX INCNFLX	Bradford L SmithDirector	199	—	—	199	—
May 1, 2018 AForm 4 →	May 2, 6:36 pm EDT	NETFLIX INCNFLX	Bradford L SmithDirector	199	—	—	199	—
May 1, 2018 AForm 4 →	May 2, 6:37 pm EDT	NETFLIX INCNFLX	Anne M SweeneyDirector	199	—	—	199	—
May 1, 2018 AForm 4 →	May 2, 6:37 pm EDT	NETFLIX INCNFLX	Kelly BennettChief Marketing Officer	565	—	—	565	—
May 1, 2018 AForm 4 →	May 2, 6:37 pm EDT	NETFLIX INCNFLX	Jonathan FriedlandChief Communications Officer	602	—	—	602	—
May 1, 2018 AForm 4 →	May 2, 6:38 pm EDT	NETFLIX INCNFLX	David A HymanGeneral Counsel	2,177	—	—	2,177	—
May 1, 2018 AForm 4 →	May 2, 6:38 pm EDT	NETFLIX INCNFLX	David A HymanGeneral Counsel	2,177	—	—	2,177	—
May 1, 2018 AForm 4 →	May 2, 6:38 pm EDT	NETFLIX INCNFLX	Jessica NealChief Talent Officer	238	—	—	238	—
May 1, 2018 AForm 4 →	May 2, 6:38 pm EDT	NETFLIX INCNFLX	Gregory K PetersChief Product Officer	4,389	—	—	4,389	—
May 1, 2018 AForm 4 →	May 2, 6:39 pm EDT	NETFLIX INCNFLX	Theodore A SarandosChief Content Officer	9,476	—	—	9,476	—
May 1, 2018 AForm 4 →	May 2, 6:39 pm EDT	NETFLIX INCNFLX	Reed HastingsCEO, Director	19,085	—	—	19,085	—
Apr 30, 2018 XForm 4 →	May 2, 6:49 pm EDT	Babcock & Wilcox Enterprises, Inc.BW	Warren G Lichtenstein +1Other	75,000	—	—	0	—
Apr 30, 2018 XForm 4 →	May 2, 6:52 pm EDT	Babcock & Wilcox Enterprises, Inc.BW	STEEL PARTNERS HOLDINGS L.P. +410% Owner	6,993,219	—	—	0	—
May 1, 2018 MForm 4 →	May 2, 6:56 pm EDT	At Home Group Inc.HOME	Judd T NystromChief Financial Officer	18,939	—	—	25,144	—
May 1, 2018 AForm 4 →	May 2, 7:00 pm EDT	BRIGHTCOVE INCBCOV	Jeff RayChief Executive Officer, Director	440,000	—	—	440,000	—
May 1, 2018 AForm 4 →	May 2, 7:04 pm EDT	BRIGHTCOVE INCBCOV	Andrew FeinbergPRESIDENT & COO	75,000	—	—	75,000	—
Apr 30, 2018 AMForm 4 →	May 2, 7:04 pm EDT	ABAXIS INCABAX	Richard BastianiDirector	11,000	—	—	0	—
Apr 30, 2018 MForm 4 →	May 2, 7:08 pm EDT	Zayo Group Holdings, Inc.ZAYO	Andrew CrouchPresident & COO	40,561	—	—	0	—
Apr 30, 2018 AMForm 4 →	May 2, 7:08 pm EDT	ABAXIS INCABAX	Henk EvenhuisDirector	11,000	—	—	0	—
Apr 30, 2018 AMForm 4 →	May 2, 7:14 pm EDT	ABAXIS INCABAX	Michael D CaseyDirector	11,000	—	—	0	—
Apr 30, 2018 XForm 4 →	May 2, 7:15 pm EDT	Babcock & Wilcox Enterprises, Inc.BW	Matthew E AvrilDirector	88,232	—	—	0	—
Apr 30, 2018 AMForm 4 →	May 2, 7:16 pm EDT	ABAXIS INCABAX	Prithipal SinghDirector	11,000	—	—	0	—
May 1, 2018 AForm 4 →	May 2, 7:16 pm EDT	BRIGHTCOVE INCBCOV	Kristin E. FrankDirector	20,681	—	—	20,681	—
May 1, 2018 MForm 4 →	May 2, 7:17 pm EDT	NATIONAL INSTRUMENTS CORPNATI	John Charles RoikoChief Accounting Officer	3,913	—	—	3,000	—
