SEC Form 4/A · accession 0001209191-18-046442
OP Bancorp · OPBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Min Kim
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
May 1, 2018
Accepted (ET)
Aug 13, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001722010
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2018 | M | 10,000 | — | A | 307,072 | D | |
| Common Stock | May 1, 2018 | F | 3,095 | $12.45 | D | 303,977 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 1, 2018 | M | 10,000 | D | — | — | Common Stock | 10,000 | 30,000 | D |
Explanation of responses
- F1Restricted stock units convert to shares of common stock on a one-for-one basis.
- F2On April 1, 2014, the reporting person was granted 70,000 shares of restricted stock units, vesting in 7 equal annual installments beginning on the first anniversary of the grant date.