SEC Form 4 · accession 0001580695-18-000239
Petrolia Energy Corp · BBLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Edward Burns
Officer — Chairman · Director
Period of report
Apr 19, 2018
Accepted (ET)
May 3, 2018 · 1:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 26, 2018 | A | 350,000 | $0.07 | A | 3,854,566 | D | |
| Common Stock | May 3, 2018 | A | 2,500,000 | $0.07 | A | 6,354,566 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to Purchase Common Stock | $0.10 | Apr 19, 2018 | A | 5,000,000 | A | Apr 19, 2018 | Apr 19, 2021 | Common Stock | 5,000,000 | 5,886,667 | D |
| Warrants to Purchase Common Stock | $0.14 | May 3, 2018 | A | 333,333 | A | May 3, 2018 | May 3, 2020 | Common Stock | 333,333 | 6,220,000 | D |