Apr 30, 2018 AMForm 4 →	May 2, 7:18 pm EDT	ABAXIS INCABAX	Vernon E AltmanDirector	11,000	—	—	0	—
Apr 30, 2018 AForm 4 →	May 2, 7:19 pm EDT	SIGMA LABS, INC.SGLB	John Reynolds RiceInterim Chief Executive Office, Director	20,000	—	—	20,000	—	amended
May 1, 2018 AForm 4 →	May 2, 7:20 pm EDT	BRIGHTCOVE INCBCOV	Thomas E WheelerDirector	20,681	—	—	20,681	—
Apr 30, 2018 AMForm 4 →	May 2, 7:27 pm EDT	ABAXIS INCABAX	Achim HenkelManaging Director-Europe	43,300	—	—	0	—
May 1, 2018 AForm 4 →	May 2, 7:32 pm EDT	TRIMBLE INC.TRMB	Meaghan LloydDirector	8,006	—	—	8,006	—
Apr 30, 2018 AMForm 4 →	May 2, 7:32 pm EDT	ABAXIS INCABAX	Craig TockmanVP-Sales & Mktg, Animal Health	39,300	—	—	0	—
May 1, 2018 AForm 4 →	May 2, 7:33 pm EDT	TRIMBLE INC.TRMB	Merit E JanowDirector	8,006	—	—	8,006	—
Apr 30, 2018 MForm 4 →	May 2, 7:33 pm EDT	BROWN FORMAN CORPBFA, BFB	Matthew E HamelEVP, Gen Counsel and Secretary	9,327	—	—	0	—
May 1, 2018 AForm 4 →	May 2, 7:33 pm EDT	TRIMBLE INC.TRMB	Ulf J JohanssonDirector	8,006	—	—	8,006	—
May 1, 2018 AForm 4 →	May 2, 7:34 pm EDT	TRIMBLE INC.TRMB	Johan WiberghDirector	8,006	—	—	8,006	—
May 1, 2018 CForm 4 →	May 2, 7:34 pm EDT	DOCUSIGN INCDOCU	Rory O'DriscollDirector	4,811,658	—	—	0	—
Apr 30, 2018 AMForm 4 →	May 2, 7:34 pm EDT	ABAXIS INCABAX	Kenneth AronChief Technology Officer	43,300	—	—	0	—
Apr 26, 2018 MForm 4 →	May 2, 7:35 pm EDT	Level One Bancorp IncLEVL	Barbara A. FeltsSVP, Controller	100	—	—	1,800	—	late
Apr 26, 2018 MForm 4 →	May 2, 7:35 pm EDT	Level One Bancorp IncLEVL	Steven H. RiveraDirector	1,500	—	—	0	—	late
Apr 30, 2018 MForm 4 →	May 2, 7:36 pm EDT	BROWN FORMAN CORPBFA, BFB	Michael Andrew MasickVP DIR CORP STRATEGY	294	—	—	0	—
Apr 30, 2018 AMForm 4 →	May 2, 7:38 pm EDT	ABAXIS INCABAX	Clinton SeversonCEO & Board Chairman, Director	86,300	—	—	0	—
Apr 30, 2018 MForm 4 →	May 2, 7:38 pm EDT	NN INCNNBR	Richard D HolderPresident & CEO, Director	14,665	—	—	0	—
Apr 30, 2018 MForm 4 →	May 2, 7:40 pm EDT	NN INCNNBR	Warren A VeltmanEVP, Mobile Solutions	3,460	—	—	0	—
Apr 30, 2018 AMForm 4 →	May 2, 7:40 pm EDT	ABAXIS INCABAX	Donald Peter WoodPresident and COO	43,300	—	—	0	—
Apr 30, 2018 MForm 4 →	May 2, 7:40 pm EDT	LKQ CORPLKQ	Matthew J McKaySVP of Human Resources	10,000	—	—	0	—
Apr 29, 2018 MForm 4 →	May 2, 7:42 pm EDT	SVB FINANCIAL GROUPSIVB	Philip C CoxHead EMEA India & President,UK	161	—	—	0	—	late
Apr 30, 2018 MForm 4 →	May 2, 7:42 pm EDT	NN INCNNBR	D. Gail NixonSee Remarks	1,335	—	—	0	—
Apr 30, 2018 MForm 4 →	May 2, 7:43 pm EDT	NN INCNNBR	Thomas C. Burwell Jr.See Remarks	1,540	—	—	0	—
