SEC Form 4/A · accession 0001104659-18-029807
AgroFresh Solutions, Inc. · AGFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jordi Ferre
Officer — Chief Executive Officer · Director
Period of report
Mar 29, 2018
Accepted (ET)
May 2, 2018 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001592016
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 29, 2018 | A | 40,800 | $0.00 | A | 40,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F3,F4 | $7.35 | Mar 29, 2018 | A | 54,400 | A | — | Mar 29, 2028 | Common Stock | 54,400 | 54,400 | D |
Explanation of responses
- F1The original Form 4 filed on April 30, 2018 erroneously reported a grant of 35,450 restricted shares of common stock.
- F2These restricted shares vest in three equal annual installments beginning on March 29, 2019.
- F3The original Form 4 filed on April 30, 2018 erroneously reported an option grant of 47,250 shares.
- F4This stock option vests in three equal annual installments beginning on March 29, 2019.