SEC Form 4 · accession 0001127602-18-016117
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. · CRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Ross Smith
Officer — Corporate Executive VP & CFO
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 8:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2018 | M | 945 | $51.45 | A | 13,723 | D | |
| Common Stock | May 1, 2018 | S | 100 | $103.67 | D | 13,623 | D | |
| Common Stock | May 1, 2018 | S | 100 | $103.73 | D | 13,523 | D | |
| Common Stock | May 1, 2018 | S | 100 | $103.84 | D | 13,423 | D | |
| Common Stock | May 1, 2018 | S | 100 | $104.11 | D | 13,323 | D | |
| Common Stock | May 1, 2018 | S | 100 | $104.29 | D | 13,223 | D | |
| Common Stock | May 1, 2018 | S | 100 | $104.33 | D | 13,123 | D | |
| Common Stock | May 1, 2018 | S | 100 | $104.44 | D | 13,023 | D | |
| Common Stock | May 1, 2018 | S | 100 | $104.53 | D | 12,923 | D | |
| Common Stock | May 1, 2018 | S | 5 | $104.54 | D | 12,918 | D | |
| Common Stock | May 1, 2018 | S | 140 | $104.87 | D | 12,778 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $51.45 | May 1, 2018 | M | 945 | D | May 1, 2015 | May 1, 2021 | Common Stock | 945 | 0 | D |
Explanation of responses
- F1This sale occurred pursuant to a 10b5-1 Trading Plan.