SEC Form 4 · accession 0001179110-18-006074
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ashley Dreier
Officer — Executive, VP, CTO and CIO
Period of report
Apr 30, 2018
Accepted (ET)
May 2, 2018 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 30, 2018 | M | 16,250 | $24.36 | A | 49,439 | D | |
| Common Stock | Apr 30, 2018 | S | 16,250 | $67.00 | D | 33,189 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $24.36 | Apr 30, 2018 | M | 16,250 | D | — | Mar 23, 2026 | Common Stock | 16,250 | 48,750 | D |
| Stock Option (right to buy)F2 | $14.00 | holding | — | — | — | — | Jul 30, 2024 | Common Stock | 6,000 | 6,000 | D |
| Stock Option (right to buy)F2 | $1.50 | holding | — | — | — | — | May 9, 2023 | Common Stock | 16,750 | 16,750 | D |
Explanation of responses
- F1The option exercises and subsequent sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2017
- F2The option is immediately exercisable.
- F3The option is immediately exercisable as to 16,250 shares. The option becomes exercisable as to the remaining 32,500 shares in two equal installments on March 23, 2019 and 2020.