Apr 30, 2018 MForm 4 →	May 2, 7:44 pm EDT	BROWN FORMAN CORPBFA, BFB	Ralph E de ChabertSVP, Chief Diversity Officer	365	—	—	0	—
Apr 29, 2018 MForm 4 →	May 2, 7:44 pm EDT	SVB FINANCIAL GROUPSIVB	John ChinaHead of Technology Banking	241	—	—	0	—	late
Apr 30, 2018 AForm 4 →	May 2, 7:44 pm EDT	ABAXIS INCABAX	Dean Ross Taylor Jr.CFO and VP of Finance	25,000	—	—	16,000	—
Apr 30, 2018 MForm 4 →	May 2, 7:45 pm EDT	NN INCNNBR	James Robert AtkinsonEVP, Life Sciences	675	—	—	0	—
Apr 30, 2018 MForm 4 →	May 2, 7:46 pm EDT	BROWN FORMAN CORPBFA, BFB	Brian P FitzgeraldSVP, Chief Accounting Officer	6,169	—	—	0	—
Apr 30, 2018 AForm 4 →	May 2, 7:47 pm EDT	VIVUS INCVVUS	John P. AmosChief Executive Officer, Director	2,900,000	—	—	200,000	—	amended
Apr 29, 2018 MForm 4 →	May 2, 7:49 pm EDT	SVB FINANCIAL GROUPSIVB	Christopher Edmonds-WatersHead of Human Resources	161	—	—	0	—	late
Apr 30, 2018 AForm 4 →	May 2, 7:49 pm EDT	VIVUS INCVVUS	John L SlebirSVP, Business Development & GC	200,000	—	—	200,000	—
May 1, 2018 MForm 4 →	May 2, 7:50 pm EDT	GAP INCGPS	Mark BreitbardPres. & CEO, Banana Republic	37,500	—	—	112,500	—
Apr 30, 2018 AForm 4 →	May 2, 7:51 pm EDT	VIVUS INCVVUS	Mark K OkiChief Financial Officer & CAO	200,000	—	—	200,000	—
Apr 29, 2018 MForm 4 →	May 2, 7:52 pm EDT	SVB FINANCIAL GROUPSIVB	Marc C CadieuxChief Credit Officer	185	—	—	0	—	late
Apr 30, 2018 AForm 4 →	May 2, 7:52 pm EDT	VIVUS INCVVUS	M. Scott OehrleinChief Operations Officer	820,000	—	—	200,000	—	amended
May 1, 2018 MForm 4 →	May 2, 7:54 pm EDT	NATIONAL INSTRUMENTS CORPNATI	Karen Marie RappCFO, Treasurer & EVP	5,000	—	—	15,000	—
Apr 29, 2018 MForm 4 →	May 2, 7:56 pm EDT	SVB FINANCIAL GROUPSIVB	Michael DescheneauxPresident, Silicon Valley Bank	443	—	—	0	—	late
Apr 30, 2018 JForm 4 →	May 2, 8:00 pm EDT	UNIVERSAL HEALTH SERVICES INCUHS	Alan B MillerChairman and CEO, Director, 10% Owner	760,706	—	—	51,933	—
Apr 29, 2018 MForm 4 →	May 2, 8:00 pm EDT	SVB FINANCIAL GROUPSIVB	Kamran F HusainChief Accounting Officer	201	—	—	0	—	late
Apr 29, 2018 MForm 4 →	May 2, 8:03 pm EDT	SVB FINANCIAL GROUPSIVB	Michelle DraperChief Marketing Officer	141	—	—	0	—	late
Apr 30, 2018 MForm 4 →	May 2, 8:04 pm EDT	BROWN FORMAN CORPBFA, BFB	Marshall FarrerDirector	7,140	—	—	0	—
May 1, 2018 MForm 4 →	May 2, 8:12 pm EDT	NEWPARK RESOURCES INCNR	Mark J AirolaSr Vice Pres, General Counsel	127,250	—	—	0	—
May 1, 2018 MForm 4 →	May 2, 8:13 pm EDT	NATIONAL INSTRUMENTS CORPNATI	Alexander M DavernPresident & CEO, Director	29,586	—	—	37,500	—
