SEC Form 4 · accession 0001065280-18-000214
NETFLIX INC · NFLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A George Battle
Director
Period of report
May 1, 2018
Accepted (ET)
May 2, 2018 · 6:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001065280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2018 | M | 3,269 | $7.64 | A | 3,269 | D | |
| Common StockF1 | May 1, 2018 | M | 2,870 | $8.7186 | A | 6,139 | D | |
| Common StockF1 | May 1, 2018 | M | 2,506 | $9.9571 | A | 8,645 | D | |
| Common StockF1 | May 1, 2018 | M | 1,355 | $10.7143 | A | 10,000 | D | |
| Common StockF1,F2 | May 1, 2018 | S | 1,813 | $307.7553 | D | 8,187 | D | |
| Common StockF1,F3 | May 1, 2018 | S | 1,526 | $308.802 | D | 6,661 | D | |
| Common StockF1,F4 | May 1, 2018 | S | 2,974 | $309.8163 | D | 3,687 | D | |
| Common StockF1,F5 | May 1, 2018 | S | 2,400 | $310.9267 | D | 1,287 | D | |
| Common StockF1,F6 | May 1, 2018 | S | 800 | $311.815 | D | 487 | D | |
| Common StockF1,F7 | May 1, 2018 | S | 487 | $312.9339 | D | 0 | D | |
| Common StockF8 | holding | — | — | — | 56,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $7.64 | May 1, 2018 | M | 3,269 | D | Jan 4, 2010 | Jan 4, 2020 | Common Stock | 3,269 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $8.7186 | May 1, 2018 | M | 2,870 | D | Feb 1, 2010 | Feb 1, 2020 | Common Stock | 2,870 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $9.9571 | May 1, 2018 | M | 2,506 | D | Mar 1, 2010 | Mar 1, 2020 | Common Stock | 2,506 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $10.7143 | May 1, 2018 | M | 1,355 | D | Apr 1, 2010 | Apr 1, 2020 | Common Stock | 1,355 | 983 | D |
| Non-Qualified Stock Option (right to buy) | $313.30 | May 1, 2018 | A | 199 | A | May 1, 2018 | May 1, 2028 | Common Stock | 199 | 199 | D |
Explanation of responses
- F1Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c).
- F2This transaction was executed in multiple trades at prices ranging from $307.34 to $308.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $308.35 to $309.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $309.38 to $310.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $310.42 to $311.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $311.60 to $311.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades at prices ranging from $312.60 to $313.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8As a Trustee of the A. George Battle 2011 Separate Property Trust.