SEC Form 4 · accession 0000899243-18-011168

NN INC · NNBR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President & CEO · Director

Period of report

Apr 30, 2018

Accepted (ET)

May 2, 2018 · 7:38 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000918541

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Apr 30, 2018	A	21,509	$0.00	A	165,568	D
Common Stock	Apr 30, 2018	M	14,752	$0.00	A	180,320	D
Common Stock^F2	Apr 30, 2018	F	10,019	$20.30	D	170,301	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Rights^F3,F4	—	Apr 30, 2018	M	14,665	D	—	—	Common Stock	14,665	0	D

F1Represents settlement of performance rights that vested on April 30, 2018 based on the return of invested capital of NN, Inc. (the "Issuer") over the performance period beginning February 1, 2015 and ending December 31, 2017.
F2Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock and performance rights.
F3Each performance right represented a contingent right to receive one share of common stock of the Issuer.
F4The vesting of the performance rights was based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on February 1, 2015 and ending December 31, 2017. The performance rights vested on April 30, 2018. Performance rights granted represented the right to receive the target shares, and actual performance rights earned resulted in a payout of 100.6% of the target shares.