SEC Form 4 · accession 0001209191-18-027332
Casa Systems Inc · CASA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abraham Pucheril
Officer — SVP of Worldwide Sales
Period of report
Apr 30, 2018
Accepted (ET)
May 2, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001333835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 30, 2018 | M | 62,301 | $1.692 | A | 280,521 | D | |
| Common Stock | Apr 30, 2018 | S | 62,301 | $23.8875 | D | 218,220 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1 | $1.692 | Apr 30, 2018 | M | 62,301 | D | — | Sep 5, 2022 | Common Stock | 62,301 | 319,479 | D |
Explanation of responses
- F1Fully vested.