SEC Form 4 · accession 0000065984-18-000127
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roderick K West
Officer — Group President, Utility Ops
Period of report
May 1, 2018
Accepted (ET)
May 2, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 1, 2018 | M | 21,000 | — | A | 60,167 | D | |
| Common StockF3 | May 1, 2018 | D | 21,000 | $81.23 | D | 39,167 | D | |
| Common Stock | holding | — | — | — | 3,546 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | May 1, 2018 | M | 21,000 | D | May 1, 2018 | May 1, 2018 | Common Stock | 21,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive for each vested unit the cash equivalent of one share of Entergy common stock.
- F2Includes 113 shares of Entergy common stock acquired pursuant to a dividend reinvestment feature of the Entergy Corporation equity ownership plan.
- F3The reporting person settled all of the restricted stock units in cash.