Insider · CIK 0001495443

Alan Rappaport

Files at: VCTR, PKO, PCM, PDX, PMFAX, CBH, ACV, NIE and 4 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $282k · 10sales $0 · 0net $282k

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 10, 2026 AForm 4 →	Jul 14, 5:13 pm EDT	Victory Capital Holdings, Inc.VCTR	718	$92.24	$66,228	156,804	—
Feb 21, 2019 PForm 4 →	Feb 22, 5:45 pm EST	PCM FUND, INC.PCM	1,000	$10.69	$10,687	1,000	—	plan?
Feb 21, 2019 PForm 4 →	Feb 22, 5:42 pm EST	PIMCO Income Opportunity FundPKO	1,000	$26.19	$26,192	1,000	—	plan?
May 15, 2018 PForm 4 →	May 17, 7:59 pm EDT	Victory Capital Holdings, Inc.VCTR	10,000	$10.18	$101,774	10,000	—	plan?
Aug 15, 2017 PForm 4 →	Aug 17, 5:25 pm EDT	AllianzGI Convertible & Income 2024 Target Term FundCBH	1,000	$10.01	$10,010	1,000	—	plan?
Jul 7, 2017 PForm 4 →	Jul 10, 5:37 pm EDT	AllianzGI NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUNDNFJ	1,000	$13.10	$13,100	1,000	—	plan?
Jul 7, 2017 PForm 4 →	Jul 10, 5:36 pm EDT	AllianzGI Convertible & Income Fund IINCZ	1,000	$6.26	$6,255	1,000	—	plan?
Jul 7, 2017 PForm 4 →	Jul 10, 5:35 pm EDT	AllianzGI Diversified Income & Convertible FundACV	1,000	$21.29	$21,290	1,000	—	plan?
Jul 7, 2017 PForm 4 →	Jul 10, 5:35 pm EDT	AllianzGI Equity & Convertible Income FundNIE	1,000	$19.75	$19,750	1,000	—	plan?
Jun 8, 2015 PForm 4 →	Jun 9, 4:23 pm EDT	PIMCO Dynamic Credit Income FundPCI	1,000	$20.54	$20,537	3,500	+40.0%	plan?
May 11, 2015 PForm 4 →	May 12, 5:05 pm EDT	PIMCO Dynamic Credit Income FundPCI	2,500	$20.89	$52,225	2,500	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 10, 2019 AForm 4 →	Jan 11, 3:39 pm EST	Victory Capital Holdings, Inc.VCTR	2,840	$11.00	$31,240	116,790	—
Oct 10, 2018 AForm 4 →	Oct 11, 2:41 pm EDT	Victory Capital Holdings, Inc.VCTR	3,575	$8.74	$31,246	113,950	—
Jul 10, 2018 AForm 4 →	Jul 11, 4:00 pm EDT	Victory Capital Holdings, Inc.VCTR	3,078	$10.15	$31,242	110,375	—
Apr 30, 2018 AForm 4 →	May 2, 9:25 pm EDT	Victory Capital Holdings, Inc.VCTR	7,534	$11.06	$83,326	107,297	—