SEC Form 4 · accession 0001104659-18-029941
Level One Bancorp Inc · LEVL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara A. Felts
Officer — SVP, Controller
Period of report
Apr 26, 2018
Accepted (ET)
May 2, 2018 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412707
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 26, 2018 | M | 100 | $10.15 | A | 1,600 | D | |
| Common Stock | Apr 30, 2018 | A | 3,500 | $0.00 | A | 5,100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to buy)F1 | $10.15 | Apr 26, 2018 | M | 100 | D | — | Feb 16, 2022 | Common Stock | 100 | 1,800 | D |
Explanation of responses
- F1The 2,000 options originally granted vested in three equal annual installments beginning one year after the 2/16/2012 grant date.