SEC Form 4 · accession 0001225208-18-008526
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent Marzano
Officer — VP, Treasurer
Period of report
Apr 30, 2018
Accepted (ET)
May 2, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1 | Apr 30, 2018 | M | 695 | $0.00 | A | 1,444 | D | |
| Class A CommonF1 | Apr 30, 2018 | M | 275 | $0.00 | A | 1,719 | D | |
| Class A CommonF1 | Apr 30, 2018 | M | 233 | $0.00 | A | 1,952 | D | |
| Class A CommonF1 | Apr 30, 2018 | M | 200 | $0.00 | A | 2,152 | D | |
| Class A Common | Apr 30, 2018 | M | 105 | $0.00 | A | 2,257 | D | |
| Class A Common | Apr 30, 2018 | F | 535 | $65.95 | D | 1,722 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF3,F4 | — | Apr 30, 2018 | M | 695 | D | — | — | Class A Common | 695 | 0 | D |
| Restricted Stock UnitsF5,F6 | — | Apr 30, 2018 | M | 200 | D | — | — | Class A Common | 200 | 1,560 | D |
| Restricted Stock UnitsF5,F7 | — | Apr 30, 2018 | M | 233 | D | — | — | Class A Common | 233 | 1,327 | D |
| Restricted Stock UnitsF5,F8 | — | Apr 30, 2018 | M | 275 | D | — | — | Class A Common | 275 | 1,052 | D |
| Restricted Stock UnitsF5,F9 | $0.00 | Apr 30, 2018 | M | 105 | D | — | Apr 30, 2019 | Class A Common | 105 | 105 | D |
Explanation of responses
- F10.00
- F2Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.
- F3Restricted performance units convert into Class A common stock on a one-for-one basis.
- F4Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.
- F5Restricted stock units convert into Class A common stock on a one-for-one basis.
- F6On June 24, 2014, the reporting person was granted 400 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.
- F7On June 21, 2017, the reporting person was granted 934 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
- F8On June 22, 2016, the reporting person was granted 1,101 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.
- F9On June 24, 2015, the reporting person was granted 420 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.