SEC Form 4 · accession 0001398889-18-000090
AMERICAN ELECTRIC POWER CO INC · AEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles E Zebula
Officer — Executive Vice President
Period of report
May 1, 2018
Accepted (ET)
May 2, 2018 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004904
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F5 | May 1, 2018 | M | 1,700 | $68.63 | A | 2,818 | D | |
| Common StockF5 | May 1, 2018 | F | 771 | $68.63 | D | 2,047 | D | |
| Common StockF5 | May 1, 2018 | D | 929 | $68.63 | D | 1,118 | D | |
| Common StockF2,F5 | May 1, 2018 | M | 3,844 | $68.63 | A | 4,962 | D | |
| Common StockF5 | May 1, 2018 | F | 1,743 | $68.63 | D | 3,219 | D | |
| Common StockF5 | May 1, 2018 | D | 2,101 | $68.63 | D | 1,118 | D | |
| Common StockF3,F5 | May 1, 2018 | M | 1,235 | $68.63 | A | 2,353 | D | |
| Common StockF5 | May 1, 2018 | F | 560 | $68.63 | D | 1,793 | D | |
| Common StockF5 | May 1, 2018 | D | 675 | $68.63 | D | 1,118 | D | |
| Common StockF4,F6 | May 1, 2018 | F | 508 | $69.44 | D | 610 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F1 | — | May 1, 2018 | M | 1,700 | A | May 1, 2018 | May 1, 2018 | Common Stock | 1,700 | 0 | D |
| Restricted Stock UnitsF5,F2 | — | May 1, 2018 | M | 3,844 | A | May 1, 2018 | May 1, 2018 | Common Stock | 3,844 | 0 | D |
| Restricted Stock UnitsF5,F3 | — | May 1, 2018 | M | 1,235 | A | May 1, 2018 | May 1, 2018 | Common Stock | 1,235 | 0 | D |
Explanation of responses
- F1A portion of Mr. Zebula's restricted stock units (1,700) that were granted on 2/24/2015 vested on 5/1/2018. Upon vesting, 771 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash.
- F2A portion of Mr. Zebula's restricted stock units (3,844) that were granted on 12/07/2015 vested on 5/1/2018. Upon vesting, 1,743 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash.
- F3A portion of Mr. Zebula's restricted stock units (1,235) that were granted on 2/23/2016 vested on 5/1/2018. Upon vesting, 560 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash.
- F4A portion of Mr. Zebula's restricted stock units (1,118) that were granted on 2/20/2017 vested on 5/1/2018. Upon vesting, 508 restricted stock units were withheld to satisfy the reporting person's tax liability.
- F5Value is based on 20 day average stock closing price.
- F6Value is based on the closing price of the stock.