SEC Form 4 · accession 0001209191-18-027550
MAXIM INTEGRATED PRODUCTS INC · MXIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Neil
Officer — SENIOR VP
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000743316
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 1, 2018 | M | 3,500 | $22.28 | A | 129,494 | D | |
| Common StockF3,F1,F2 | May 1, 2018 | S | 3,500 | $54.6427 | D | 125,994 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F4 | $22.28 | May 1, 2018 | M | 3,500 | D | Nov 15, 2015 | Sep 6, 2018 | Common Stock | 3,500 | 10,500 | D |
Explanation of responses
- F1Represents unvested Restricted Stock Units and Common Stock and updated to reflect shares beneficially owned from previous filings
- F2The sale reported on this Form 4 was made on May 1, 2018 pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person on June 9, 2017.
- F3This transaction was executed in multiple trades at prices ranging from $53.9400 to $55.2900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Date when shares became fully exercisable.