Apr 29, 2018 MForm 4 →	May 2, 8:15 pm EDT	SVB FINANCIAL GROUPSIVB	Gregory W BeckerPresident and CEO	1,008	—	—	0	—	late
Apr 27, 2018 MForm 4 →	May 2, 8:17 pm EDT	GoDaddy Inc.GDDY	Barbara J RechtermanChief Marketing Officer	10,000	—	—	460,649	—	late
Apr 30, 2018 MForm 4 →	May 2, 8:22 pm EDT	BROWN FORMAN CORPBFA, BFB	Campbell P BrownDirector	5,592	—	—	0	—
Apr 30, 2018 CForm 4 →	May 2, 8:24 pm EDT	CARVANA CO.CVNA	Ernest C Garcia II +110% Owner	4,281,250	—	—	5,986,765	—
Apr 30, 2018 CForm 4 →	May 2, 8:24 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	348,118	—	—	382,578,217	—
Apr 30, 2018 MForm 4 →	May 2, 8:24 pm EDT	BROWN FORMAN CORPBFA, BFB	George Garvin Brown IVDirector	12,654	—	—	0	—
Apr 30, 2018 MForm 4 →	May 2, 8:35 pm EDT	Core-Mark Holding Company, Inc.CORE	Christopher M MillerSenior VP & CFO	1,734	—	—	1,734	—
Apr 30, 2018 AForm 4 →	May 2, 8:46 pm EDT	BeiGene, Ltd.BGNE	John OylerChief Executive Officer, Director, 10% Owner	996,810	—	—	996,810	—
Dec 31, 2017 AForm 4 →	May 2, 2018, 8:48 pm EDT	NEXEON MEDSYSTEMS INCNXNN	Michael NeitzelDirector	25,000	—	—	12,500	—	late
Apr 30, 2018 JForm 4 →	May 2, 8:50 pm EDT	UNIVERSAL HEALTH SERVICES INCUHS	Marc D MillerPresident, Director	397,182	—	—	51,933	—
Apr 30, 2018 AForm 4 →	May 2, 8:52 pm EDT	BeiGene, Ltd.BGNE	Xiaobin WuPresident & GM China	766,599	—	—	766,599	—
Apr 30, 2018 CForm 4 →	May 2, 9:06 pm EDT	AETHLON MEDICAL INCAEMD	James B FrakesChief Financial Officer	3,250	—	—	30,068	—
Apr 30, 2018 CForm 4 →	May 2, 9:07 pm EDT	AETHLON MEDICAL INCAEMD	James A JoyceCEO, Secretary, Director	39,625	—	—	358,314	—
Apr 30, 2018 CForm 4 →	May 2, 9:08 pm EDT	AETHLON MEDICAL INCAEMD	Rodney S KenleyPresident, Director	3,250	—	—	28,935	—
Apr 30, 2018 AForm 4 →	May 2, 9:27 pm EDT	Victory Capital Holdings, Inc.VCTR	Terence Francis SullivanCFO and Head of Strategy	4,672	—	—	25,696	—
Apr 30, 2018 AForm 4 →	May 2, 9:28 pm EDT	Victory Capital Holdings, Inc.VCTR	Michael Dennis PolicarpoChief Operating Officer	23,191	—	—	61,284	—
Apr 30, 2018 AForm 4 →	May 2, 9:28 pm EDT	Victory Capital Holdings, Inc.VCTR	David Craig BrownChairman and CEO, Director	38,309	—	—	17,024	—
Apr 30, 2018 AForm 4 →	May 2, 9:28 pm EDT	Victory Capital Holdings, Inc.VCTR	Kelly Stevenson CliffPres., Investment Franchises	19,088	—	—	91,926	—
Apr 30, 2018 AForm 4 →	May 2, 9:29 pm EDT	Victory Capital Holdings, Inc.VCTR	Nina GuptaChief Legal Officer	7,118	—	—	12,848	—
May 1, 2018 MForm 4 →	May 3, 8:44 am EDT	CHARLES RIVER LABORATORIES INTERNATIONAL INCCRL	David Ross SmithCorporate Executive VP & CFO	945	—	—	0	—
