SEC Form 4 · accession 0001140361-18-021449
MCDONALDS CORP · MCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin M Ozan
Officer — Exec Vice Pres & CFO
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 11:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000063908
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2018 | M | 11,755 | $75.93 | A | 29,800 | D | |
| Common StockF1 | May 1, 2018 | S | 18,636 | $165.69 | D | 11,164 | D | |
| Common StockF2 | holding | — | — | — | 3,557 | I | Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F3 | $75.93 | May 1, 2018 | M | 11,755 | D | — | Feb 9, 2021 | Common Stock | 11,755 | 0 | D |
| Phantom StockF2,F4,F5 | — | holding | — | — | — | — | — | Common Stock | 2,454 | 2,454 | I |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $165.35 to $166.50 per share. The price reported represents the weighted average sales price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- F2Includes shares acquired through dividend reinvestment.
- F3Options become exercisable in 25% increments on the first, second, third and fourth anniversary dates of the grant.
- F4Each share of phantom stock represents a right to receive the cash value of one share of McDonald's Corporation common stock.
- F5Shares of phantom stock are payable in cash following the reporting person's separation from service with McDonald's.