SEC Form 4 · accession 0001225208-18-008521
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Caridi
Officer — SVP, Corporate Controller
Period of report
Apr 30, 2018
Accepted (ET)
May 2, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1 | Apr 30, 2018 | M | 395 | $0.00 | A | 4,781 | D | |
| Class A Common | Apr 30, 2018 | F | 135 | $65.95 | D | 4,646 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Apr 30, 2018 | M | 395 | D | — | — | Class A Common | 395 | 1,185 | D |
Explanation of responses
- F10.00
- F2Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.
- F3Restricted stock units convert into Class A common stock on a one-for-one basis.
- F4On June 21, 2017, the reporting person was granted 1,580 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.