May 1, 2018 MForm 4 →	May 3, 9:40 am EDT	CADENCE DESIGN SYSTEMS INCCDNS	Anirudh DevganPresident	25,000	—	—	0	—
May 1, 2018 MForm 4 →	May 3, 9:48 am EDT	S&P Global Inc.SPGI	Nancy LuquetteSVP, Chief Risk & Audit Exec	960	—	—	0	—
May 1, 2018 MForm 4 →	May 3, 10:05 am EDT	UFP TECHNOLOGIES INCUFPT	W David SmithVice President	7,058	—	—	9,900	—
May 1, 2018 AForm 4 →	May 3, 10:45 am EDT	SIMMONS FIRST NATIONAL CORPSFNC	Jay D BurchfieldDirector	1,640	—	—	1,640	—
May 1, 2018 AForm 4 →	May 3, 10:46 am EDT	SIMMONS FIRST NATIONAL CORPSFNC	Mark C DoramusDirector	1,640	—	—	1,640	—
May 1, 2018 AForm 4 →	May 3, 10:46 am EDT	SIMMONS FIRST NATIONAL CORPSFNC	Eugene HuntDirector	1,640	—	—	1,640	—
May 1, 2018 AForm 4 →	May 3, 10:46 am EDT	SIMMONS FIRST NATIONAL CORPSFNC	Jerry HunterDirector	1,640	—	—	1,640	—
May 1, 2018 AForm 4 →	May 3, 10:47 am EDT	SIMMONS FIRST NATIONAL CORPSFNC	Christopher R KirklandDirector	1,640	—	—	1,640	—
May 1, 2018 AForm 4 →	May 3, 10:47 am EDT	SIMMONS FIRST NATIONAL CORPSFNC	Malynda K WestDirector	1,640	—	—	1,640	—
May 1, 2018 AForm 4 →	May 3, 10:49 am EDT	SIMMONS FIRST NATIONAL CORPSFNC	William E Clark IIDirector	1,640	—	—	1,640	—
May 1, 2018 AForm 4 →	May 3, 10:50 am EDT	SIMMONS FIRST NATIONAL CORPSFNC	Susan S LaniganDirector	1,640	—	—	1,640	—
May 1, 2018 AForm 4 →	May 3, 10:50 am EDT	SIMMONS FIRST NATIONAL CORPSFNC	W Scott McGeorgeDirector	1,640	—	—	1,640	—
May 1, 2018 AForm 4 →	May 3, 10:51 am EDT	SIMMONS FIRST NATIONAL CORPSFNC	Tom E. PurvisDirector	1,640	—	—	1,640	—
Jul 1, 2017 AForm 4 →	May 3, 2018, 10:52 am EDT	Track Group, Inc.TRCK	Ray O JohnsonDirector	68,604	—	—	33,784	—	late
May 1, 2018 AForm 4 →	May 3, 10:54 am EDT	SIMMONS FIRST NATIONAL CORPSFNC	Robert L ShoptawDirector	1,640	—	—	1,640	—
May 1, 2018 AForm 4 →	May 3, 10:55 am EDT	SIMMONS FIRST NATIONAL CORPSFNC	Russell William TeubnerDirector	1,640	—	—	1,640	—
May 2, 2018 AForm 4 →	May 3, 10:59 am EDT	COGNEX CORPCGNX	Dianne M ParrotteDirector	30,000	—	—	30,000	—
May 2, 2018 MForm 4 →	May 3, 11:25 am EDT	FIDELITY SOUTHERN CORPLION	David R BockelDirector	16,000	—	—	0	—
May 1, 2018 AForm 4 →	May 3, 11:38 am EDT	TRIMBLE INC.TRMB	Kaigham GabrielDirector	8,006	—	—	8,006	—
May 1, 2018 MForm 4 →	May 3, 11:38 am EDT	MCDONALDS CORPMCD	Kevin M OzanExec Vice Pres & CFO	11,755	—	—	0	—
May 1, 2018 AForm 4 →	May 3, 11:39 am EDT	TRIMBLE INC.TRMB	Mark S PeekDirector	8,006	—	—	8,006	—
May 1, 2018 AForm 4 →	May 3, 11:39 am EDT	TRIMBLE INC.TRMB	Ronald S. NersesianDirector	8,006	—	—	8,006	—
May 1, 2018 MForm 4 →	May 3, 11:50 am EDT	UNISYS CORPUIS	Eric HuttoSenior Vice President	2,000	—	—	0	—
