SEC Form 4 · accession 0001209191-18-027336
EXPRO GROUP HOLDINGS N.V. · XPRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven B. Mosing
Director · 10% Owner
Period of report
May 1, 2018
Accepted (ET)
May 2, 2018 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001575828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value Euro 0.01 per shareF1 | May 1, 2018 | M | 18,204 | — | A | 1,163,789 | D | |
| Common stock, par value Euro 0.01 per shareF2 | holding | — | — | — | 7,918,667 | I | See footnote | |
| Common stock, par value Euro 0.01 per shareF3 | holding | — | — | — | 31,785,600 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F4 | — | May 1, 2018 | M | 18,204 | D | — | — | Common Stock | 18,204 | 0 | D |
Explanation of responses
- F1Restricted stock units ("RSUs") convert into common stock on a one-for-one basis as annual compensation to the non-employee members of the Board of Supervisory Directors.
- F2As of May 1, 2018, the Steven Brent Mosing Family, L.L.C. ("SBM LLC") directly owns 7,918,667 shares of Frank's International N.V.'s common stock, par value Euro 0.01 per share. SBM LLC is controlled by Steven B. Mosing, in his capacity as its sole manager.
- F3As a result of the Voting Agreement, dated July 22, 2013, by and among Ginsoma Family C.V., FWW B.V., Mosing Holdings, LLC and the other parties thereto, Mr. Mosing may be deemed to beneficially own shares of Common Stock owned by Mosing Holdings, LLC. Mr. Mosing disclaims beneficial ownership of the Common Stock owned by Mosing Holdings, LLC, except to the extent of his pecuniary interest therein.
- F4On May 19, 2017, the reporting person was granted 18,204 RSUs, which vested in full on May 1, 2018.