SEC Form 4 · accession 0001209191-18-027346
EXPRO GROUP HOLDINGS N.V. · XPRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D. Keith Mosing
Director · 10% Owner
Period of report
May 1, 2018
Accepted (ET)
May 2, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value Euro 0.01 per shareF1 | May 1, 2018 | M | 18,204 | — | A | 2,120,264 | D | |
| Common stock, par value Euro 0.01 per share | holding | — | — | — | 33,024 | I | Held by Child | |
| Common stock, par value Euro 0.01 per share | holding | — | — | — | 33,024 | I | Held by Child | |
| Common stock, par value Euro 0.01 per share | holding | — | — | — | 50,000 | I | Held by Spouse | |
| Common stock, par value Euro 0.01 per shareF2 | holding | — | — | — | 6,370,920 | I | See footnote | |
| Common stock, par value Euro 0.01 per shareF3 | holding | — | — | — | 440,185 | I | See footnote | |
| Common stock, par value Euro 0.01 per shareF4 | holding | — | — | — | 89,596 | I | See footnote | |
| Common stock, par value Euro 0.01 per shareF5 | holding | — | — | — | 31,785,600 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F6 | — | May 1, 2018 | M | 18,204 | D | — | — | Common Stock | 18,204 | 0 | D |
Explanation of responses
- F1Restricted stock units ("RSUs") convert into common stock on a one-for-one basis as annual compensation to the non-employee members of the Board of Supervisory Directors.
- F2As of May 1, 2018, the Donald Keith Mosing Family Partnership, Ltd ("DKM PL") directly owns 6,370,920 shares of Frank's International N.V.'s common stock, par value Euro 0.01 per share (the "Common Stock"). DKM PL is controlled by Donald Keith Mosing, in his capacity as its general partner and trustee of its other general partner, Donald Keith Mosing Revocable Trust.
- F3The 440,185 shares reported are owned directly by the 2015 Mosing Family Delaware Trust f/b/o Keith Mosing, of which Donald Keith Mosing is the investment advisor. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
- F4The 89,596 shares reported are owned directly by the By-Pass Corporate Stock Trust u/l/w Janice P. Mosing f/b/o Donald Keith Mosing, of which Donald Keith Mosing is the trustee. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by the trust, except to the extent of his pecuniary interest therein.
- F5The 31,785,600 shares of common stock reported are owned directly by Mosing Holdings, LLC. D. Keith Mosing is the Chairman, President and Chief Executive Officer of Mosing Holdings, LLC. Accordingly, Mr. Mosing may be deemed to beneficially own shares of Common Stock owned by Mosing Holdings, LLC. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by Mosing Holdings, LLC, except to the extent of his pecuniary interest therein.
- F6On May 19, 2017, the reporting person was granted 18,204 RSUs, which vested in full on May 1, 2018.