May 1, 2018 AForm 4 →	May 3, 12:05 pm EDT	SIMMONS FIRST NATIONAL CORPSFNC	Steven A CosseDirector	1,640	—	—	1,640	—
May 1, 2018 AForm 4 →	May 3, 12:09 pm EDT	SIMMONS FIRST NATIONAL CORPSFNC	Edward DrillingDirector	1,640	—	—	1,640	—
May 1, 2018 MForm 4 →	May 3, 12:42 pm EDT	TORO COTTC	Amy E DahlVP, HR & Distributor Devel.	3,118	—	—	0	—
May 2, 2018 MForm 4 →	May 3, 12:44 pm EDT	Encompass Health CorpEHC	Barbara Ann JacobsmeyerPresident, Inpatient Hospitals	3,897	—	—	7,792	—
May 2, 2018 AForm 4 →	May 3, 12:51 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Marcello BottoliDirector	874	—	—	874	—
May 2, 2018 AForm 4 →	May 3, 12:51 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Linda B BuckDirector	874	—	—	874	—
May 2, 2018 AForm 4 →	May 3, 12:51 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Michael L DuckerDirector	874	—	—	874	—
May 2, 2018 AForm 4 →	May 3, 12:51 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	David R EpsteinDirector	874	—	—	874	—
May 2, 2018 AForm 4 →	May 3, 12:51 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Roger W. Ferguson Jr.Director	874	—	—	874	—
May 2, 2018 AForm 4 →	May 3, 12:51 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	John Francis FerraroDirector	874	—	—	874	—
May 2, 2018 AForm 4 →	May 3, 12:51 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Christina A GoldDirector	874	—	—	874	—
May 2, 2018 AForm 4 →	May 3, 12:51 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Katherine M HudsonDirector	874	—	—	874	—
May 2, 2018 AForm 4 →	May 3, 12:51 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Dale F MorrisonDirector	874	—	—	874	—
May 2, 2018 AForm 4 →	May 3, 12:52 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Stephen WilliamsonDirector	874	—	—	874	—
May 1, 2018 MForm 4 →	May 3, 1:07 pm EDT	GILEAD SCIENCES INCGILD	John C MartinDirector	50,000	—	—	350,000	—
May 1, 2018 MForm 4 →	May 3, 1:14 pm EDT	COLUMBIA SPORTSWEAR COCOLM	Murrey R AlbersDirector	627	—	—	0	—
May 1, 2018 MForm 4 →	May 3, 1:18 pm EDT	PROGRESSIVE CORP/OH/PGR	Michael D SiegerClaims President	3,451	—	—	18,354	—
May 1, 2018 MForm 4 →	May 3, 1:20 pm EDT	PROGRESSIVE CORP/OH/PGR	Daniel P MascaroVice Pres, Secretary and CLO	3,045	—	—	12,466	—
May 1, 2018 MForm 4 →	May 3, 1:21 pm EDT	COLUMBIA SPORTSWEAR COCOLM	Stephen E BabsonDirector	362	—	—	723	—
May 1, 2018 MForm 4 →	May 3, 1:22 pm EDT	PROGRESSIVE CORP/OH/PGR	William M CodyChief Investment Officer	3,979	—	—	26,325	—
May 1, 2018 MForm 4 →	May 3, 1:25 pm EDT	PROGRESSIVE CORP/OH/PGR	Jeffrey W BaschVice Pres & Chief Acct Officer	1,070	—	—	7,091	—
