SEC Form 4 · accession 0000899243-18-011123
OP Bancorp · OPBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Min Kim
Officer — Chief Executive Officer · Director
Period of report
May 1, 2018
Accepted (ET)
May 2, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001722010
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2018 | M | 10,000 | $0.00 | A | 307,072 | D | |
| Common StockF1 | May 1, 2018 | F | 3,095 | $38,532.75 | D | 303,977 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | $0.00 | May 1, 2018 | M | 10,000 | D | May 1, 2018 | Apr 1, 2021 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The number of shares in Column 5 is the number of shares of common stock beneficially owned as of the date of this filing and taking into account the transactions reported in this filing.
- F2Restricted stock units convert to shares of common stock on a on-for-one basis.
- F3There are no other derivative securities with identical economic characteristics to qualify as the same class of securities for reporting in this Column 9.