SEC Form 4 · accession 0001062993-18-001909
Park Place Energy Corp. · PKPL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Michael Thompson
Officer — Chief Financial Officer · Director · 10% Owner
Period of report
Jan 21, 2018
Accepted (ET)
May 3, 2018 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001310982
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 21, 2018 | A | 250,000 | $0.12 | A | 600,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.20 | Aug 27, 2017 | A | 125,000 | A | Aug 27, 2013 | Aug 27, 2018 | Common shares | 125,000 | 125,000 | D |
| Stock Options | $0.10 | Jan 22, 2016 | A | 50,000 | A | Jan 22, 2016 | Jan 21, 2019 | Common shares | 50,000 | 150,000 | D |
| Stock Options | $0.18 | Mar 27, 2017 | A | 100,000 | A | Mar 27, 2017 | Mar 26, 2021 | Common shares | 100,000 | 250,000 | D |
| Restricted Stock UnitedF1 | — | Apr 1, 2017 | A | 25,000 | A | Apr 1, 2017 | — | Common shares | 25,000 | 275,000 | D |
| Stock Options | $0.12 | Jan 21, 2018 | A | 300,000 | A | Jan 21, 2018 | Jan 21, 2023 | Common shares | 300,000 | 575,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit is a notional share of common shares of the Issuer, with a value of each Unit being equal to the Fair Market value of a share of common stock at any time.