May 1, 2018 MForm 4 →	May 3, 1:25 pm EDT	COLUMBIA SPORTSWEAR COCOLM	Andy D BryantDirector	891	—	—	0	—
May 1, 2018 MForm 4 →	May 3, 1:27 pm EDT	PROGRESSIVE CORP/OH/PGR	John A BarbagalloCommercial Lines President	3,979	—	—	26,222	—
May 1, 2018 MForm 4 →	May 3, 1:28 pm EDT	COLUMBIA SPORTSWEAR COCOLM	Edward S GeorgeDirector	362	—	—	723	—
May 1, 2018 MForm 4 →	May 3, 1:30 pm EDT	COLUMBIA SPORTSWEAR COCOLM	Walter KlenzDirector	362	—	—	723	—
May 1, 2018 MForm 4 →	May 3, 1:33 pm EDT	COLUMBIA SPORTSWEAR COCOLM	Ronald E. NelsonDirector	627	—	—	0	—
May 1, 2018 MForm 4 →	May 3, 1:35 pm EDT	COLUMBIA SPORTSWEAR COCOLM	Malia H WassonDirector	362	—	—	723	—
May 2, 2018 MForm 4 →	May 3, 1:48 pm EDT	Customers Bancorp, Inc.CUBI	Steven IssaExecutive VP and CLO	11,001	—	—	0	—
May 3, 2018 DForm 4 →	May 3, 1:51 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Christina A GoldDirector	882	—	—	0	—
May 3, 2018 MForm 4 →	May 3, 2:10 pm EDT	NORWOOD FINANCIAL CORPNWFL	John H SandersSenior Vice President	2,300	—	—	12,050	—
May 1, 2018 MForm 4 →	May 3, 2:32 pm EDT	STRYKER CORPSYK	Lonny J CarpenterGroup President	1,355	—	—	0	—
Apr 27, 2018 MForm 4 →	May 3, 2:41 pm EDT	HEXCEL CORP /DE/HXL	Thierry MerlotSee Remarks	3,490	—	—	8,810	—	late
May 1, 2018 MForm 4 →	May 3, 2:48 pm EDT	MAXIM INTEGRATED PRODUCTS INCMXIM	Christopher J NeilSENIOR VP	3,500	—	—	10,500	—
May 1, 2018 MForm 4 →	May 3, 3:07 pm EDT	ENTERPRISE FINANCIAL SERVICES CORPEFSC	James Brian LallyCEO	5,188	—	—	0	—
May 1, 2018 MForm 4 →	May 3, 3:20 pm EDT	NATIONAL INSTRUMENTS CORPNATI	Scott Arthur RustSenior Vice President	11,528	—	—	15,000	—
May 2, 2018 AForm 4 →	May 3, 3:23 pm EDT	Vericel CorpVCEL	Robert L Zerbe M.D.Director	17,500	—	—	17,500	—
May 2, 2018 AForm 4 →	May 3, 3:24 pm EDT	Vericel CorpVCEL	Paul K WottonDirector	17,500	—	—	17,500	—
May 2, 2018 AForm 4 →	May 3, 3:25 pm EDT	Vericel CorpVCEL	Alan L RubinoDirector	17,500	—	—	17,500	—
May 2, 2018 AForm 4 →	May 3, 3:28 pm EDT	Vericel CorpVCEL	Steven C GilmanDirector	17,500	—	—	17,500	—
May 2, 2018 AForm 4 →	May 3, 3:29 pm EDT	Vericel CorpVCEL	Kevin F McLaughlinDirector	17,500	—	—	17,500	—
May 1, 2018 MForm 4 →	May 3, 3:29 pm EDT	SYNNEX CORPSNX	Dennis PolkChief Executive Officer, Director	2,000	—	—	1,623	—
May 2, 2018 AForm 4 →	May 3, 3:30 pm EDT	Vericel CorpVCEL	Heidi HagenDirector	17,500	—	—	17,500	—
May 1, 2018 AForm 4 →	May 3, 3:52 pm EDT	Helmerich & Payne, Inc.HP	Mark W. SmithCFO Designate	23,915	—	—	23,915	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.