SEC Form 4 · accession 0001398889-18-000073
AMERICAN ELECTRIC POWER CO INC · AEP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa M Barton
Officer — Executive Vice President
Period of report
May 1, 2018
Accepted (ET)
May 2, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004904
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4 | May 1, 2018 | M | 1,894 | $68.63 | A | 3,507 | D | |
| Common StockF4 | May 1, 2018 | F | 859 | $68.63 | D | 2,648 | D | |
| Common StockF4 | May 1, 2018 | D | 1,035 | $68.63 | D | 1,613 | D | |
| Common StockF2,F4 | May 1, 2018 | M | 1,439 | $68.63 | A | 3,052 | D | |
| Common StockF4 | May 1, 2018 | F | 653 | $68.63 | D | 2,399 | D | |
| Common StockF4 | May 1, 2018 | D | 786 | $68.63 | D | 1,613 | D | |
| Common StockF3,F5 | May 1, 2018 | F | 732 | $69.44 | D | 881 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1 | — | May 1, 2018 | M | 1,894 | A | May 1, 2018 | May 1, 2018 | Common Stock | 1,894 | 0 | D |
| Restricted Stock UnitsF4,F2 | — | May 1, 2018 | M | 1,439 | A | May 1, 2018 | May 1, 2018 | Common Stock | 1,439 | 0 | D |
Explanation of responses
- F1A portion of Ms. Barton's restricted stock units (1,894) that were granted on 2/24/2015 vested on 5/1/2018. Upon vesting, 859 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash.
- F2A portion of Ms. Barton's restricted stock units (1,439) that were granted on 2/23/2016 vested on 5/1/2018. Upon vesting, 653 restricted stock units were withheld to satisfy the reporting person's tax liability and the remaining restricted stock units were settled in cash.
- F3A portion of Ms. Barton's restricted stock units (1,613) that were granted on 2/20/2017 vested on 5/1/2018. Upon vesting, 732 restricted stock units were withheld to satisfy the reporting person's tax liability.
- F4Value is based on 20 day average stock closing price.
- F5Value is based on the closing price of the stock.